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Court of AppealAllowedCivil Appeal 64 of 2019· [2022] KECA 1273 (KLR)

Ouya & another (Suing as personal representatives of the Estate of the late Faith Judith Ouya) v Gicimu as personal representative of the estate of the Late Uwe Kerschek & 2 others

Court of Appeal
18 November 2022
3,640 words in judgment
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The bottom line

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What this practically means

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Executive summary

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The appellants, personal representatives of the late Faith Judith Ouya, appealed against a ruling of A Omolo, J of the Environment and Land Court at Mombasa dismissing their application to be substituted as defendants in place of the deceased and declaring the suit abated and the file closed. The deceased had died on July 14, 2015; the appellants obtained letters of administration ad litem and filed a substitution application on November 25, 2015, which was never prosecuted. They later filed a further application on September 18, 2018, which the ELC dismissed. The Court of Appeal framed three issues: competence of the appeal, abatement, and whether any suit subsisted. Although the record of appeal omitted the impugned ruling and proceedings, the court proceeded since no striking-out application had been filed. On abatement, the court held that under order 24 rule 4 of the Civil Procedure Rules a suit abates only where no application is made within one year to join the deceased's legal representative; the November 25, 2015 application was timeous, so the suit had not abated and its existence vitiated the order of abatement. The court also agreed that the file should not have been closed without hearing the appellants or on any party's motion. The appeal was allowed: the ELC order of March 11, 2019 was set aside, both substitution applications were remitted to the ELC for rehearing before a judge other than A Omolo, J, and the appellants received the costs of the appeal.

Key legal issues

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01

Whether the appeal was incompetent due to an incomplete record of appeal

Holding

Although the record lacked the ruling and proceedings, the court did not strike out the appeal since no application to strike out was filed; the omission placed the court in difficulty but was not fatal in the circumstances.

Reasoning

The court applied Tropicana Hotels on the mandatory content of rule 87(1) records, acknowledged the missing ruling and proceedings, but noted the respondent had not moved to strike out the record. The court proceeded to determine the appeal despite the incomplete record, treating the omission as a practical difficulty rather than a jurisdictional bar.

p. 5
02

Whether the suit against the deceased first defendant had abated

Holding

The suit had not abated because the appellants filed the substitution application on November 25, 2015, within one year of the deceased's death on July 14, 2015.

Reasoning

Under order 24 rule 4 CPR, abatement occurs only where no application is made within one year to join the deceased defendant's legal representative. The November 25, 2015 application was timeous; its existence on the record vitiated the later order declaring abatement. Abatement takes effect by effluxion of time, not by court declaration, but here the timeous application prevented abatement altogether.

p. 6
03

Whether the ELC judge erred in dismissing the substitution application and closing the file

Holding

The judge was wrong: the application was never heard on the merits, the suit was marked abated without any party moving the court, and the file was closed improperly.

Reasoning

The court agreed with the appellants that the file should not have been closed before hearing them and without any party moving the court. Since the substitution application was never prosecuted or heard on its merits, dismissing it and declaring abatement denied the appellants a fair hearing; the proper course was a fresh hearing before another judge.

p. 6

Legal principles established

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  • Where an application to substitute the legal representative of a deceased defendant is made within one year of death under order 24 rule 4 of the Civil Procedure Rules, the suit does not abate, and the existence of such a timeous application vitiates a later order declaring the suit abated.
  • Abatement of a suit occurs by effluxion of time and is not dependent on the court's attention being drawn to that fact.
  • Inclusion of all documents enumerated in rule 87(1) of the Court of Appeal Rules in a record of appeal is mandatory in the absence of directions under sub-rule (3), and non-compliance vitiates the record.

Court orders

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  1. 1.The order of the ELC made on March 11, 2019 and issued on April 12, 2019 be and is hereby set aside
  2. 2.The application dated September 18, 2018 together with that of November 25, 2015 is sent back to the ELC for re-hearing
  3. 3.The applications be heard by any other ELC judge other than A Omollo, J
  4. 4.The appellants will have the costs of this appeal

Authorities

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Legislation

  • Court of Appeal RulesRule 31(1)(a)
  • Court of Appeal Rules, 2010Rule 87
  • Civil Procedure RulesOrder 24 rule 4

Cases cited (6)

  • Selle and another vs Associated Motor Boat Co Ltd
    [1968] EA 123

    Circumstances in which an appellate court may interfere with a discretionary decision of a superior court.

  • United India Insurance Co Ltd, Kenindia Insurance Co Ltd & Oriental Fire & General Insurance Co Ltd vs East African Underwriters (Kenya) Ltd
    [1985] eKLR

    Cited alongside Selle on the appellate court's power to interfere with discretionary decisions.

  • Tropicana Hotels Limited Vs SBM Bank (Kenya) Limited (formerly known as Fidelity Commercial Bank Ltd
    [2020] eKLR

    Mandatory nature of rule 87(1) contents of a record of appeal; non-compliance vitiates the record.

  • Kenya Ports Authority Pension Scheme & 8 others vs Kinyua Muyaa & Co Advocates

    Supporting the proposition on contents of a record of appeal.

  • Rebecca Mijide Mungole & another vs Kenya Power and Lighting Co Ltd & 2 others
    [2017] eKLR

    Where no application to join a deceased's legal representative is made within one year, an extension-of-time application is required.

  • Said Sweilem Gheithan Saanum v Commissioner of Lands (Being sued through Attorney General) & 5 others
    (2015) eKLR

    Abatement must be brought to the court's notice, proved and recorded; a court order is needed for final disposal.

On appeal from
Environment and Land Court, Mombasa
Mombasa Environment and Land Court Case 133 of 2014
Jurisdiction invoked
First appeal from the Environment and Land Court under the Court of Appeal Rules; mandate set out under rule 31(1)(a) of the Court of Appeal Rules, 2022

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "Ouya & another (Suing as personal representatives of the Estate of the late Faith Judith Ouya) v Gicimu as personal representative of the estate of the Late Uwe Kerschek & 2 others", Case Analysis (2022). Civil Appeal 64 of 2019. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2022/1273/eng@2022-11-18

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.