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Court of AppealPartially AllowedCriminal Appeal (not numbered in judgment as provided)· [2023] KECA 676 (KLR)

Mbathe v Republic (Criminal Appeal 69 of 2015) (9 June 2023) (Judgment) (with dissent - W Karanja, JA) [2023] KECA 676 (KLR)

Court of Appeal of Kenya
9 June 2023
2,981 words in judgment
View original judgmentRead on Kenya Law Watch case
AI-assisted case brief
·~12 min to read original · ~4 min brief

The bottom line

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Kenya's Court of Appeal quashed a life sentence because the trial court blocked cross-examination of child witnesses, releasing a man held roughly ten years.

What this practically means

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Executive summary

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The appellant was convicted by the Senior Principal Magistrate's Court at Siakago of defilement of a nine-year-old girl contrary to Section 8(1) as read with Section 8(2) of the Sexual Offences Act and sentenced to life imprisonment. The High Court at Embu (Muchemi, J) dismissed his first appeal. On second appeal, the Court of Appeal confined itself to matters of law under Section 361(1) of the Criminal Procedure Code. The determinative ground concerned the trial court's refusal, at the close of the prosecution case, to recall PW2 and PW3 - the minor complainant and her six-year-old brother, who had both given unsworn evidence - for cross-examination by the appellant. The Court held that the first appellate judge erred in treating unsworn evidence of minors as exempt from cross-examination; an accused person is entitled to cross-examine any prosecution witness, including a minor giving unsworn evidence, and an initial declination by the accused does not extinguish that right. Section 150 of the CPC required the recall of core witnesses whose evidence was essential to the just decision of the case. The failure to permit recall violated the appellant's fair-trial rights under Article 50 and amounted to a mistrial, rendering it unnecessary to consider the remaining grounds. On whether to acquit or order a retrial, applying the Muiruri principles, the Court found that the roughly ten years elapsed since arraignment made a retrial prejudicial. The appeal was allowed, the conviction quashed, the sentence of life imprisonment set aside, and the appellant ordered set at liberty unless otherwise lawfully held. The judgment was signed by two judges under Rule 34(3) of the Court of Appeal Rules, W Karanja JA having declined to sign, being of a different view. No costs order was made.

Key legal issues

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01

Right to cross-examine minor witnesses who give unsworn evidence

Holding

The first appellate judge erred in holding that unsworn evidence of minors is not subject to cross-examination; the appellant's right to cross-examine was violated when the trial court refused his application to recall PW2 and PW3, amounting to a mistrial.

Reasoning

Although the appellant initially declined to cross-examine the minors, that declination did not extinguish his right. Section 150 of the CPC obliges a court to recall and re-examine a witness whose evidence appears essential to the just decision of the case. PW2 and PW3 were core witnesses. The appellant, unrepresented, should have been allowed to recall them, even through an intermediary. Authorities from this Court and the Supreme Court of Uganda confirm that unsworn child witnesses must be cross-examined.

p. 4
02

Whether to acquit or order a retrial after a mistrial

Holding

The Court ordered acquittal rather than a retrial because the roughly ten years elapsed since arraignment would make a retrial prejudicial to the appellant.

Reasoning

Applying the Muiruri v Republic principles, a retrial depends on the circumstances of the case and will only be made where the interests of justice require it and it is unlikely to cause injustice. Here the appellant was arraigned on June 17, 2013, and although granted bond, the record suggests repeated applications to review bond terms. The inordinate delay of about ten years weighed decisively against a retrial despite the seriousness of the offence.

p. 6
03

Scope of the Court's jurisdiction on second appeal

Holding

The Court's jurisdiction is confined to matters of law under Section 361(1) of the CPC; it will not disturb concurrent findings of fact absent error of law.

Reasoning

The Court restated the position in David Njoroge Macharia v Republic that on a second appeal only matters of law fall for consideration. Concurrent findings of fact by the trial court and first appellate court will not be interfered with unless based on no evidence, on a misapprehension of the evidence, or on demonstrably wrong principles. This framing preceded the Court's treatment of the procedural fair-trial ground, which was a question of law.

p. 3

Legal principles established

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  • A minor witness who gives unsworn evidence is nonetheless liable to be cross-examined; an accused person's right to cross-examination is not extinguished by an initial declination, and refusal to permit recall of core witnesses where their evidence is essential to the just decision of the case violates the right to a fair trial and vitiates the trial.
  • An accused person is entitled to cross-examine any prosecution witness, including a minor giving unsworn evidence; a minor witness, unlike an accused person, has no right to refuse to be cross-examined.
  • On second appeal, the Court of Appeal will not interfere with concurrent findings of fact by the two courts below unless they are based on no evidence, on a misapprehension of the evidence, or on demonstrably wrong principles.
  • A retrial will only be ordered where the interests of justice require it and it is unlikely to cause injustice to the appellant, having regard to the length of time elapsed and whether the defects were of the prosecution's making.

Court orders

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  1. 1.The appeal is allowed
  2. 2.The appellant's conviction is quashed
  3. 3.The sentence of life imprisonment is set aside
  4. 4.The appellant shall be forthwith set at liberty unless otherwise lawfully held

Authorities

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Legislation

  • Sexual Offences ActSection 8(1)
  • Sexual Offences ActSection 8(2)
  • Sexual Offences ActSection 11
  • Criminal Procedure CodeSection 150
  • Criminal Procedure CodeSection 150(1)
  • Criminal Procedure CodeSection 211
  • Criminal Procedure CodeSection 214
  • Criminal Procedure CodeSection 359(1)
  • Criminal Procedure CodeSection 361(1)
  • Constitution of Kenya, 2010Article 50
  • Constitution of Kenya, 2010Article 50(2)
  • Court of Appeal RulesRule 34(3)

Cases cited (8)

  • David Njoroge Macharia vs Republic
    [2011] eKLR
  • Chemagong v R
    [1984] KLR 611
  • Gailord Yambwesa Landi vs Republic
    [2019] eKLR
  • Nicholas Mutula Wambua Vs Republic
    MSA CRA NO 373 OF 2006
  • Sula vs Uganda
    [2001] 2 EA 556
  • Paul Kinyanjui Kimauku vs Republic
    [2016] eKLR
  • Angechel Lotip vs Republic
    [2017] eKLR
  • Muiruri vs Republic
    [2003] KLR 552
On appeal from
High Court of Kenya at Embu
Not stated in judgment
Jurisdiction invoked
Second appeal to the Court of Appeal under Section 361(1) of the Criminal Procedure Code, limited to matters of law

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "Mbathe v Republic (Criminal Appeal 69 of 2015)  (9 June 2023) (Judgment) (with dissent - W Karanja, JA) [2023] KECA 676 (KLR)", Case Analysis (2023). Criminal Appeal (not numbered in judgment as provided). Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2023/676/eng@2023-06-09

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.