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Case Brief · caselaw.co.ke
Court of AppealPartially AllowedCivil Appeal No. 389 of 2017· [2019] KECA 194 (KLR)

Rose Wambui Kiarie v Jane Njeri Ngaruiya

Court of Appeal
25 October 2019
5,086 words in judgment
View original judgmentRead on Kenya Law Watch case
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The bottom line

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Kenya's Court of Appeal removed two men from a deceased person's estate because paternity and dependency claims must be formally pleaded and proved with evidence.

What this practically means

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Executive summary

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This was a first appeal to the Court of Appeal at Nairobi against a ruling of Ougo, J delivered on 25th June 2015 in High Court Succession Cause No. 1870 of 2005. The High Court had found that the respondent failed to prove she was a wife of the deceased under Kikuyu customary law, but went on to hold that there was a possibility of a relationship between them and that her two sons qualified as dependants under section 29 of the Law of Succession Act and should be treated as beneficiaries. The appellant challenged the ruling on six grounds, principally that the trial court determined dependency which was neither pleaded nor canvassed and which was unsupported by evidence. On appeal, the respondent's counsel invoked section 26 of the Act to claim dependency for the first time. The Court, in a single unanimous judgment, noted there was no cross-appeal, so the finding that there was no customary marriage stood. The Court framed one issue: whether the two sons were the deceased's children so as to share in the estate. It found no birth certificates, no DNA evidence, and that the deceased had denied the children in his lifetime; paternity was never established. Further, no application for dependency was made under section 26, the issue was not pleaded, and no evidence was adduced, so the trial court erred in pronouncing on an unpleaded issue, the exception in Odd Jobs v Mubia not being engaged. The Court allowed the appeal, set aside the portion of the ruling declaring the two sons dependants and beneficiaries, and awarded costs of the appeal to the appellant.

Key legal issues

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01

Proof of paternity of the respondent's two sons as children of the deceased

Holding

There was paucity of evidence supporting the claim that the respondent's sons were children of the deceased; no birth certificates, no DNA evidence, and the deceased had denied them during his lifetime

Reasoning

The Court re-evaluated the evidence as a first appellate court. The sons had no birth certificates; the first-born was named after the respondent's father, casting aspersion on paternity under Kikuyu customary naming. No forensic or DNA evidence established blood relationship. Provincial administration proceedings did not establish the children were the deceased's, and the deceased had denied the claim. It was incumbent on the respondent or the adult children to establish paternity, and they failed to do so.

p. 4
02

Whether the trial court could declare the sons dependants absent an application under section 26 of the Law of Succession Act

Holding

A dependant must move the court under section 26 and establish dependency; a court cannot determine dependency absent a competent application and evidence

Reasoning

Section 29 defines dependants and section 26 permits a court, on application by or on behalf of a dependant, to order reasonable provision. The duty lies on any person claiming to be a dependant to apply under section 26 and establish the nature and extent of dependency. In this case no application was filed, the issue was not pleaded, and no evidence was adduced; the parties' framed issues did not include dependency.

p. 5
03

Determination of unpleaded issues

Holding

As a general rule a court ought not to pronounce on issues not raised in the pleadings, subject to the exception where the issue is left to the court and canvassed by the parties at trial

Reasoning

The Court adopted the general rule from Maithene Malindi and IEBC v Stephen Mutinda Mule that parties are bound by their pleadings, which limit the issues a trial court may pronounce on. The exception in Odd Jobs v Mubia permits a decision on an unpleaded issue only where it appears the issue was left to the court for decision. Dependency was neither pleaded, framed as an issue, nor canvassed, so the trial court erred.

p. 5
04

Duty of a first appellate court

Holding

A first appellate court must re-evaluate, re-assess and reanalyse the evidence on the record and determine whether the trial court's conclusions should stand

Reasoning

Relying on Abok James Odera & Associates v John Patrick Machira and Kenya Ports Authority v Kustron, the Court restated that on a first appeal it considers the evidence, evaluates it itself and draws its own conclusions, while bearing in mind it neither saw nor heard the witnesses and ruling only on the evidence on record without introducing extraneous matters.

p. 4

Legal principles established

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  • A court cannot assume jurisdiction over a question of dependency under the Law of Succession Act in the absence of a competent application under section 26 and sufficient evidential material establishing the dependency
  • A court may only base a decision on an unpleaded issue where the issue arises in the course of the hearing and is canvassed fully by the parties

Court orders

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  1. 1.Appeal allowed
  2. 2.The portion of the impugned ruling declaring the two sons of the respondent as dependants and beneficiaries of the Estate of the deceased set aside
  3. 3.Costs of the appeal awarded to the appellant
On appeal from
High Court of Kenya at Nairobi
Succession Cause No. 1870 of 2005
Jurisdiction invoked
First appeal to the Court of Appeal from the High Court in a succession cause

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "Rose Wambui Kiarie v Jane Njeri Ngaruiya", Case Analysis (2019). Civil Appeal No. 389 of 2017. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2019/194/eng@2019-10-25

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.