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Court of AppealDismissedCriminal Appeal No. 95 of 2014· [2016] KECA 695 (KLR)

S J M v Republic

Court of Appeal of Kenya
11 March 2016
3,287 words in judgment
View original judgmentRead on Kenya Law Watch case
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The bottom line

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Kenya's Court of Appeal confirmed a life sentence for defilement, holding that the DPP chooses the charge and courts must impose the legally prescribed sentence.

What this practically means

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Executive summary

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This is a second appeal before the Court of Appeal at Mombasa (Makhandia, Ouko and M'inoti, JJ.A.) by S J M, who had been convicted by the Senior Resident Magistrate's Court at Taveta of defilement of his six-year-old daughter contrary to section 8(1) as read with section 8(2) of the Sexual Offences Act and sentenced to 30 years imprisonment. On first appeal, Odero J. dismissed the appeal but enhanced the sentence to life imprisonment, prompting the appellant's complaint that his sentence was increased without notice or warning. The Court of Appeal dismissed the appeal in its entirety. It held that a defilement charge is not defective merely because the facts could also sustain incest under section 20(1), the choice of charge being a matter for the DPP's discretion under Article 157(10) of the Constitution. It held that although the age of a victim in a sexual offence must be strictly proved, under section 8(2) the critical issue is proof that the victim was under 11 years, which was satisfied by the child's own testimony, the doctor's assessment and the P3 form. On voire dire, following Johnson Muiruri, Sula v Uganda and James Mwangi Muriithi, the Court held that recording only the child's answers does not necessarily vitiate a conviction, the effect depending on the facts, and that a 16-year-old witness is not a child of tender years requiring voire dire under section 19 of the Oaths and Statutory Declarations Act, tender years remaining below 14 for that statute. Distinguishing Aggrey Otieno Osanga, the Court held that while warning an appellant before enhancing an illegal sentence is good practice, the failure to warn does not undermine the appellate duty to impose the lawful prescribed sentence. Concurrent findings on grudge and the rejection of the appellant's alibi were left undisturbed under section 361 of the Criminal Procedure Code. The decision below was affirmed.

Key legal issues

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01

Effect of charging defilement where facts disclose incest

Holding

The charge of defilement was not defective; the choice of charge lies with the DPP.

Reasoning

The court accepted that the facts could have supported incest under section 20(1), but held that this does not per se defect a defilement charge. Provided the particulars and evidence disclose the offence charged, the charge stands, and Article 157(10) vests charging discretion in the DPP absent abuse.

p. 4
02

Proof of the complainant's age

Holding

Age was sufficiently proved as 6 years, and in any event proof that the victim was under 11 sufficed for section 8(2).

Reasoning

Although the mother did not testify to age, the child herself stated she was 6, the doctor assessed her as 6, and the P3 form recorded 6. The court held that under section 8(2) the critical issue is proof the victim was under 11, so strict proof of exact age was unnecessary on these facts.

p. 4
03

Voire dire examination of child witnesses

Holding

Recording only the child's answers, without the questions, did not vitiate the conviction; PW2, aged 16, was not a child of tender years and needed no voire dire.

Reasoning

Following Johnson Muiruri and Sula v Uganda as adopted in James Mwangi Muriithi, the court held that recording only answers may suffice and whether defects vitiate a conviction depends on the facts. For PW2, aged 16, section 19 of the Oaths and Statutory Declarations Act requires voire dire only for children of tender years, meaning under 14.

p. 4
04

Enhancement of sentence without warning

Holding

The High Court had power under section 354 of the Criminal Procedure Code to increase an illegal sentence; a warning is good practice but its absence does not invalidate the lawful sentence.

Reasoning

Distinguishing Aggrey Otieno Osanga, where a lesser conviction was substituted with a more serious one without warning, here the conviction was sustained and only an illegal 30-year sentence was replaced with the prescribed life sentence. The court affirmed the appellate power to impose the lawful sentence.

p. 5
05

Second appellate court's scope of review

Holding

Only matters of law fall for determination; concurrent findings of fact by the two courts below are binding unless no evidence supported them.

Reasoning

Under section 361 of the Criminal Procedure Code and Boniface Kamande, the Court confined itself to issues of law and would not disturb concurrent factual findings on the grudge allegation and the rejection of the defence, which were supported by eyewitness and medical evidence.

p. 3

Legal principles established

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  • A charge of defilement is not rendered defective merely because the facts could also have supported a charge of incest; it is for the DPP to decide which offence to charge.
  • Under section 8(2) of the Sexual Offences Act, what must be proved is that the victim was below 11 years of age; strict proof of the exact age is not required where minority below that threshold is established.
  • Failure by an appellate court to warn an appellant before substituting an illegal sentence with the lawful one does not undermine the duty to impose the prescribed sentence.
  • Whether the manner of recording a voire dire examination vitiates a conviction depends on the facts of each case; recording only the answers may suffice.
  • For purposes of section 19 of the Oaths and Statutory Declarations Act, a child of tender years remains one below 14 years despite the Children Act definition.

Court orders

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  1. 1.The appeal is dismissed in its entirety
On appeal from
High Court of Kenya at Mombasa
H.C.CR.A. No. 453 of 2010
Jurisdiction invoked
Second appeal under section 361 of the Criminal Procedure Code

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "S J M v Republic", Case Analysis (2016). Criminal Appeal No. 95 of 2014. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2016/695/eng@2016-03-11

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.