Skip to content
AI-generated case briefs sourced from Kenya Law · Not legal advice
AI-generated case brief
Case Brief · caselaw.co.ke
Court of AppealPartially AllowedCivil Appeal Nos E291, E292, E293 & E294 of 2021 (consolidated)· [2021] KECA 363 (KLR)

Independent Electoral and Boundaries Commission v David Ndii & 8 others

View original judgmentRead on Kenya Law Watch case
AI-assisted case brief
·~1004 min to read original · ~4 min brief

The bottom line

#

Kenya's Court of Appeal upheld that core parts of the Constitution cannot be amended without the people's direct approval, stopping the BBI amendment process.

What this practically means

#

Executive summary

#
This consolidated decision of a seven-judge bench of the Court of Appeal disposed of four appeals and three cross-appeals against the High Court's judgment of May 13, 2021 invalidating the Building Bridges Initiative constitutional amendment process. The Court substantially varied the decision below. It affirmed the High Court's central holdings: the basic structure doctrine applies in Kenya, the Constitution can only be fundamentally altered through the people's primary constituent power (civic education, public participation, constituent assembly debate and referendum), the Constitution of Kenya (Amendment) Bill, 2020 was unconstitutional as an executive-driven usurpation of sovereign power, the IEBC lacked quorum and an adequate verification framework, the second schedule allocating seventy constituencies was unconstitutional, and a permanent injunction was issued restraining the IEBC from further processing the Bill. However, the Court set aside the declaration that the President contravened Chapter 6 (he was condemned unheard, service not being proved), set aside the declaration that the BBI Steering Committee was an unconstitutional entity, and set aside the holding that Article 257(10) requires separate and distinct referendum questions, though a strong minority (Nambuye and Kiage, JJA, with Okwengu, JA concurring with Kiage) would have retained it; all judges agreed the omnibus Bill was impermissible. Sichale, JA dissented in substantial part, holding the basic structure doctrine inapplicable and the legal framework for referenda adequate. The Court held the President may not initiate amendments by popular initiative, but enjoys only limited civil immunity under Article 143. The cross-appeals seeking orders for repayment of public funds and disclosure of the Steering Committee's finances failed. As a public interest matter, each party was to bear its own costs. The judgment now binds all subordinate courts on the applicability of the basic structure doctrine and the limits of the popular initiative route.

Key legal issues

#
01

Applicability of the basic structure doctrine in Kenya

Holding

The doctrine applies: the Constitution's essential features cannot be altered through secondary constituent power or constituted power but only through the primary constituent power of the people.

Reasoning

The majority traced the hyper-amendment history of the independence Constitution, the Njoya and Onyango decisions on constituent power, Article 255(1)'s entrenched themes, and the purposive interpretive command of Article 259. They held that alterations which fundamentally change the Constitution's identity amount to dismemberment, not amendment, and can only be legitimated by the same participatory process that birthed the Constitution. Sichale, JA dissented, holding the Constitution contains explicit amendment provisions with inbuilt safeguards and no implied bar.

p. 124
02

Whether the BBI process was a valid popular initiative

Holding

No. The Amendment Bill was an executive-driven presidential initiative disguised as a popular initiative and was therefore constitutionally flawed.

Reasoning

The President appointed the BBI Taskforce and Steering Committee by Gazette Notice in his official capacity; the Bill emanated from the Steering Committee's report; and the process bore the imprimatur of State involvement throughout, including deployment of public officers to collect signatures. A popular initiative is a citizen-conceived, citizen-initiated and citizen-driven process. The lack of meaningful civic education and public participation before signature collection further vitiated the process.

p. 128
03

Whether the President can initiate constitutional amendment by popular initiative

Holding

No. Article 257 is reserved for private citizens who have no access to the parliamentary route under Article 256.

Reasoning

Reading Article 1(2) with Articles 256 and 257, the Court held the popular initiative route exists for those without recourse to Parliament; the President, as head of the executive and symbol of national unity, cannot shed his office to act as an ordinary citizen. He may pursue amendments through Parliament via the Attorney General. A sitting President is in office twenty-four hours a day and cannot declothe himself of his official capacity.

p. 132
04

Legality of the BBI Steering Committee

Holding

The Steering Committee, though not an unconstitutional or unlawful entity in its establishment, had no legal capacity to initiate or promote constitutional changes under Article 257.

Reasoning

The President acted lawfully in establishing the Taskforce and Steering Committee under Articles 131 and 132 to foster national unity, and the High Court erred in declaring the Steering Committee an unconstitutional entity (res judicata also applied in part per Okwengu, JA). However, a presidential creation mandated to propose constitutional changes could not hijack the citizens' popular initiative route; to that extent the Committee's promotion of the Bill was unconstitutional.

p. 129
05

IEBC quorum and validity of its verification decisions

Holding

IEBC lacked the requisite quorum of five commissioners and all decisions connected with the Amendment Bill were invalid.

