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Court of AppealAllowedCivil Appeal No. 139 of 2012

Saulo Kandie v James Kwambai Cheruiyot [2019] KECA 257 (KLR)

Court of Appeal of Kenya
17 October 2019
4,016 words in judgment
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The bottom line

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Kenya's Court of Appeal threw out a judgment entered without a hearing, ruling that no complete court record means a case must be heard afresh.

What this practically means

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Executive summary

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This was a second appeal from the High Court at Eldoret (A. Mshila, J.), which had dismissed the appellant's appeal against the refusal to set aside an ex parte judgment of the Principal Magistrate in Eldoret CMCC No. 329 of 1998. The magistrate had proceeded ex parte on 11th May 2001 after the appellant and his advocate were absent in the afternoon, and her subsequent ruling refused to set the judgment aside. The Court of Appeal framed two issues: whether the appellant was denied the right to be heard, and whether the judge erred in law in failing to set aside the magistrate's judgment. Examining the record, the Court found no record of the morning session of 11th May 2001, no record that the matter was called out at 12.30 pm, and no record that the magistrate advised the appellant to return with his advocate for a 2.00 pm hearing. Emphasising that the official court record is the court file and not counsel's affidavits, the Court held that the magistrate's statement that she had perused such a record was erroneous, and that the magistrate fell into error by delving into contested facts. The Court also admonished judicial officers to record all proceedings. Finding the respondent would suffer no prejudice from a rehearing, the Court held the interest of justice warranted intervention. It allowed the appeal, set aside both the High Court judgment of 20th April 2012 and the magistrate's judgment of 13th August 2001, directed that the suit proceed inter partes, and ordered each party to bear their own costs before the High Court and in the appeal.

Key legal issues

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01

Whether the appellant was accorded a reasonable opportunity to be heard

Holding

The two courts below erred in failing to accord the appellant the right to be heard; there was no record of the morning proceedings and no record that the magistrate advised the appellant of the 2.00 pm hearing.

Reasoning

The Court examined the record of 11th May 2001 and found no record of the morning session, no record that the matter was called out at 12.30 pm, and no record that the magistrate advised the appellant to return with his advocate at 2.00 pm. Since the official record is the court file rather than counsel's affidavits, the magistrate's statement that she had perused a record was erroneous. The absence of a record provided a concrete factual basis for the contention that the appellant was denied an opportunity to be heard.

p. 4
02

Whether the judge erred in law in failing to set aside the magistrate's ex parte judgment

Holding

The learned Judge erred in law; the absence of a record of the morning session was by itself sufficient basis to set aside the magistrate's judgment of 13th August 2001.

Reasoning

The Court held that the sanctity of the official court record is paramount. The High Court itself found there was no coram or record for the morning session of 11th May 2001. That finding alone should have led the Judge to set aside the ex parte judgment. Instead the Judge placed decisive weight on the appellant's failure to annex the day's cause list, which the Court found unjustified in the circumstances.

p. 4
03

Whether the discretion of the two courts below was judiciously exercised

Holding

The courts below erred in the exercise of discretion: the respondent would suffer no prejudice from a rehearing, and the appellant was wrongly locked out of the seat of justice.

Reasoning

Relying on Tana & Athi Rivers Development Authority and Patriotic Guards Ltd v Sambu, the Court weighed the prejudice to each party. The respondent stood to suffer no prejudice if the suit proceeded inter partes on merit, whereas the appellant was locked out of the seat of justice through the ex parte hearing. In the absence of a record for the morning session, there was no grave reason to deny the appellant a full hearing, so the interest of justice warranted intervention.

p. 5
04

Judicial officers must not delve into contested facts nor rely on nonexistent records

Holding

The magistrate erred by resolving disputed factual questions about what she allegedly told the appellant when no record existed, and by professing to have perused a record that did not exist.

Reasoning

The dispute over whether the magistrate announced she would not sit in the afternoon, and whether she advised the appellant in person, transmuted the question of fair hearing into contested fact-finding. The Court advised judicial officers that all proceedings must be recorded in the court file and that a judicial officer should not delve into contestations of disputed facts and then determine the matter in dispute, as the magistrate did here.

p. 4

Legal principles established

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  • A second appeal is confined to points of law only.
  • The official record of court proceedings is the court file, and judicial officers must record all proceedings in it; findings of fact not supported by the record cannot stand.
  • A judgment arrived at in breach of the right to be heard must be set aside even if the same result would have been reached had the party been heard.
  • In exercising discretion whether to set aside an ex parte judgment, the court weighs the damage sought to be forestalled against the prejudice to the opposing party; where the respondent suffers no prejudice, the interest of justice favours a hearing on the merits.

Court orders

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  1. 1.Appeal allowed
  2. 2.Judgment of the High Court delivered on 20th April 2012 set aside
  3. 3.Judgment of the magistrate's court delivered on 13th August 2001 in Eldoret Civil Case No. 329 of 1998 set aside
  4. 4.Eldoret Civil Case No. 329 of 1998 to proceed for hearing inter partes
  5. 5.Each party to bear the costs before the High Court and in this appeal
On appeal from
High Court of Kenya at Eldoret
ELD. HCC Appeal No. 3 of 2012
Jurisdiction invoked
Second appeal to the Court of Appeal confined to matters of law only (as a second appeal, only matters of law can be heard and determined by this Court)

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "Saulo Kandie v James Kwambai Cheruiyot [2019] KECA 257 (KLR)", Case Analysis (2019). Civil Appeal No. 139 of 2012. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2019/257/eng@2019-10-17

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.