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Court of AppealPartially AllowedCriminal Appeal No. 93 of 2016

Swaley Muhaya Lubanga v Republic [2021] KECA 1042 (KLR)

Court of Appeal of Kenya
29 January 2021
2,447 words in judgment
View original judgmentRead on Kenya Law Watch case
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The bottom line

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Kenya's Court of Appeal upheld a robbery conviction but replaced the death sentence with 20 years' imprisonment because the trial court never properly considered sentencing options.

What this practically means

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Executive summary

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This is a second appeal by Swaley Muhaya Lubanga against his conviction and death sentence for two counts of robbery with violence contrary to section 296(2) of the Penal Code, committed on 5th July 2012 at Shibuli, Kakamega County. His co-accused were acquitted at trial, but he was convicted and sentenced to death; the High Court (Ruth Sitati & Njoki Mwangi, JJ) dismissed his first appeal, holding he was recognized by the complainants under electric light. Before the Court of Appeal (Nambuye, Okwengu & Sichale, JJ.A) he raised three grounds: failure to consider his alibi that he was in Kericho selling mitumba, failure to re-evaluate the evidence, and a harsh and manifestly excessive sentence, contending additionally that the death sentence was unconstitutional. As a second appeal, the Court's mandate was limited to matters of law under section 361 of the Criminal Procedure Code. Applying Wamunga v Republic and M'Riungu v Republic, the Court held that the recognition evidence of the two complainants, who knew the appellant well, was safe to rely upon and dislodged the alibi. Relying on Johana Ndungu v Republic, it held that proof of any one of the circumstances in section 296(2) suffices, that acquittal of co-accused did not negate the appellant's acting in company with two others, and that more than one ingredient was proved. The Court distinguished Muruatetu, holding the death sentence remains lawful; only its mandatory imposition was struck down. However, finding that neither the trial magistrate nor the High Court exercised sentencing discretion, and that the complainants suffered no fatal or serious injuries, the Court dismissed the appeal against conviction but allowed the appeal against sentence, setting aside the death sentences and substituting 20 years' imprisonment on each count, running concurrently from 15th April 2014. Dated and delivered at Nairobi on 29th January 2021.

Questions the Court framed

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The issues the Court set itself to decide, in its own words.

  1. 1.Whether the evidence of identification was safe and sufficient to sustain the conviction notwithstanding the appellant's alibi defence
  2. 2.Whether the ingredients of robbery with violence were proved given that the appellant was convicted alone after his co-accused were acquitted
  3. 3.Whether the first appellate court properly re-evaluated the evidence as required
  4. 4.Whether the death sentence was appropriate, and whether it was unconstitutional in light of Muruatetu

Key legal issues

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01

Scope of a second appeal under section 361 CPC

Holding

The Court is confined to matters of law and must accept findings of fact of the lower courts

Reasoning

Section 361 of the CPC limits a second appeal to questions of law. Citing M'Riungu v Republic, the Court held it must accept the findings of fact below and only interfere where on the evidence no reasonable tribunal could have reached that conclusion, which would render the decision bad in law. Issues of identification and alibi were held to be issues of law as framed.

p. 2
02

Sufficiency of identification evidence and rejection of alibi

Holding

Recognition by two witnesses who knew the appellant well, under electric light, was safe to rely on and dislodged the alibi

Reasoning

Applying Wamunga v Republic on the caution required with visual identification, the Court found that both complainants recognized the appellant, whom they knew well, when electric lights were switched on. The identification evidence was safe and sufficient, establishing that the appellant was at the scene, which disproved his claim that he was in Kericho at the material time.

p. 2
03

Ingredients of robbery with violence where the accused was convicted alone

Holding

Proof of any one of the three circumstances in section 296(2) suffices; acquittal of co-accused does not displace the fact that the appellant acted in company with others

Reasoning

Relying on Johana Ndungu v Republic, the Court reiterated that the three circumstances in section 296(2) are alternatives; any one proved sustains a conviction. Here the complainants testified the attackers were three, saw the appellant and his companion armed with crude weapons, and were injured, so more than one ingredient was established.

