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Court of AppealPartially AllowedCivil Appeal No. 5 of 2016· [2018] KECA 737 (KLR)

Chrysanthus Barnabus Okemo &another; v Attorney General & 3 others [2018] KECA 737 (KLR)

Court of Appeal
2 March 2018
13,205 words in judgment
View original judgmentRead on Kenya Law Watch case
AI-assisted case brief
·~53 min to read original · ~4 min brief

The bottom line

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Kenya's Court of Appeal ruled that only the Attorney General, not the DPP, can authorise extradition, invalidating the proceedings against Okemo and Gichuru.

What this practically means

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Executive summary

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This consolidated appeal, heard by Githinji, Okwengu and J. Mohammed, JJ.A., challenged the judgment of the High Court (Lenaola, J.) of 18 December 2015 upholding extradition proceedings against Okemo and Gichuru sought by Jersey through the United Kingdom. The decisive issue was whether the 'Authority to Proceed' could lawfully be issued by the Director of Public Prosecutions. The Court of Appeal held that extradition is not part of Kenya's criminal justice system but is sui generis, being an aspect of international co-operation founded on treaties. Accordingly, the DPP's power to institute and undertake criminal proceedings under Article 157(6) does not extend to extradition; the Attorney General, as a Cabinet-level member of the National Executive responsible for the Justice Department, has the sole statutory and constitutional responsibility to issue the 'Authority to Proceed' under section 7(1) of the Extradition (Commonwealth Countries) Act. That provision was held not to be inconsistent with Article 157(6), and the transitional provisions of the Sixth Schedule could not be used to read the AG out of the statute. The DPP's Authority to Proceed of 6 July 2011 and the consequent committal proceedings were therefore declared a nullity. On the substantive grounds - dual criminality, delay, the Jersey legal system and abuse of process - the Court endorsed the High Court's application of the doctrine of constitutional avoidance, holding that the Extradition Act contains adequate mechanisms for determining those issues at the committal, habeas corpus and judicial review stages, and courts should not intervene at an intermediate stage absent exceptional circumstances. The appeal was allowed in part; the High Court order and the magistrate's order of 5 February 2013 were set aside and the committal proceedings struck out; the remaining grounds were dismissed and no costs were awarded, the Court considering that its clarification of the law served the public interest.

Key legal issues

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01

Whether the DPP had power to issue the 'Authority to Proceed'

Holding

The High Court erred; the AG has the sole responsibility to issue the 'Authority to Proceed' and extradition proceedings instituted by the DPP without such authority are a nullity.

Reasoning

Extradition falls wholly within the realm of international law and is conducted by the National Executive, of which the AG is a Cabinet-level member. The DPP, though exercising executive functions, is an independent professional prosecutor, not a political appointee, and it would be anomalous for him to conduct foreign relations. The Extradition Act, revised after the 2010 Constitution, retains the AG as competent authority, and no express provision confers extradition on the DPP.

p. 12
02

Whether extradition proceedings are criminal or sui generis

Holding

Extradition proceedings are sui generis, not criminal proceedings, and therefore outside the DPP's power to institute and undertake criminal proceedings under Article 157(6).

Reasoning

Extradition is founded on treaties, is administrative in character, involves no determination of guilt or innocence, and the magistrate's role is confined to determining eligibility for surrender, with the ultimate surrender decision vested in the AG. The definition of 'prosecution' in the ODPP Act cannot alone confer extradition power on the DPP.

p. 11
03

Whether the High Court correctly declined to determine dual criminality, delay, abuse of process and the Jersey legal system

Holding

The High Court justifiably applied constitutional avoidance; those issues must be determined through the mechanisms of the Extradition Act at the appropriate stages.

Reasoning

The primary facts on which the petitions were based were contested and unascertained; the extradition magistrate has jurisdiction over dual criminality and evidential sufficiency, the High Court on habeas corpus over unjust or oppressive surrender (including delay and bad faith), and the AG's surrender decision is subject to judicial review. Courts should not intervene at an intermediate stage absent exceptional circumstances.

p. 15
04

Whether the three issues conclusively determined by the High Court (fugitive label, witnesses, adverse publicity) were correctly decided

Holding

The Court of Appeal agreed with the High Court's findings on all three issues.

Reasoning

'Fugitive' is a legal term in the Extradition Act not intended to be derogatory or to displace the presumption of innocence; discrimination under Article 27 could not be invoked where criminal liability is attributable to the individual; media publicity per se does not violate the right to fair hearing, and adverse publicity in Kenya could not prejudice a trial in Jersey.

p. 13

Legal principles established

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  • Extradition proceedings are not criminal proceedings but sui generis proceedings; consequently, the power to institute and undertake criminal proceedings under Article 157(6) of the Constitution does not extend to extradition, and the Attorney General alone has the responsibility to issue the 'Authority to Proceed' under section 7(1) of the Extradition (Commonwealth Countries) Act.
  • Extradition proceedings instituted without a written 'Authority to Proceed' issued by the Attorney General are a nullity, including any act done by the magistrate in pursuance of such proceedings.
  • Section 7(1) of the Extradition Act assigning the 'Authority to Proceed' to the Attorney General is not inconsistent with Article 157(6) of the Constitution.
  • Where the Extradition Act provides adequate mechanisms for resolving questions such as dual criminality, delay, abuse of process and challenges to the requesting state's legal system, courts should apply constitutional avoidance and decline to determine those questions at an intermediate stage of the extradition process.

