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Court of AppealPartially AllowedElection Petition Appeal No. 21 of 2018· [2018] KECA 478 (KLR)

Alfred Kiptoo Keter v Bernard Kibor Kitur & Independent Electoral & Boundaries Commission [2018] KECA 478 (KLR)

Court of Appeal of Kenya
11 July 2018
6,505 words in judgment
View original judgmentRead on Kenya Law Watch case
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The bottom line

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Kenya's Court of Appeal reinstated Alfred Keter as Nandi Hills MP, ruling the election petition collapsed because it rested on hearsay evidence with no real proof of wrongdoing.

What this practically means

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Executive summary

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This is a single judgment of the Court of Appeal at Eldoret (Githinji, Okwengu and Mohammed, JJ.A) allowing the appeal of Alfred Kiptoo Keter against the election court's judgment (Kimondo, J) which had invalidated his election as Member of the National Assembly for Nandi Hills Constituency on the ground of unlawful campaigning after the close of the campaign period. The court first confirmed its jurisdiction under section 85A(1) of the Elections Act, which confines such appeals to matters of law, applying the Supreme Court's framework in Gatirau Peter Munya. It then held that a petitioner's supporting affidavit is an integral part of the petition and survives the original petitioner's withdrawal, but where the original petitioner is not examined at trial and not excused or cross-examined by consent, that evidence has no probative value. The substituted petitioner's supplementary affidavit, which adopted the original affidavit word for word and deposed to facts on information from the original petitioner, was hearsay. Accordingly the legal burden of proving the alleged criminal malpractice was never discharged and the evidential burden was erroneously shifted to the appellant. The court also held that addressing groups of fewer than 25 people did not amount to a campaign within the statutory definition, and that the judge erred in failing to apply section 83 of the Elections Act, since the alleged campaigns could not have affected the winning margin of 10,051 votes. The IEBC's mere failure to enforce the Electoral Code of Conduct did not invalidate the election. The 1st respondent's cross-appeal against interlocutory rulings failed. The election court's judgment was set aside, the petition dismissed, the appellant declared validly elected, and costs awarded to the appellant against the 1st respondent, whose cross-appeal was dismissed with costs.

Key legal issues

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01

Status of a petitioner's supporting affidavit upon withdrawal and substitution

Holding

The supporting affidavit is an integral part of the petition and survives the original petitioner's withdrawal, but its evidential value is lost if the original petitioner is not examined and not excused or cross-examined by consent

Reasoning

The rules require a petition to be supported by an affidavit sworn personally by the petitioner, making the affidavit integral to the petition. Substitution under Rule 24(5) places the substituted petitioner in the same position as the original. However, because affidavit evidence stands as evidence in chief, a deponent who is not produced for examination contributes no probative value, following Moses Wanjala Lukonye v Bernard Alfred Wekesa Sambu.

p. 6
02

Evidential status of a substituted petitioner's supplementary affidavit adopting the original affidavit

Holding

A supplementary affidavit filed three months after the petition, requiring the substituted petitioner to adopt facts not within his own knowledge, is hearsay and of no probative value

Reasoning

Affidavits must state the substance of evidence confined to facts the deponent can prove of his own knowledge, save with leave for information and belief with sources. The judge's order that the substituted petitioner adopt the original affidavit word for word allowed him to depone to facts he could not prove, producing defective hearsay depositions. A supplementary affidavit with the character of a witness affidavit cannot be elevated to a petitioner's supporting affidavit.

p. 6
03

Shifting of the burden of proof on allegations of unlawful campaigns

Holding

The evidential burden was erroneously shifted to the appellant because the legal burden was never discharged; the evidence relied on was hearsay and not direct evidence

Reasoning

Under Raila Odinga (2013), a petitioner must discharge the initial burden before respondents bear the evidential burden. Unlawful campaigning under section 20(2) of the Election Offences Act is criminal, requiring a high legal burden. The trial judge found the evidential burden shifted based on the original petitioner's affidavit, which was hearsay. Once discounted, no evidence supported the allegations of illegal campaigns.

p. 7
04

Whether the appellant's post-campaign-period conduct amounted to a campaign in law

Holding

It did not; the essential elements of the statutory definition of a campaign were not established

Reasoning

Section 2 of the Elections (General) Regulations 2012 defines a campaign as promotion of a candidate or party for purposes of an election during the campaign period. The judge gave the term an overly broad meaning that would impinge on freedom of movement and association and expose candidates to criminal sanctions. Addressing groups of fewer than 25 people at three places in a constituency of over 51,000 registered voters did not amount to a campaign.

p. 7
05

Application of section 83 of the Elections Act to the effect of non-compliance on the result

Holding

The judge erred in failing to apply section 83; even if proved, the alleged unlawful campaigns could not have affected the result given the winning margin

Reasoning

Under section 83, an election is not void for non-compliance that did not affect the result. The Supreme Court in Raila Odinga and Obado requires proof that non-compliance affected the validity of the election. The alleged campaigns were confined to areas with 2,251 registered voters against a winning margin of 10,051 votes; neither petitioner deposed that the campaigns affected the results.

p. 7
06

Whether the IEBC failed to conduct the election in accordance with the law by not enforcing the Electoral Code of Conduct

Holding

No; a mere failure to enforce the Code of Conduct on an unproven complaint does not invalidate the election

