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Court of AppealDismissedCivil Appeal No. 370 of 2014· [2018] KECA 631 (KLR)

Communications Commission of Kenya v Office of the Director of Public Prosecutions & another [2018] KECA 631 (KLR)

Court of Appeal of Kenya
4 May 2018
5,078 words in judgment
View original judgmentRead on Kenya Law Watch case
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The bottom line

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Kenya's Court of Appeal confirmed that the DPP can independently decide not to prosecute, and complainants cannot force prosecutions through court.

What this practically means

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Executive summary

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The Court of Appeal (Ouko, Musinga & Gatembu, JJ.A.) dismissed an appeal by the Communications Commission of Kenya (CCK) against the High Court's refusal to quash, by way of judicial review, the DPP's decision of 27th May 2013 not to prosecute Royal Media Services Limited for use of unauthorized broadcasting frequencies. CCK argued that the DPP acted ultra vires in directing the Director of Criminal Investigations to close the file, that he applied the judicial standard of 'beyond reasonable doubt' rather than the prosecutorial 'reasonable and probable cause' or evidential test, that he committed a fundamental error of law amounting to irrationality, and that he breached CCK's legitimate expectation of prosecution. The court held that under Article 157(10) the DPP is independent and subject only to the Constitution; that section 5(1) of the ODPP Act empowers him to direct the Inspector-General to investigate, which includes forming an independent view of evidential sufficiency and directing closure of the file. The correct test is the Two-Stage Test under the National Prosecution Policy, with the Evidential Test (realistic prospect of conviction) preceding the Public Interest Test, and the DPP had applied it correctly. Adopting the Fiji Supreme Court's framework in Matalulu v DPP and endorsing Odunga, J. in Isaac Tumunu Njunge, the court held a complainant has no legitimate expectation that investigated complaints must result in prosecution. The appeal was dismissed in its entirety with each party bearing their own costs.

Key legal issues

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01

Whether the DPP acted ultra vires in directing the Director of Criminal Investigations to close the investigation file

Holding

The DPP acted within his powers; the power to direct the Inspector-General to investigate under Article 157(4) and section 5(1) of the ODPP Act encompasses forming an independent opinion on the sufficiency of evidence and directing closure of the file.

Reasoning

Article 157(10) makes the DPP independent, subject only to the Constitution. Section 5(1) of the ODPP Act expressly empowers the DPP to direct the Inspector-General, under whose office the DCI falls, to investigate. Having reviewed the file and formed an independent opinion that there was no sufficient evidence, the DPP's direction to close the file was not an unlawful interference with the independence of the Inspector-General under Article 245(4). The first ground of appeal therefore failed.

p. 5
02

The applicable test in a decision to prosecute or not to prosecute

Holding

The correct test is the Two-Stage Test under the National Prosecution Policy: the Evidential Test (realistic prospect of conviction) must be satisfied before the Public Interest Test is considered. The DPP applied the right test.

Reasoning

The National Prosecution Policy provides that the decision to prosecute comprises the Evidential Test and the Public Interest Test, and where the case does not pass the Evidential Test it must not go ahead no matter how serious it may be. The DPP was satisfied the evidential threshold had not been met. Although the policy standard is less than beyond reasonable doubt, a considered conclusion that the threshold was not realized cannot be equated with application of a judicial standard of proof.

p. 7
03

Whether the DPP's decision was a fundamental error of law, unreasonable or irrational

Holding

No; the decision was amenable to judicial review but was not shown to be outside the constitutional remit of the DPP's office.

Reasoning

The court agreed with the learned judge that DPP decisions are amenable to judicial review on the grounds of illegality, irrationality and procedural impropriety, and where exercised unconstitutionally the court can intervene. But on the facts, having resolved the ultra vires and applicable test grounds against the appellant, there was no basis to find a fundamental error of law, unreasonableness or irrationality.

p. 9
04

Whether the DPP breached the appellant's legitimate expectation

Holding

No legitimate expectation of prosecution arises from a complainant's investigations and recommendations; the DPP's discretion under the Constitution and statute is not displaced by the DCI's opinion.