Court orders

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  1. 1.The appeal succeeds in part and is allowed on the ground that the 'Authority to Proceed' dated 6th July 2011 issued by the DPP is a nullity together with the committal proceedings in Misc. Application No. 9 of 2011 instituted pursuant to such authority and any act done by the magistrate in pursuance of the proceedings
  2. 2.The order of the High Court dated 18th December, 2015 declaring the committal proceedings to be valid and the order of the extradition magistrate dated 5th February, 2013 requiring the committal proceedings to commence are set aside and in lieu thereof the committal proceedings are declared invalid and struck out
  3. 3.The other substantive grounds of appeal are dismissed
  4. 4.There shall be no orders of costs in this appeal

Authorities

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Legislation

  • Constitution of Kenya, 2010Article 165(6), 165(7), 2(1), 2(6), 23(1), 23(2), 24, 25, 27, 28, 29, 30, 47(1), 51, 130(1), 131(1), 131(2), 132(1)(c)(iii), 132(2), 132(3)(b), 132(5), 152(1), 153(2), 156(1), 156(4), 157(1), 157(2), 157(6), 157(10), 158(1), 159(2)(e), 248(3)
  • Sixth Schedule to the Constitution of Kenya, 2010 (Transitional and Consequential Provisions)Clause 7(1), 7(2), 31(5), 31(7)
  • Repealed Constitution of KenyaSection 26(1), 26(2), 26(3), 26(5), 72(1)(i), 84, 84(3), 4, 23(1), 18
  • Extradition (Commonwealth Countries) ActChapter 77 - sections 4, 5, 6, 7(1), 7(3), 9(2), 9(3), 9(5), 10(1), 10(3), 10(4), 11(1)(a), 11(1)(b), 11(3), 11(4), 11(6), 12, 17
  • Extradition (Contiguous and Foreign Countries) ActChapter 76
  • Mutual Legal Assistance ActSections 5(1), 5(2), 51
  • Office of the Director of Public Prosecutions Act, 2013Sections 2, 5, 8
  • Office of the Attorney General ActSection 5
  • Magistrates Courts Act, 2015Section 8(2)
  • Proceeds of Crime and Anti-Money Laundering Act, 2009(referenced in schedule of extradition offences)
  • Witness Protection (Amendment) Act 2016(provision on reciprocal arrangements in consultation with AG)
  • Constitution of Kenya (Supervisory Jurisdiction and Protection of Fundamental Rights and Freedoms of the Individual) High Court Practice and Procedure Rules, 2006Rule 2
  • Court of Appeal RulesRule 31
  • The London Scheme for Extradition Within the Commonwealth, 2002Clauses 13(b), 15(1), 15(3)(a), 16(1)
  • Criminal Procedure Code(referenced generally)
  • Fair Administrative Action Act(referenced generally)
  • Vienna Convention on Law of TreatiesArticle 26
  • United Nations Model Treaty on Extradition
  • United Nations International Covenant on Civil and Political Rights
  • Executive Order No. 2/2013 (Organization of Government of the Republic of Kenya)

Cases cited (22)

  • Government of The United States of America v Hon. Guillermo Purganan
    [2002] PHSC 573 / GR 148 571
  • Kirby v Kirby
    [1997] USCA 603 / 106 F 3d 855
  • Secretary of Justice v Hon. Ralph C. Lantion
    [2000] PHSC 13
  • Government of Hong Kong v. Felixberto T. Olalia JR
    GR No. 153675
  • President of the Republic of South Africa v Quagliani
    [2009] 2 SA 466 (CC)
  • Minister of Justice v Additional Magistrate Cape Town
    [2001] 2 SACR 49 (C)
  • Geuking v President of the Republic of South Africa
    2001 2 SACR 490 (C)
  • Dorothy Manju Henry and Another v. The Republic
    High Court Criminal Application No. 917 of 2002 (unreported)
  • R. v Governor of Brixton Prison Exp. Levin
    [1997] 3 All ER 289
  • Roy Wenting v High Court of Valenciennes
    [2009] EWHC 3528
  • Peter Clarence Foster vs. Minister for Customs and Justice
    [2000] HCA 38
  • Dragan Vasiljkovic v Commonwealth of Australia
    [2006] HCA 40
  • Goodyes & Gomes, Government of Trinidad and Tobago
    [2007] EWHC 2012 (Admin)
  • Dragan Vasiljkovic v Minister for Justice and Customs and Ors
    [2006] ECA 1346
  • R. (Kashamu v. Governor of Brixton Prison (DC)
    [2002] 2 WLR 907
  • United States of America v Cobb
    [2001] SCC 19 / [2001] 1 RSC 587
  • Rhett Fuller v The Attorney General of Belize
    [2011] UKPC 23
  • R. v Secretary of State for Home Affairs - Exparte Launder
    [1996] 2 LRC 377
  • Canada v Schmidt
    [1987] 1 SCR 500
  • McGonnel v United Kingdom
    [2000] 30 EHRR
  • Communications Commission of Kenya & 5 v Royal Media Services Limited & 5 Ors
    [2014] eKLR
  • Schtraks v Government of Israel and Others
    [1964] AC 556
On appeal from
High Court of Kenya at Nairobi
Constitutional Application No. 111 of 2013 (consolidated with Constitutional Petitions Nos. 320 of 2011 and 321 of 2011)
Jurisdiction invoked
First appeal/supervisory jurisdiction context - appeal from High Court determination under Article 165(6) and (7) of the Constitution; Court of Appeal jurisdiction under Rule 31 of the Court of Appeal Rules to confirm, reverse, vary or remit

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "Chrysanthus Barnabus Okemo &another; v Attorney General & 3 others [2018] KECA 737 (KLR)", Case Analysis (2018). Civil Appeal No. 5 of 2016. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2018/737/eng@2018-03-02

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.