p. 3
04

Constitutionality and propriety of the death sentence

Holding

The death sentence remains lawful; only its mandatory imposition was invalidated in Muruatetu, but the sentence here was set aside for failure to exercise discretion

Reasoning

The Court distinguished Muruatetu, holding it struck down only the mandatory nature of the death sentence under section 204 of the Penal Code. Since neither the trial magistrate nor the High Court considered the circumstances or appropriateness of the sentence, and the complainants suffered no fatal or serious injuries, a term of imprisonment of 20 years was substituted, running concurrently from the conviction date.

p. 3

Legal principles established

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  • On a second appeal, the Court of Appeal's mandate is confined to matters of law and it will not interfere with concurrent findings of fact unless no reasonable tribunal could have reached them
  • Any one of the three circumstances in section 296(2) of the Penal Code, once proved, suffices to establish robbery with violence
  • Acquittal of co-accused does not negate proof that the convicted accused was in the company of others
  • Following Muruatetu, the death sentence remains lawful; what is unconstitutional is its mandatory imposition, and sentencing courts must exercise discretion on the circumstances of each case
  • Courts must consider the circumstances of the case before imposing sentence; failure to exercise discretion vitiates a sentence

Court orders

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  1. 1.Appeal against conviction dismissed
  2. 2.Appeal against sentence allowed to the extent of setting aside the sentences of death
  3. 3.Substitution of a sentence of 20 years' imprisonment on each count of robbery with violence, effective 15th April 2014
  4. 4.Sentences on the two counts to run concurrently

The bench

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One judgment of the whole court — no separate or dissenting opinions.

majority
majority
majority
On appeal from
High Court of Kenya at Kakamega
HC.CR. A. No. 49 of 2014
Jurisdiction invoked
Second appeal under section 361 of the Criminal Procedure Code, confined to matters of law

Relief refused

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Appeal against conviction (identification, ingredients of the offence, alibi)

The evidence of recognition by two witnesses who knew the appellant well was safe to rely upon and dislodged the alibi; the ingredients of robbery with violence were established

p. 3

Declaration that the death sentence is unconstitutional

Muruatetu only invalidated the mandatory nature of the death sentence, not the sentence itself

p. 3

Costs

No costs order was made in the judgment.

Quotable passages

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Verbatim from the judgment, each located to the page it appears on in the official PDF — so these can be cited and checked directly.

Where a right of appeal is confined to questions of law, an appellate court has loyalty to accept the findings of fact of the lower court(s) and resist the temptation to treat the findings of fact as holdings of law or mixed finding of fact and law
p. 2Scope of second appeal - questions of law only
Evidence of visual identification in criminal cases can bring about miscarriage of justice and it is of vital importance that such evidence is examined carefully to minimize this danger.
p. 2Caution in visual identification evidence
The fact that the other 2 accused persons were acquitted does not change this fact. All it means is that the two who were charged were not the ones who were with the appellant, but the appellant was actually in the company of 2 others.
p. 3Effect of co-accused acquittal on proof of company in robbery with violence
we allow the appeal against sentence, to the extent of setting aside the sentences of death that was imposed upon the appellant and substituting thereto a sentence of 20 years' imprisonment on each count of robbery with violence, with effect from 15th April, 2014 which is the date the appellant was convicted.
p. 3Final orders - sentence substituted
The offences having been committed at the same time, we order the sentences to run concurrently.
p. 3Final orders - concurrent sentences

Issues in the judgment

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minor

The judgment gives inconsistent appeal numbers for Johana Ndungu vs Republic - counsel cited it as Criminal Appeal 116 of 2005 while the Court quotes it as Criminal Appeal No 116 of 1995 [1996] eKLR

minor

The appellant's name appears as 'Swaley Muhaya Lubanga' in the case caption but as 'Swaleh Muhaya Lubanga' in the opening paragraph of the judgment

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "Swaley Muhaya Lubanga v Republic [2021] KECA 1042 (KLR)", Case Analysis (2021). Criminal Appeal No. 93 of 2016. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2021/1042/eng@2021-01-29

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.