Reasoning

The court endorsed Odunga, J.'s holding that the DPP is not bound to prosecute simply because the DCI has formed an opinion that a prosecution ought to be undertaken, since public interest must be considered. While a complainant ordinarily expects prosecution based on evidence gathered, the DPP's exercise of his constitutional discretion cannot breach a complainant's legitimate expectation where he chooses not to institute criminal proceedings.

p. 10

Legal principles established

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  • The decision whether or not to institute criminal proceedings is purely discretionary and must be exercised with regard to public interest, the interests of the administration of justice and the need to prevent and avoid abuse of the legal process.
  • Where the DPP has reviewed the available evidence and concluded that the Evidential Test threshold has not been realized, he cannot be accused of applying the judicial standard of proof, even though the evidential standard under the National Prosecution Policy is less than beyond reasonable doubt.
  • The DPP is not bound to prosecute simply because the Directorate of Criminal Investigations has formed an opinion that a prosecution ought to be undertaken, and a complainant has no legitimate expectation that all investigated complaints must lead to prosecution.
  • A decision not to prosecute is reviewable only on grounds such as non-compliance with the Constitution or law, departure from settled policy, or perversity/unreasonableness that no reasonable prosecutor could have reached.

Court orders

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  1. 1.Appeal dismissed in its entirety
  2. 2.Each party bears their own costs

Authorities

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Legislation

  • Constitution of Kenya, 2010Article 157 (including 157(4), 157(10), 157(11))
  • Constitution of Kenya, 2010Article 245(4)
  • Constitution of Kenya, 2010Article 157(4) (cited as Article 254(4) in appellant's submission)
  • Kenya Information and Communications Act, Cap 411ASection 3 (general mandate)
  • Office of the Director of Public Prosecutions Act, No. 2 of 2013Section 5 (including 5(1))
  • National Police Service Act, No. 11A of 2011Section 8(1)
  • National Prosecution Policy, 2007Clause 2 (Evidential Test) and clause vii

Cases cited (8)

  • DOUGLAS MAINA MWANGI v KENYA REVENUE AUTHORITY & ANOTHER
    Constitutional Petition No. 528 of 2013
  • PATRICK GENIUS v THE CORONER'S ACT
    Suit No. M.35 of 2002
  • R v DPP ex parte MANNING
    [2001] QB 330
  • KAGANE v ATTORNEY-GENERAL
    [1969] E.A. 643
  • JANET ATIENO OTIENO v PHARMACY & POISONS BOARD & ANOTHER
    [2016] eKLR
  • MATALULU v DPP
    [2003] 4 LRC 712
  • REPUBLIC v THE DIRECTOR OF PUBLIC PROSECUTION EX-PARTE VICTORY WELDING WORKS LIMITED AND ANOTHER
    Nairobi High Court Misc. Civil Application No. 249 of 2012
  • ISAAC TUMUNU NJUNGE v DIRECTOR OF PUBLIC PROSECUTIONS & 2 OTHERS
    [2016] eKLR
On appeal from
High Court of Kenya at Nairobi
Misc. Civil Application No. 221 of 2013
Jurisdiction invoked
First appellate jurisdiction under Article 164 of the Constitution of Kenya, 2010, on appeal from the High Court's judgment in judicial review proceedings

Key timeline

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Practical implications

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Frequently asked questions

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Later judgments citing this (1)

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Judgments in the corpus that rely on this one. Where the Court said how it treated the authority, that is shown.

Cite this brief

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Cite this brief

Caselaw, "Communications Commission of Kenya v Office of the Director of Public Prosecutions & another [2018] KECA 631 (KLR)", Case Analysis (2018). Civil Appeal No. 370 of 2014. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2018/631/eng@2018-05-04

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.