Reasoning

The Returning Officer testified the elections were conducted in accordance with the law save for administrative tallying errors that did not affect results. The 1st respondent admitted not lodging an official complaint under the Settlement of Disputes Rules and was directed to the police. There was no evidence of tacit approval by the IEBC, so the finding against the IEBC was neither proportional nor rational.

p. 8

Legal principles established

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  • A petition in an election court is an integral whole with its supporting affidavit; where the original petitioner withdraws and is substituted, the petition and supporting affidavit remain intact, but if the original petitioner does not appear for examination and is not excused or cross-examined by consent, the evidence in the supporting affidavit is of no probative value
  • A substituted petitioner may not adopt word for word the original petitioner's supporting affidavit so as to testify to facts within the original petitioner's knowledge; such evidence is hearsay
  • Where an alleged electoral malpractice is criminal in nature, the petitioner must discharge a high legal burden of proof before the evidential burden shifts to the respondent
  • The essential statutory elements of a campaign must be established for post-campaign-period conduct to amount to unlawful campaigning; addressing a very small number of people does not amount to a campaign in law
  • An election must not be declared void for non-compliance where the non-compliance did not affect the result; courts must apply section 83 of the Elections Act and consider the effect of irregularities on the results
  • A returning officer's or IEBC's mere failure to enforce the Electoral Code of Conduct does not mean the IEBC did not conduct the election in accordance with the law; such a finding is neither proportional nor rational absent tacit approval of the malpractice

Court orders

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  1. 1.The appeal is allowed
  2. 2.The judgment of the Election Court dated 1st March 2018, including its final orders, is set aside in its entirety
  3. 3.Election Petition No. 1 of 2017 is dismissed with costs to the appellant to be paid by the 1st respondent
  4. 4.The 2nd respondent's cross-appeal is allowed with costs to be paid by the 1st respondent
  5. 5.The 1st respondent's cross-appeal and notice of affirming the decision are dismissed with costs to the appellant to be paid by the 1st respondent
  6. 6.A declaration is issued that the appellant Alfred Kiptoo Keter was validly elected as member of National Assembly for Nandi Hills Constituency in the election held on 8th August 2017
  7. 7.The declaration by the 2nd respondent that the appellant was validly elected is upheld

Authorities

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Legislation

  • Constitution of Kenyafreedom of association and movement provisions (referenced generally)
  • Elections Actsection 85A(1)
  • Elections Actsection 83
  • Election Offences Actsection 20(2)
  • Evidence Actsection 63(1)
  • Evidence Actsection 63(2)
  • Election (General) Regulations, 2012section 2 (definition of campaign)
  • Elections (Parliamentary and County Elections) Petition Rules, 2017Rule 4(b)
  • Elections (Parliamentary and County Elections) Petition Rules, 2017Rule 5(1)
  • Elections (Parliamentary and County Elections) Petition Rules, 2017Rule 12(1)(b)
  • Elections (Parliamentary and County Elections) Petition Rules, 2017Rule 12(2)
  • Elections (Parliamentary and County Elections) Petition Rules, 2017Rule 12(3)
  • Elections (Parliamentary and County Elections) Petition Rules, 2017Rule 12(4)
  • Elections (Parliamentary and County Elections) Petition Rules, 2017Rule 12(8)
  • Elections (Parliamentary and County Elections) Petition Rules, 2017Rule 12(9)
  • Elections (Parliamentary and County Elections) Petition Rules, 2017Rule 12(12)
  • Elections (Parliamentary and County Elections) Petition Rules, 2017Rule 12(13)
  • Elections (Parliamentary and County Elections) Petition Rules, 2017Rule 12(14)
  • Elections (Parliamentary and County Elections) Petition Rules, 2017Rule 24(5)
  • Court of Appeal (Election Petition) Rules, 2017Rule 25(1)
  • Oaths and Statutory Declarations Actreferenced under Rule 12(14)
  • Civil Procedure RulesOrder 19
  • Settlement of Disputes Rules (Elections)referenced generally

Cases cited (5)

  • Gatirau Peter Munya v Dickson Mwenda Kithinji & 2 Others
    [2014] eKLR
  • Zacharia Okoth Obado v. Edward Akongo Oyugi & 2 Others
    [2014] eKLR
  • Moses Wanjala Lukonye v Bernard Alfred Wekesa Sambu & 3 others
    [2013] eKLR
  • Raila Odinga and 5 Others v Independent Electoral and Boundaries Commission & 3 Others
    [2013] eKLR
  • Raila Omolo Odinga & Another v Independent Boundaries Commission & 4 Others and Attorney General & Anor
    Presidential Petition No. 1 of 2017
On appeal from
High Court of Kenya at Eldoret (Election Court)
Election Petition No. 1 of 2017
Jurisdiction invoked
Section 85A(1) of the Elections Act - appeal from the High Court concerning membership of the National Assembly lies to the Court of Appeal on matters of law only

Key timeline

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Practical implications

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Frequently asked questions

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Later judgments citing this (2)

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Judgments in the corpus that rely on this one. Where the Court said how it treated the authority, that is shown.

Cite this brief

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Cite this brief

Caselaw, "Alfred Kiptoo Keter v Bernard Kibor Kitur & Independent Electoral & Boundaries Commission [2018] KECA 478 (KLR)", Case Analysis (2018). Election Petition Appeal No. 21 of 2018. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2018/478/eng@2018-07-11

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.