Reasoning

The Katiba Institute declaration of unconstitutionality of the 2017 amendment reducing quorum, being silent on effective date, meant the amendment was void and the pre-existing quorum of five remained the law. IEBC's own admission that its register was last updated in 2017 and the statutory command for prompt filling of vacancies reinforced this. The verification of signatures supporting a constitutional amendment was a policy-level exercise requiring a quorate Commission.

p. 375
06

Presidential immunity under Article 143

Holding

The President does not enjoy absolute civil immunity; he may be sued during his tenure for acts or omissions outside the exercise of constitutional powers.

Reasoning

Article 143(2) limits immunity to acts done or not done in exercise of powers under the Constitution, unlike section 14 of the repealed Constitution which was absolute. Acts done in gross violation of the Constitution in official name enjoy only transient protection, with personal accountability deferred until the end of term, while immediate challenges proceed against the Attorney General. However, the declaration that the President personally contravened Chapter 6 was set aside for want of service.

p. 149
07

Service and fair hearing in respect of the President

Holding

The President was not served with Petition No E426 of 2020; all adverse orders made against him personally were set aside.

Reasoning

The petitioner's claimed service to cos@president.go.ke was not shown to be the President's personal email, was effected before the court's service directions, and the trial court made no enquiry into service before proceeding against an unrepresented party. Denial of the right to be heard renders any decision null and void ab initio. The trial court ought to have satisfied itself on the record of proper service before hearing the matter.

08

Creation and allocation of 70 additional constituencies

Holding

The second schedule to the Amendment Bill, insofar as it predetermined the allocation of 70 constituencies and directed the IEBC on delimitation, was unconstitutional.

Reasoning

The task of delimiting constituencies exclusively belongs to the IEBC under Article 89; entrusting allocation to persons with declared political interests amounts to gerrymandering. The transitional provisions impermissibly suspended the operation of Article 89 without textually amending it, creating a constitutional loophole through which the basic structure could be amended without triggering the primary constituent power.

p. 146
09

Justiciability, mootness and ripeness

Holding

The petitions were justiciable and ripe: threatened violation of the Constitution suffices to found jurisdiction under Articles 22, 165(3) and 258.

Reasoning

The issues were constitutional rather than political questions; the political question doctrine cannot oust the High Court's jurisdiction under Article 165. Where the basic structure or design of the Constitution is under threat, courts can genuinely intervene even before a violation crystallises; a party need not wait for actual violation. Had the judges declined jurisdiction they would have violated their oaths of office.

10

Referendum questions and the omnibus Bill

Holding

A divided court: the lead judgment held the Bill itself (not separate questions) is submitted to referendum, the IEBC framing the question(s); a strong minority (Nambuye, Kiage; Okwengu concurring with Kiage) held Article 257(10) requires separate and distinct referendum questions, and all agreed a 74-clause omnibus Bill was impermissible.

Reasoning

Kiage, JA reasoned that the singular conception of 'an amendment' in Articles 255 and 257 means each proposed amendment must be presented separately and distinctly, avoiding laundering of unpopular provisions and preserving voter freedom of choice. Musinga, P held what goes to the people is the Bill, with the IEBC framing questions subject to Article 10 values. The Court was unanimous that lumping 74 amendments into one Bill was improper.

p. 142
11

Need for a referendum legal framework and continuous voter registration

Holding

There is no constitutional or statutory requirement for a nationwide voter registration exercise before a referendum, but IEBC is under a continuing obligation to conduct continuous registration; a proper legal/regulatory framework for referenda is needed though the Elections Act contains broad provisions.

Reasoning

IEBC failed to adduce sufficient evidence of continuous voter registration or sensitisation, but the lack of a specific Referendum Act was held not per se to suspend the constitutional process provided constitutional values, especially Article 10, are observed. The Court recommended enactment of a dedicated Referendum law.

