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Court of AppealDismissedCriminal Appeal No. 73 of 2015

Japheth Chege Mwangi v Republic [2016] KECA 559 (KLR)

Court of Appeal of Kenya
19 May 2016
1,833 words in judgment
View original judgmentRead on Kenya Law Watch case
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·~7 min to read original · ~4 min brief

The bottom line

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Kenya's Court of Appeal confirmed that a court can convict you of attempting a crime even when you were only charged with the full offence.

What this practically means

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Executive summary

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The appellant was convicted by the Chief Magistrate's Court at Thika of attempted robbery with violence contrary to section 297(2) of the Penal Code after the trial magistrate, having found robbery with violence under section 296(2) not proved, acquitted on that charge but convicted on the attempt under section 180 of the Criminal Procedure Code. The death sentence was imposed. The first appeal to the High Court at Nairobi (Muchemi and Odunga, JJ.) failed on 9th December 2013. On second appeal to the Court of Appeal, counsel consolidated the five grounds into a single complaint that the trial court convicted the appellant of attempted robbery with violence - a major offence - without first taking a fresh plea. The Court of Appeal, confined to issues of law by section 361(a) of the Criminal Procedure Code and noting that the point had not been taken at the High Court, held that section 180 expressly permits conviction for an attempt to commit the offence charged although the attempt was not charged, so no fresh plea was necessary. Counsel's reliance on section 179 of the Criminal Procedure Code was misplaced, that provision governing minor included offences. Drawing on Charles Mulandi Mbula v Republic and Mulinge Maswili v Republic, the Court further held that section 389 of the Penal Code applies only where no other punishment is provided; because section 297(2) prescribes a specific sentence for attempted robbery with violence, neither section 389 nor section 179 had any effect. The appeal was accordingly dismissed in its entirety, affirming the decision of the High Court.

Questions the Court framed

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The issues the Court set itself to decide, in its own words.

  1. 1.Whether the trial magistrate was entitled to convict the appellant of attempted robbery with violence contrary to section 297(2) of the Penal Code when the charge preferred was robbery with violence contrary to section 296(2) of the Penal Code, without the appellant first being given an opportunity to plead to the attempted robbery charge.

Key legal issues

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Whether a trial court may convict on an uncharged attempt where the principal charge fails, without a fresh plea

Holding

Yes. Section 180 of the Criminal Procedure Code expressly permits conviction of an attempt to commit the offence charged although the attempt was not charged, so no fresh plea was required.

Reasoning

The Court construes section 180 of the Criminal Procedure Code, which authorises conviction for an attempt to commit the offence charged notwithstanding that the attempt was not separately charged. Counsel's reliance on section 179 was misplaced: section 179 deals with conviction for a minor included offence where only some particulars are proved, a different mechanism. The trial magistrate's conviction of the appellant for attempted robbery with violence after finding the completed robbery unproved was therefore lawful, and the High Court was right to uphold it.

p. 3
02

The interaction between section 389 of the Penal Code and section 297(2) of the Penal Code on sentencing for attempts

Holding

Section 389's default penalty (half the sentence, or a capped term for capital offences) applies only where no other punishment is provided; attempted robbery with violence carries its own specific sentence under section 297(2), which ousts section 389.

Reasoning

Relying on Charles Mulandi Mbula v Republic and Mulinge Maswili v Republic, the Court restates that section 389 creates an exception-laden general rule: where Parliament has provided a separate and distinct punishment for an attempted offence, section 389 does not apply. Attempted robbery with violence falls in the latter category because section 297(2) prescribes a specific penalty. Consequently the appellant's argument that section 297(2) is a 'lesser offence' conviction outside the permissible scheme fails, and section 179 of the Criminal Procedure Code is likewise irrelevant.

p. 3
03

Scope of a second appeal under section 361(a) of the Criminal Procedure Code

Holding

A second appeal lies only on matters of law; the Court does not revisit concurrent findings of fact made by the trial court and the High Court.

Reasoning

The Court notes that the point taken - conviction on an uncharged attempt - was a pure question of law not raised at the High Court, and that the facts were the subject of concurrent findings below. Invoking section 361(a) of the Criminal Procedure Code and the established line of second-appeal authorities, the Court confines itself to the legal question of the trial court's power to convict on the attempt, leaving the factual findings undisturbed.

p. 3

Legal principles established

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  • Where a person is charged with a complete offence and that offence is not proved, the trial court may convict of attempting to commit that offence even though attempt was not charged, provided the Penal Code does not prescribe a separate regime displacing that power.
  • Section 389 of the Penal Code's general penalty for attempts applies only where no other punishment is provided; where the Penal Code prescribes a specific sentence for the attempted offence (as with attempted robbery with violence under section 297(2)), that specific sentence governs and neither section 179 of the Criminal Procedure Code nor section 389 of the Penal Code applies.

Court orders

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  1. 1.The appeal is dismissed in its entirety.
  2. 2.The conviction for attempted robbery with violence contrary to section 297(2) of the Penal Code and the sentence imposed are upheld.

The bench

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One judgment of the whole court — no separate or dissenting opinions.

Mohamed Abdulahi Warsame
M. WarsameJA
Currently serving
majority
majority
majority
On appeal from
High Court of Kenya at Nairobi
HC. CR.A. 673 of 2010
Jurisdiction invoked
Section 361(a) Criminal Procedure Code (second appeal on matters of law only)

Relief refused

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The appellant's appeal against conviction on the ground that he was convicted of attempted robbery with violence without being given an opportunity to plead to that charge

The Court held that section 180 of the Criminal Procedure Code permits conviction for an attempt where the principal offence charged is not proved, and that neither section 179 of the Criminal Procedure Code nor section 389 of the Penal Code displaced this power because section 297(2) of the Penal Code prescribes a specific penalty.

p. 3

Costs

No costs order was made in the judgment.

Quotable passages

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Verbatim from the judgment, each located to the page it appears on in the official PDF — so these can be cited and checked directly.

When a person is charged with an offence, he may be convicted of having attempted to commit that offence although he was not charged with the attempt.
p. 3Section 180 Criminal Procedure Code - conviction on uncharged attempt
It is clear from a plain reading of Section 389 of the Penal Code that it applies only where no other punishment is expressly prescribed in the penal statute.
p. 3Ouster of section 389 Penal Code where specific penalty exists
The trial magistrate was entitled to find that the appellant was guilty of the offence of attempted robbery with violence under Section 297(2) Penal Code where the appellant was charged with an offence under section 296(2) of the Penal Code.
p. 3Lawfulness of conviction for attempted robbery with violence on a robbery with violence charge
The upshot of this is that this appeal has no merit and is accordingly dismissed.
p. 4Final orders - dismissal of appeal

Issues in the judgment

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minor

The memorandum of appeal as reproduced contains a typographical duplication: 'substituted the charge of robbery with violence with a major offence with a major offence (sic) of attempted robbery with violence without the appellate (sic) being given an opportunity to plead'.

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "Japheth Chege Mwangi v Republic [2016] KECA 559 (KLR)", Case Analysis (2016). Criminal Appeal No. 73 of 2015. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2016/559/eng@2016-05-19

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.