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ELRCPartially AllowedPetition (E&LRC) – unnumbered on face of judgment· [2021] KEELRC 1962 (KLR)

George Mburugu Ikiara v National Police Service Commission [2021] KEELRC 1962 (KLR)

Employment and Labour Relations Court of Kenya
19 March 2021
6,975 words in judgment
View original judgmentRead on Kenya Law Watch case
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·~28 min to read original · ~4 min brief

The bottom line

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A Kenyan police officer removed after flawed vetting won reinstatement with full salary, because the process denied him fair notice and a fair hearing.

What this practically means

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Executive summary

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The Petitioner, a Chief Inspector of Police with 24 years' service, was removed from the Kenya Police Service on 6th December 2016 after failing vetting conducted under the National Police Service [Vetting] Regulations 2013, the National Police Service Commission finding that he could not explain his m-pesa financial transactions and had misled it about a joint maize business. His review was unsuccessful. He petitioned the Employment and Labour Relations Court alleging violation of his rights to fair administrative action (Article 47) and fair hearing (Article 50(1)). The court found that the Petitioner was entitled to notice of the adverse information generated by his own submitted documents before vetting; that the unexplained discrepancy in his service numbers in the vetting decisions gave credence to mistaken identity; that the intemperate language and sarcasm of Chairpersons Owuor and Kavuludi suggested a prejudged, biased process; that the Commission relied on extraneous statements of officers who were never called to be cross-examined, so the allegations were not proved on a balance of probability; and that Chairman Kavuludi signed the vetting decision without having attended the vetting, a jurisdictional defect vitiating the decision. The court held that proportionality did not apply since vetting admitted no middle ground, but that the Petitioner's unblemished record and degree were not genuinely considered. Reasons had been given for the decisions. The Petition was allowed in part: violation declared, certiorari issued quashing the proceedings and decisions, and the Petitioner reinstated as Chief Inspector without loss of salary or benefits. Compensation and a fourth declaration were refused; no order on costs.

Key legal issues

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01

Entitlement to notice of adverse information before vetting

Holding

The Petitioner was entitled to a notice containing a summary of adverse information; submitting documents himself did not remove the duty to notify him of adverse findings arising from them.

Reasoning

The documents were submitted in fulfilment of a statutory requirement and told the Petitioner nothing. It was for the Respondent to study them and, where they generated adverse information, communicate it through a notice. Reliance on George Kingi Bamba and Peter Kemboi Chemos, where confronting an officer on the floor of vetting with two years of m-pesa transactions without notice was held humanly impossible to answer.

p. 6
02

Factual error in service numbers in vetting decisions

Holding

The unexplained discrepancy in the Petitioner's service numbers between the initial and review decisions gave credence to mistaken identity and amounted to material factual error.

Reasoning

Service and personnel numbers are unique identifiers; the Police Service places high premium on them. The Respondent got the numbers wrong and offered no explanation of the mix-up even on review, leaving the Petitioner with no assurance that the decisions related to him.

p. 6
03

Bias and conduct of the vetting panel

Holding

The intemperate language, sarcasm and aggressive interventions of Chairpersons Owuor and Kavuludi prejudged the Petitioner and compromised the fairness of the process.

Reasoning

Comments, tone or body language suggesting a closed mind call into question the fairness of the process. The chairpersons' morbid humour about driving-test deaths, snide remarks at review, and the 10-minute limit on the review all created an atmosphere of prejudgment inconsistent with a judicial manner expected of administrators.

p. 7
04

Standard of proof and reliance on extraneous evidence

Holding

The allegations were not established on a balance of probability because the officers who allegedly contradicted the Petitioner were not called to give evidence in his presence nor subjected to cross-examination.

Reasoning

The Hansard did not contain the evidence of Rucho, Wainaina and Ochieng'. The Respondent relied on statements made outside the Petitioner's vetting proceedings, which were extraneous. The Fair Administrative Action Act and the Vetting Regulations required those witnesses to be called; the Respondent had no discretion to decline.

p. 7
05

Signature of the decision by a non-participating Chairman

Holding

Kavuludi did not attend the vetting but signed the decision; this procedural impropriety went to jurisdiction and vitiated the decision.

Reasoning

The Hansard shows Owuor chairing throughout, with no record of Kavuludi's arrival; yet he signed the decision of 6th December 2016. Following George Kingi Bamba and Michael Muchiri Nyaga, only members who took part in the vetting could legitimately own the decision, and the impropriety vitiated it.

p. 8
06

Proportionality and consideration of the officer's record

Holding

Proportionality had no applicability because the panel had no middle ground between retention and removal, but the Respondent nonetheless failed to genuinely consider the Petitioner's 24-year unblemished record as Regulation 7 required.

