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Court of AppealDismissedSecond Appeal from Makueni Principal Magistrate's Court; Criminal Appeal (Court of Appeal, Nairobi)· [2023] KECA 289 (KLR)

KM v Republic (Criminal Appeal 37 of 2021) [2023] KECA 289 (KLR)

Court of Appeal of Kenya
17 March 2023
2,669 words in judgment
View original judgmentRead on Kenya Law Watch case
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The bottom line

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Kenya's Court of Appeal upheld a father's 30-year sentence for incest with his 5-year-old daughter, confirming that unsworn testimony from young children is valid evidence when properly vetted.

What this practically means

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Executive summary

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This was a second appeal by KM against his conviction for incest contrary to section 20(1) of the Sexual Offences Act and the sentence of 30 years imprisonment imposed after the High Court at Machakos (Mutende, J.) reduced the trial magistrate's 40-year term on first appeal. The charge arose from the sexual assault of the appellant's 5½-year-old daughter on the night of February 10, 2010. The Court of Appeal reiterated that its mandate on second appeal is confined by section 361(1)(a) of the Criminal Procedure Code to matters of law. It rejected the appellant's complaint that the unsworn evidence of the child complainant was improperly received, holding that the trial magistrate's voire dire established she did not understand the oath but understood the duty of speaking the truth, satisfying the Oaths and Statutory Declarations Act. The court found penetration proved by the victim's testimony and the clinical officer's findings of injury, and held that age had been sufficiently established through the mother's evidence, the clinical officer and the P3 form, apparent age being sufficient where actual age is unknown. It rejected the submission that only the alternative indecent assault charge was made out, finding the incest conviction rested on solid evidence. On sentence, the court noted the appellant could have received life imprisonment given the victim's age, making the 30-year term lenient. The appeal was dismissed in its entirety on March 17, 2023.

Key legal issues

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01

Admissibility of unsworn evidence of a child of tender years

Holding

The voire dire conducted by the trial magistrate established that PW1 did not understand the nature of an oath but understood the duty of speaking the truth; her unsworn evidence, subjected to cross-examination, was properly admitted under the Oaths and Statutory Declarations Act.

Reasoning

The trial magistrate conducted a voire dire, recorded the questions and answers, and found the child did not understand the oath though she understood the duty to speak the truth. Section 15 of the Oaths and Statutory Declarations Act permits reception of such unsworn evidence in those circumstances. The child gave a detailed account and was cross-examined by the appellant. The complaint under section 151 of the CPC was therefore without merit.

p. 4
02

Proof of penetration

Holding

Penetration was proved by the victim's testimony and the clinical officer's examination findings, confirming the concurrent findings of the two courts below.

Reasoning

The victim graphically described the assault and the clinical officer found the vaginal orifice admitted the index finger, abnormal for a five-year-old, with a fresh tear on the perineum consistent with forced penetration. Both lower courts found penetration proved, and this court, bound to matters of law, found no basis to interfere with those concurrent findings.

p. 4
03

Proof of the age of the complainant

Holding

Age was sufficiently established by the mother's evidence (5½ years), the clinical officer's evidence (5 years) and the P3 form; actual age need not be proved where apparent age is available.

Reasoning

Age must be established as it determines sentencing, but it may be proved through various means including birth certificate, medical evidence, parents' evidence and observation. The Sexual Offences Act adopts the Children's Act definition that where actual age is not known, apparent age suffices. The consistent evidence placed the victim at about 5½ years, and the trial court was entitled to rely on it.

p. 5
04

Whether the evidence supported incest rather than the alternative charge of indecent assault

Holding

The evidence proved penetration by the father, so the conviction for incest under section 20(1) of the Sexual Offences Act was sound and the appellant could not be treated as having committed only an indecent act.

Reasoning

The appellant's supplementary ground argued the evidence supported only indecent assault. The court found the testimony of the victim and medical evidence established defilement by her father on the material night, satisfying the ingredients of incest. The concurrent findings of the two courts below were founded on solid evidence and there was no legal basis to substitute the alternative conviction.

p. 5
05

Sentence

Holding

The sentence of 30 years imposed by the High Court was not excessive; indeed, given the victim's age of 5½ years, the appellant could have been sentenced to life imprisonment under the proviso to section 20(1).

Reasoning

Section 20(1) of the Sexual Offences Act prescribes life imprisonment where the female person against whom incest is committed is under eighteen years. Having defiled his daughter aged 5½ years, the appellant was liable to life imprisonment. The magistrate's 40 years, reduced by the High Court to 30 years, was in the circumstances lenient and there was no ground to interfere further.

p. 5

Legal principles established

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  • On a second appeal the Court of Appeal's jurisdiction is confined to matters of law and it will not disturb concurrent findings of fact unless based on no evidence or wrong principles
  • Evidence of a child of tender years who does not understand the nature of an oath may be received unsworn if the child possesses sufficient intelligence and understands the duty of speaking the truth
  • In sexual offence cases, where actual age is not known, apparent age suffices; age may be proved by birth certificate, baptismal card, medical evidence, parents' evidence, observation and common sense

Court orders

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  1. 1.Appeal dismissed in its entirety
  2. 2.Conviction for incest and sentence of 30 years imprisonment as reduced by the High Court upheld

Authorities

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Legislation

  • Sexual Offences Actsection 20(1)
  • Sexual Offences Actsection 11(1)
  • Sexual Offences Actsection 2
  • Criminal Procedure Codesection 361(1)(a)
  • Criminal Procedure Codesection 151
  • Criminal Procedure Codesection 233
  • Oaths and Statutory Declarations Act (Cap 15)Evidence of children of tender years (section 1)
  • Children's Actsection 2 (definition of age)
  • Appellate Jurisdiction Actsection 65(1)

Cases cited (7)

  • John Kariuki Gikonyo v Republic
    [2019] eKLR
  • David Njoroge v Republic
    [2011] eKLR
  • Chemagong v Republic
    (1984) KLR 213
  • Francis Omuromi v Uganda
    Court of Appeal Criminal Appeal No. 2 of 2000
  • MM v Republic
    [2019] eKLR
  • Paul Odhiambo Mbola v Republic
    Kisumu Criminal Appeal No 16 of 2014 (ur)
  • Evans Wamalwa Simiyu v Republic
    [2016] eKLR
On appeal from
High Court of Kenya at Machakos
Jurisdiction invoked
Section 361(1)(a) Criminal Procedure Code - second appeal limited to matters of law

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "KM v Republic (Criminal Appeal 37 of 2021) [2023] KECA 289 (KLR)", Case Analysis (2023). Second Appeal from Makueni Principal Magistrate's Court; Criminal Appeal (Court of Appeal, Nairobi). Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2023/289/eng@2023-03-17

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.