Legal principles established

#
  • The basic structure doctrine is part of Kenyan constitutional law and binds all courts: fundamental aspects of the Constitution of Kenya, 2010 cannot be amended through the ordinary amendment procedures in Articles 255-257 but only through the primary constituent power of the people.
  • A popular initiative under Article 257 is reserved for ordinary citizens; neither the President nor any State organ may initiate a constitutional amendment through that route.
  • County Assemblies and Parliament cannot alter the contents of a popular-initiative amendment Bill; their mandate is limited to approval or rejection.
  • The quorum for IEBC to transact any business is five commissioners as per paragraph 5 of the Second Schedule to the IEBC Act, since the unconstitutional 2017 amendment reducing it to three did not revive or survive.
  • Presidential immunity under Article 143(2) is limited: the President may be sued during his tenure for acts or omissions not done in exercise of constitutional powers.
  • Where a declaration of unconstitutionality of a statute is silent on its effective date, the declaration takes effect from the date of judgment; the pre-amendment statutory position remains the law.
  • The IEBC's role under Article 257(4) includes verifying that a popular initiative is supported by at least one million registered voters, and a legal/regulatory framework is required for that verification.
  • Before proceeding to hear a matter in the absence of a party, a court must satisfy itself on the record that there was proper service; failure to do so vitiates adverse orders made against the unserved party.

Court orders

#
  1. 1.Upheld the judgment of the High Court in part, affirming that the basic structure doctrine is applicable in Kenya (Sichale, JA dissenting)
  2. 2.Affirmed that the basic structure doctrine limits the amendment power set out in articles 255-257 (Okwengu & Sichale, JJA dissenting)
  3. 3.Affirmed that the basic structure of the Constitution can only be altered through the Primary Constituent Power which must include civic education; public participation and collation of views; Constituent Assembly debate; and ultimately, a referendum (Okwengu, Gatembu & Sichale, JJA dissenting)
  4. 4.Affirmed that civil court proceedings can be instituted against the President or a person performing the functions of that office during their tenure in respect of anything done or not done contrary to the Constitution (Tuiyott, JA dissenting)
  5. 5.Affirmed that the President does not have authority under the Constitution to initiate changes to the Constitution by popular initiative
  6. 6.Affirmed that the BBI Steering Committee has no legal capacity to initiate any action towards promoting constitutional changes under article 257
  7. 7.Affirmed that the Constitution of Kenya Amendment Bill, 2020 is unconstitutional and a usurpation of the People's exercise of sovereign power
  8. 8.Affirmed that the Bill cannot be subjected to a referendum in the absence of evidence of continuous voter registration (Sichale, JA dissenting)
  9. 9.Affirmed that the IEBC does not have the requisite quorum for purposes of carrying out its business relating to the proposed referendum (Sichale, JA dissenting)
  10. 10.Affirmed that at the time of launch of the Bill and collection of signatures there was neither legislation governing the collection, presentation and verification of signatures nor an adequate legal/regulatory framework to govern the conduct of referenda (Sichale, JA dissenting)
  11. 11.Affirmed that County Assemblies and Parliament cannot change the contents of a popular initiative amendment Bill
  12. 12.Affirmed that the second schedule to the Bill, insofar as it predetermines allocation of the additional seventy constituencies and directs the IEBC on constituency delimitation, is unconstitutional (Sichale, JA dissenting)
  13. 13.Affirmed that the Administrative Procedures for verification of signatures are illegal, null and void for want of quorum and violation of sections 5, 6 and 11 of the Statutory Instruments Act, 2013 (Sichale, JA dissenting)
  14. 14.Issued a permanent injunction restraining the IEBC from undertaking any processes required under article 257(4) and (5) in respect of the Bill
  15. 15.Set aside the declaration that President Uhuru Muigai Kenyatta contravened Chapter 6 of the Constitution and specifically article 73(1)(a)(i)
  16. 16.Set aside the declaration that article 257(10) requires all specific proposed amendments to be submitted as separate and distinct referendum questions (Nambuye, Okwengu & Kiage, JJA dissenting)
  17. 17.Set aside the declaration that the BBI Steering Committee established by the President is an unconstitutional and unlawful entity
  18. 18.Dismissed the cross-appeals
  19. 19.Ordered that each party bear their own costs in the appeals and in the High Court
On appeal from
High Court of Kenya at Nairobi, Constitutional and Human Rights Division
Constitutional Petition No E282 of 2020 consolidated with Petition Nos 397 of 2020, E400 of 2020, E401 of 2020, E402 of 2020, E416 of 2020, E426 of 2020 and 2 of 2021
Jurisdiction invoked
First appeal from the High Court exercising original constitutional jurisdiction under Articles 22, 23 and 165 of the Constitution; appeals as of right to the Court of Appeal under Article 164

Key timeline

#

Practical implications

#

Frequently asked questions

#

Later judgments citing this (2)

#

Judgments in the corpus that rely on this one. Where the Court said how it treated the authority, that is shown.

Cite this brief

#

Cite this brief

Caselaw, "Independent Electoral and Boundaries Commission v David Ndii & 8 others", Case Analysis (2021). Civil Appeal Nos E291, E292, E293 & E294 of 2021 (consolidated). Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2021/363/eng@2021-08-20

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.