Reasoning

The vetting panel was bound to remove an officer found unsuitable; there were no lesser options, so the sledgehammer-and-mosquito argument fails. However, the Respondent ignored the Petitioner's rise from Constable to Chief Inspector, his degree in criminology and fraud management, and absence of formal complaints, engaging instead in frivolities.

p. 8
07

Reasons for the decision

Holding

Reasons were given for both the initial and review decisions; whether or not valid, the requirement of reasons was met.

Reasoning

Both decisions conformed with Vetting Regulation 25(6) on statement of reasons. The deficiency lay in the validity of the reasons, not their absence.

p. 8

Legal principles established

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  • An officer undergoing vetting is entitled to notice containing a summary of adverse information before attending vetting, even where the adverse information arises from documents the officer himself submitted.
  • Only Commissioners who participated in vetting may validly sign the vetting decision; a decision signed by an absent Commissioner is vitiated and the defect goes to jurisdiction.
  • An administrator may not rely on extraneous statements made outside the officer's vetting proceedings to find that the officer misled it; witnesses whose evidence contradicts the officer must be called and be subject to cross-examination.
  • Article 47 and the Fair Administrative Action Act set a minimum standard of fair administrative action from which administrators cannot opt out.

Court orders

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  1. 1.Declared that the Petitioner's fundamental rights have been violated
  2. 2.Issued an order of certiorari quashing the entire proceedings and decisions of the Respondent declaring that the Petitioner had failed vetting and had been discontinued from the Kenya Police Service
  3. 3.Reinstated the Petitioner to the position of Chief Inspector of Police, without loss of salary, service, privileges and other benefits
  4. 4.No order on the costs

Authorities

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Legislation

  • Constitution of KenyaArticles 10, 27, 47, 50(1), 232; Chapter 6
  • National Police Service Act No. 11A of 2011Sections 7(1), 7(2), 46(1), 47, 71
  • National Police Service [Vetting] Regulations 2013Regulations 4(a), 4(c), 4(e), 4(f), 4(g), 7, 13, 15, 18, 25(4), 25(6), 28, 30, 34
  • Fair Administrative Action Act No. 4 of 2015Sections 4(3), 4(4), 6, 7(2), 12
  • Public Officers Ethics Act

Cases cited (15)

  • County Assembly of Kisumu v. Kisumu County Assembly Service Board
    CoA Kisumu Appeal No. 17 and 18 of 2015
  • George Kingi Bamba v. National Police Service Commission
    [2019] e-KLR; Nairobi E&LRC Petition Number 87 of 2016
  • Joel Lekuta v. National Police Service Commission
    [2017]
  • Republic v. Retirement Benefits Appeals Tribunal & 5 others ex-parte Kenya Airports Authority Staff Superannuation Scheme
    [2015] e-KLR
  • Eusebius Karuti Laibuta v. National Police Service Commission
    [2014] e-KLR
  • Francis Omondi Okonya v. National Police Service Commission
    H.C Petition No. 43 of 2016
  • Michael Muchiri Nyaga v. National Police Service Commission
    [2017] e-KLR
  • Sebastian Kirunya Limbitu v. National Police Service Commission & Another
    [2017] e-KLR
  • Judicial Service Commission v. Mbalu Mutava & Another
    [2015] e-KLR
  • re Pergamon Press Limited
    [1971] 1 Ch. 388
  • Meme v. Republic & Another
    [2004] e-KLR
  • Anarita Karimi Njeru v. Republic
    [1976-1980] KLR 1272
  • Mohammed Sheria & 2 others v. Simon Kipkorir Sang & 5 others
    [2018] e-KLR
  • Peter Kemboi Chemos v. National Police Service Commission
    [2018] e-KLR
  • London Borough of Southwark v. Kofi-Adu
    [2006] EWCA Civ. 2008
Jurisdiction invoked
Articles 47 and 50(1) of the Constitution; Fair Administrative Action Act No. 4 of 2015; National Police Service Act and National Police Service [Vetting] Regulations 2013

Key timeline

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Practical implications

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Frequently asked questions

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Later judgments citing this (3)

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Judgments in the corpus that rely on this one. Where the Court said how it treated the authority, that is shown.

Cite this brief

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Cite this brief

Caselaw, "George Mburugu Ikiara v National Police Service Commission [2021] KEELRC 1962 (KLR)", Case Analysis (2021). Petition (E&LRC) – unnumbered on face of judgment. Source: https://new.kenyalaw.org/akn/ke/judgment/keelrc/2021/1962/eng@2021-03-19

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.