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Court of AppealDismissedCivil Appeal No. 201 of 2014· [2016] KECA 98 (KLR)

Director of Public Prosecutions v Justus Mwendwa Kathenge & 2 others [2016] KECA 98 (KLR)

Court of Appeal of Kenya
25 November 2016
3,370 words in judgment
View original judgmentRead on Kenya Law Watch case
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The bottom line

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Kenya's Court of Appeal confirmed that prosecutors cannot charge a public officer for lawfully doing his job when a court order blocked the action.

What this practically means

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Executive summary

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The Court of Appeal dismissed the Director of Public Prosecutions' appeal against a High Court decision (Lenaola, J., 21 March 2014) that had quashed as null and void the decision to charge the 1st respondent, an Enforcement Officer of the former Nairobi City Council, over the 2011 collapse of a six-storey building in Pipeline Estate, Embakasi, which killed four workers. The 1st respondent had inspected the building, found it unlicensed and dangerous, and issued an enforcement notice for its demolition under the Physical Planning Act. The Council's enforcement was, however, halted by an ex parte injunction in H.C.C.C. No. 155 of 2009 and committal orders against its officers for contempt, and the building collapsed while the injunction was still in force. The Court held that charging the officer who had taken lawful steps to avert the calamity was an abuse of prosecutorial power in violation of Article 157(11) of the Constitution, and that the officer was protected under Article 236. The Court also took the opportunity to catalogue the strictures in Order 40 rule 4 governing injunctions and to admonish courts to comply with their timelines, declaring that lives were lost as a direct consequence of the court order. The Court of Appeal, applying its first appellate duty under rule 29 of the Court of Appeal Rules, affirmed the High Court judgment and dismissed the appeal with costs.

Key legal issues

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01

Limits of prosecutorial discretion under Article 157

Holding

The D.P.P's independence does not confer unreviewable power; prosecution exercised contrary to the public interest, the administration of justice, or as abuse of process violates Article 157(11) and will be stopped

Reasoning

The Court traced the limits of prosecutorial power from Githunguri onwards, holding that the power must never be abused, exercised oppressively, maliciously or against the public interest, and that courts possess inherent jurisdiction to stop such prosecutions. Charging the enforcement officer who had issued a lawful demolition notice, after the Council had been restrained by court order, was scape-goating and bad faith.

p. 4
02

Protection of public officers under Article 236

Holding

A public officer acting in good faith in the lawful performance of the functions of the office cannot be criminally charged for discharging those functions

Reasoning

The 1st respondent, as Enforcement Officer, had inspected the building and issued an enforcement notice under the Physical Planning Act. The Council's enforcement was stopped by a court injunction and its officers faced committal for contempt. Charging him for the collapse occurring while the injunction was in force was an abuse of process and contrary to Article 236.

p. 6
03

Compliance with Order 40 strictures on injunctions

Holding

Trial courts must scrupulously observe the timelines and safeguards in Order 40 rule 4 and the sequence of the Giella tests when granting injunctions

Reasoning

The Court catalogued the six conditions introduced in Order 40 rule 4 to curb abuse of ex parte injunctions and lamented their non-observance, which left a 2009 injunction suit pending in 2011 when the building collapsed. The Court declared that lives were lost as a direct consequence of the court order.

p. 5

Legal principles established

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  • The exercise of prosecutorial powers under Article 157 is subject to the public interest, the interests of the administration of justice, and the need to prevent abuse of the legal process; a prosecution mounted in violation of those limits is an abuse of process and may be stopped
  • Courts must adhere to the statutory strictures in Order 40 rule 4 governing ex parte and interlocutory injunctions, including the 14-day, 3-day service, 60-day hearing and 12-month lapse timelines
  • Everyone subject to a court order of competent jurisdiction is under a plain and unqualified obligation to obey it unless and until it is discharged

Court orders

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  1. 1.Appeal dismissed with costs

Authorities

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Legislation

  • Penal Codesections 202, 205, 244
  • Physical Planning Actsections 30(1), 38
  • Constitution of Kenya, 2010Articles 23, 157, 157(11), 236
  • Office of the Director of Public Prosecutions Actsection 7
  • Civil Procedure Actsection 63
  • Civil Procedure RulesOrder 40
  • Court of Appeal Rulesrule 29

Cases cited (7)

  • Githunguri v R
    (1986) KLR 1
  • Gulam & Another v Chief Magistrate's Court & Another
    Nairobi H.C. Misc. Application No. 367 of 2005
  • Peter D'Costa v AG & Another
    H.C. Petition No. 83 of 2010
  • Michael Monari & Another v Commissioner of Police & 3 Others
    H.C. Misc. Application No. 68 of 2011
  • Selle & Another v Associated Motor Boat Co. Ltd & Others
    (1968) EA 123
  • Hadkinson v Hadkinson
    (1952) ALL ER 567
  • Giella v Cassman Brown
    (1973) EA 358
On appeal from
High Court of Kenya at Nairobi
Petition No. 372 of 2013
Jurisdiction invoked
First appellate jurisdiction under rule 29 of the Court of Appeal Rules; constitutional petition appeal

Key timeline

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Practical implications

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Frequently asked questions

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Later judgments citing this (1)

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Judgments in the corpus that rely on this one. Where the Court said how it treated the authority, that is shown.

Cite this brief

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Cite this brief

Caselaw, "Director of Public Prosecutions v Justus Mwendwa Kathenge & 2 others [2016] KECA 98 (KLR)", