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Court of AppealDismissedCivil Application No. 69 of 2019· [2021] KECA 651 (KLR)

Nderi Wathuko Chongo & 1 other v Samuel Njoroge Wathuko & 1 other

Court of Appeal
23 April 2021
1,028 words in judgment
View original judgmentRead on Kenya Law Watch case
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The bottom line

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Kenya's Court of Appeal confirmed you cannot 'stay' a dismissal — and without a valid Notice of Appeal, your application fails outright.

What this practically means

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Executive summary

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This is a ruling of the Court of Appeal at Nairobi (Koome, Warsame and Asike-Makhandia, JJ.A.) on a Notice of Motion dated 28th February 2019 by which the applicants, Nderi Wathuko Chongo and Peter Nderi Chongo, sought stay of execution of the judgment of 7th September 2016 and two subsequent rulings of the High Court arising from a dispute over the distribution of the intestate estate of Wathuko Chongo Wathuko. The applicants had failed before the trial court in their applications for revocation of a certificate of confirmation of grant, for review and setting aside of the judgment dismissing that revocation application, and for leave to appeal out of time. The Court framed three issues: whether the trial court's orders were capable of being stayed, whether the application met the threshold under Rule 5(2)(b) of the Court of Appeal Rules, 2010, and whether the Court had jurisdiction to entertain the application. Applying Western College of Arts & Applied Sciences v Oranga, the Court held that the dismissal orders were negative orders incapable of being stayed, there being nothing to enforce or restrain. Further, applying Peter Gathecha Gachiri v AG, Butt v Rent Restriction Tribunal and Kenya Shell Ltd v Kibiru, it reiterated the twin principles of arguability and nugatory-ness, both of which must be satisfied. Critically, the Court held that no valid Notice of Appeal was in place, and that Rule 5(2)(b) jurisdiction arises only where an appeal has been filed or a notice of appeal lodged under Rule 75. The application was found defective and lacking in merit and was dismissed with costs.

Key legal issues

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01

Whether dismissals by the trial court give rise to orders capable of being stayed under Rule 5(2)(b)

Holding

Dismissals are negative orders incapable of being stayed; there is nothing arising from the High Court decisions to enforce or restrain.

Reasoning

Applying Western College of Arts & Applied Sciences v Oranga, the Court held that where a trial court has merely dismissed applications, no positive order exists capable of enforcement or restraint by injunction. A stay under Rule 5(2)(b) presupposes an order with operative effect; a dismissal leaves the successful litigant with nothing to execute against, so there is nothing for the Court to stay.

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02

Whether the Court has jurisdiction under Rule 5(2)(b) absent a valid Notice of Appeal

Holding

Rule 5(2)(b) jurisdiction arises only where an appeal has been filed or a notice of appeal has been lodged under Rule 75; absent a Notice of Appeal, the application is defective.

Reasoning

The Court read Rule 5(2)(b), which by its terms applies where a notice of appeal has been lodged in accordance with Rule 75. Since no valid Notice of Appeal was in place to support the orders sought, the Court lacked the jurisdictional foundation for the application, and the application failed on this independent ground.

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The threshold for granting stay under Rule 5(2)(b)

Holding

An applicant must demonstrate both that the intended appeal is arguable (not frivolous) and that, if successful, it would be rendered nugatory without stay.

Reasoning

Relying on its own decision in Peter Gathecha Gachiri v AG, and the classic authorities of Butt v Rent Restriction Tribunal and Kenya Shell Ltd v Kibiru, the Court reiterated that Rule 5(2)(b) confers an independent discretionary jurisdiction governed by twin principles. These balance the successful litigant's fruits of judgment against the aggrieved litigant's right to challenge the decision in a higher court, and both limbs must be satisfied.

p. 2

Legal principles established

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  • Negative orders, such as the dismissal of an application, are not capable of being stayed under Rule 5(2)(b) because there is nothing to enforce or restrain.
  • The jurisdiction of the Court of Appeal under Rule 5(2)(b) arises only where an appeal has been filed or a notice of appeal has been lodged in accordance with Rule 75.
  • An applicant under Rule 5(2)(b) must satisfy the twin principles of arguability of the intended appeal and nugatory-ness if stay is not granted, and must satisfy the Court on both principles.

Court orders

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  1. 1.The application dated 28th February 2019 is dismissed with costs
On appeal from
High Court (Environment and Land Court)
ELC Appeal No. 83 of 2016
Jurisdiction invoked
Rule 5(2)(b) of the Court of Appeal Rules, 2010

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "Nderi Wathuko Chongo & 1 other v Samuel Njoroge Wathuko & 1 other", Case Analysis (2021). Civil Application No. 69 of 2019. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2021/651/eng@2021-04-23

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.