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Court of AppealPartially AllowedCriminal Appeal No 153 of 2016· [2020] KECA 504 (KLR)

Jackson Amwayi v Republic [2020] KECA 504 (KLR)

Court of Appeal of Kenya
24 July 2020
3,448 words in judgment
View original judgmentRead on Kenya Law Watch case
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The bottom line

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Kenya's Court of Appeal quashed a defilement conviction because the trial court never examined the nine-year-old witness properly or allowed the accused to question her.

What this practically means

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Executive summary

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The Court of Appeal (Okwengu, Warsame and Gatembu Kairu, JJ. A) allowed a second appeal against conviction and sentence for defilement of a nine-year-old child. As a second appeal under Section 361(1)(a) of the Criminal Procedure Code, the Court was confined to matters of law. It identified two serious procedural infractions: the trial magistrate failed to conduct any voir dire examination of the minor complainant, a child of tender years under section 19 of the Oaths and Statutory Declarations Act, and failed to accord the appellant any opportunity to cross-examine her, in breach of his right to a fair trial under Article 50(2)(k) of the Constitution. Relying on Maripett Loonkomok, Patrick Kathurima and DWM v Republic, the Court held that omission of voir dire does not per se vitiate a trial; irregularly taken child evidence cannot sustain a conviction unless supported by sufficient independent evidence. Medical evidence proved defilement but not the perpetrator's identity, so conviction rested solely on the child's evidence. The Court further faulted the first appellate judge for failing to conduct a fresh, exhaustive re-evaluation of the evidence as required by Okeno v Republic, and for not recording reasons for believing the sole identifying witness as demanded by the proviso to Section 124 of the Evidence Act. Applying Fatehali Manji, a retrial was refused because it would be prejudicial to the appellant, who had served nearly eight years, and to the complainant. The Court quashed the conviction, set aside the life sentence, and ordered the appellant's release forthwith unless otherwise lawfully held.

Key legal issues

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01

Effect of failure to conduct voir dire examination of a child of tender years

Holding

The irregularly taken evidence of the minor could not by itself sustain a conviction; where other sufficient independent evidence meets the beyond-reasonable-doubt threshold, a conviction may nonetheless be upheld, but here the only identifying evidence was the child's.

Reasoning

The Court reiterated the settled line of authority that voir dire is mandatory for children of tender years (under fourteen), but failure to conduct it does not per se vitiate the trial. Evidence taken without such examination cannot be used to convict unless supported by sufficient independent evidence. Here, the medical evidence proved defilement but not the identity of the perpetrator, so conviction rested solely on the irregular evidence.

p. 3
02

Denial of the right to cross-examine the child witness

Holding

The failure to accord the appellant the opportunity to cross-examine EK caused serious prejudice and breached his right to a fair trial under Article 50(2)(k) of the Constitution.

Reasoning

The record showed that after EK's evidence in chief the next witness was called without the appellant cross-examining her. Relying on DWM v Republic and Nicholas Mutula Wambua, the Court noted that cross-examination of a child giving unsworn evidence is permitted by law and is the means of testing veracity. Its denial was prejudicial regardless of whether the evidence was sworn or unsworn.

p. 3
03

Duty of the first appellate court and compliance with the proviso to Section 124 of the Evidence Act

Holding

The first appellate judge failed to re-evaluate the evidence afresh and neither court recorded reasons for believing the sole identifying witness, as required by the proviso to Section 124.

Reasoning

Citing Okeno v Republic, the Court held the Judge was obliged to reconsider and evaluate the evidence and reach her own conclusion; she merely reproduced witness testimony. Since EK was the sole witness identifying the appellant, the proviso excluding corroboration applied only if the court recorded reasons for finding her truthful. Neither the magistrate nor the Judge addressed identification or gave such reasons.

p. 4
04

Whether to order a retrial

Holding

A retrial was refused: the trial was not strictly illegal, the remaining evidence was insufficient, and a retrial would prejudice both the appellant and the complainant.

