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Case Brief · caselaw.co.ke
Court of AppealDismissedNot stated in judgment· [2023] KECA 1021 (KLR)

Dennis Omwenga Ayiera v Nyaribo Amos Kimwomi & 3 others

Court of Appeal of Kenya
4 August 2023
15,863 words in judgment
View original judgmentRead on Kenya Law Watch case
AI-assisted case brief
·~63 min to read original · ~4 min brief

The bottom line

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The Court of Appeal upheld Nyamira Governor Nyaribo's 2022 election, ruling that a party agent's misconduct cannot sink a candidate who didn't appoint them.

What this practically means

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Executive summary

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This Court of Appeal judgment at Kisumu (Kiage, Mumbi Ngugi and Joel Ngugi, JJAs) dismisses an appeal against the High Court at Nyamira (Kimondo, J) which had upheld the August 9, 2022 Nyamira County gubernatorial election. The appellant, the UDA County Elections Manager and chief agent for the runner-up candidate, advanced two grounds: that the 1st and 2nd respondents committed a corrupt practice by using Leonard Mogaru, allegedly a public officer, as their agent contrary to sections 14 and 15 of the Election Offences Act; and that the election was not conducted in substantial compliance with the law, principally because of two conflicting forms 37C and transposition errors. The court consolidated the grounds into two issues and applied the section 85A Elections Act remit, limiting factual review to whether the trial judge's conclusions were evidence-based or perverse. It held the appeal failed on the corrupt practice issue for three cumulative reasons: the appellant was bound by pleadings alleging employment by the County Public Service Board while attempting to prove employment by the County Assembly Service Board; PMFI-1, a website printout merely marked for identification, was never produced as an exhibit and could not be relied on even as a public document; and Mogaru was a UPA party agent, not the candidates' agent, so his criminal conduct could not be attributed to them. On substantial compliance, the court found the trial judge's careful scrutiny-based findings sound: errors were arithmetical and inadvertent, affected at most 432 votes against a 30,000 margin, and failed both the quantitative and qualitative limbs of section 83. The appeal was dismissed with costs and the High Court judgment certifying the results upheld.

Key legal issues

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01

Whether Mogaru's conduct as UPA party agent was a corrupt practice attributable to the 1st and 2nd respondents

Holding

It was not. Mogaru was appointed by the UPA party, not by the candidates, and criminal conduct is not attributable to a principal who had no role in the agent's selection; under section 30 of the Elections Act a party-sponsored candidate may appoint an agent only where the party has not done so

Reasoning

The court held that under the statutory scheme the default position is that the party appoints agents. Mogaru was recruited and instructed by UPA, not the 1st and 2nd respondents. Vicarious liability is never extended to acts of a criminal nature. Following Alfred Nganga Mutua v Wavinya Ndeti, impugned conduct of a party agent is not, without more, attributable to the individual candidate; the appellant had to prove the specific conduct was authorised by the candidates, which he failed to do. The appellant also failed at the pleading stage, having alleged employment by the County Public Service Board while attempting to prove employment by the County Assembly Service Board.

p. 25
02

Whether PMFI-1, a website printout marked for identification, could be relied on to prove Mogaru was a public officer

Holding

It could not. The Kenneth Nyaga Mwige rule applies equally to public and private documents; a document marked for identification must be produced and admitted, absent judicial notice

Reasoning

The appellant conceded PMFI-1 was never produced as an exhibit. The court held there is no bifurcated rule exempting public documents from the requirement of production; the only exception is judicial notice, which was neither sought nor found. The court also doubted the printout qualified as a public document, justifying the rule that such documents be procedurally produced so authenticity and probative value can be tested.

p. 24
03

Whether the gubernatorial election was conducted in substantial compliance with the law

Holding

It was. The errors, discrepancies and transpositional errors were arithmetical, inadvertent, did not quantitatively affect the results, and did not qualitatively render the election so badly conducted as not to be substantially in accordance with the law

Reasoning

The court applied the limited appellate remit under section 85A of the Elections Act and found the trial judge's extensive fact findings, based on scrutiny and recount, measured and not perverse. The candidates' votes in both forms 37C remained the same; only totals changed. Nyambati lost 432 votes and Nyaribo gained 17, against a margin of over 30,000. The judge applied both the quantitative and qualitative limbs of section 83 correctly.

p. 3
04

Whether an election court may suo motu investigate unpleaded illegalities

Holding

Not raised as a finding; the court noted parties' convergence that a proven candidate offence is per se nullifying, but the appellant failed proof and attribution, making the suo motu question immaterial

Reasoning

The respondents argued the adversarial system bars suo motu investigations and that the Supreme Court in Moses Masika Wetangula only requires referral of emergent offences to the DPP. The court did not adopt the appellant's broader reading; its determination rested on the pleadings rule, failure of proof of Mogaru's public-officer status, and non-attribution of his conduct.

p. 1

Legal principles established

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  • A proven election offence committed by a candidate himself nullifies the election without more, but a party agent's offence is not attributable to the candidate who played no role in the agent's selection
  • A document marked for identification does not become evidence, whether public or private; it must be produced by a witness and admitted as an exhibit before a court can rely on it
  • The standard of proof of any election offence or quasi-criminal conduct is beyond reasonable doubt
  • An appeal from an election petition to the Court of Appeal lies on matters of law only; the court's engagement with facts is limited to whether the trial judge's conclusions were based on the evidence or perverse
  • Parties are bound by their pleadings; evidence at variance with pleaded facts cannot found a cause of action
  • An election is not to be voided for errors or non-compliance if it was conducted substantially in accordance with the law or the non-compliance did not affect the result

Court orders

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  1. 1.The appeal is dismissed with costs
  2. 2.The judgment of the High Court delivered on February 16, 2023 that certified the election results is upheld
On appeal from
High Court of Kenya at Nyamira
Not stated in judgment
Jurisdiction invoked
Section 85A of the Elections Act - appeals from the High Court in election petitions concerning membership of the National Assembly, Senate or the office of county governor lie to the Court of Appeal on matters of law only

Key timeline

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Practical implications

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Frequently asked questions

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Later judgments citing this (1)

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Judgments in the corpus that rely on this one. Where the Court said how it treated the authority, that is shown.

Cite this brief

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Cite this brief

Caselaw, "Dennis Omwenga Ayiera v Nyaribo Amos Kimwomi & 3 others", Case Analysis (2023). Not stated in judgment. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2023/1021/eng@2023-08-04

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.