Reasoning

Applying Fatehali Manji v Republic, a retrial is ordered only where the original trial was illegal or defective and the interests of justice require it. Here the conviction could not be sustained because EK was the only identifying witness, so a retrial would simply allow the prosecution to fill evidentiary gaps, and would be prejudicial after nearly eight years of imprisonment served and given the trauma to the complainant.

p. 4

Legal principles established

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  • On a second appeal, the Court is confined to matters of law and will not interfere with concurrent findings of fact unless the courts below considered matters they ought not to have, failed to consider matters they should have, or were plainly wrong.
  • A child of tender years for purposes of section 19 of the Oaths and Statutory Declarations Act means, absent special circumstances, a child under fourteen years; the Children Act definition does not apply.
  • Failure to conduct a voir dire examination on a witness of tender years is a procedural irregularity which may vitiate a trial, but whether it does depends on the circumstances; where sufficient independent evidence exists, a conviction may still be upheld.
  • An accused has the right to cross-examine a child witness whether the child gave sworn or unsworn evidence; denial of that right prejudices the accused and violates the right to a fair trial under Article 50(2)(k).
  • A first appellate court must subject the evidence to a fresh and exhaustive examination and make its own findings, not merely reproduce the witnesses' testimony.
  • Where a child witness's unsworn evidence is taken contrary to section 19, the proviso to section 124 of the Evidence Act permits conviction on the victim's sole evidence only if the court records reasons for being satisfied the victim is telling the truth.
  • A retrial is ordered only where the original trial was illegal or defective and the interests of justice require it; it will not be ordered merely to enable the prosecution to fill gaps in its evidence.

Court orders

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  1. 1.Appeal allowed against both conviction and sentence
  2. 2.Conviction quashed
  3. 3.Sentence set aside
  4. 4.Appellant to be released forthwith unless otherwise lawfully held

Authorities

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Legislation

  • Sexual Offences ActSection 8(1) as read with Section 8(2)
  • Sexual Offences ActSection 36
  • Oaths and Statutory Declarations Act (Cap 15)Section 19(1)
  • Criminal Procedure CodeSection 150
  • Criminal Procedure CodeSection 302
  • Criminal Procedure CodeSection 233
  • Criminal Procedure CodeSection 361(1)(a)
  • Criminal Procedure CodeSection 208
  • Constitution of Kenya, 2010Article 50(2)(c) (j)
  • Constitution of Kenya, 2010Article 50(2)(k)
  • Evidence ActSection 124 (and proviso)
  • Children ActSection 2

Cases cited (17)

  • Karani vs. R
    [2010] 1 KLR 73
  • Adan Muraguri Mungara vs. Republic
    [2010] eKLR
  • Patrick Kathurima vs Republic
    [2015] eKLR
  • MOHAMMED –VS- REPUBLIC
    [2008] IKLR (G&F) 1175
  • KIBANGENY –VS- REPUBLIC
  • JOHNSON MUIRURI –VS- REPUBLIC
    [1983] KLR 445
  • Maripett Loonkomok vs. Republic
    [2016] eKLR
  • James Mwangi Muriithi v R
    Criminal Appeal No.10 of 2014
  • Samuel Warui Karimi v R
    Criminal Appeal No.16 of 2014
  • DWM –vs- Republic
    [2016] eKLR
  • Sula versus Uganda
  • Nicholas Mutula Wambua & another versus Republic
    Mombasa Criminal Appeal No. 373 of 2006 (UR)
  • Okeno vs. Republic
    [1972] EA 32
  • Pandya vs. Republic
    (1957) EA 336
  • Shantilal M. Ruwala Vs. R.
    (1957) EA 570
  • Peters vs. Sunday Post
    [1958] E.A 424
  • Fatehali Manji v. The Republic
    [1966] EA 343
On appeal from
High Court of Kenya at Kakamega
H.C.CR.C. NO. 285 of 2012
Jurisdiction invoked
Section 361(1)(a) of the Criminal Procedure Code - second appeal limited to matters of law

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "Jackson Amwayi v Republic [2020] KECA 504 (KLR)", Case Analysis (2020). Criminal Appeal No 153 of 2016. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2020/504/eng@2020-07-24

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.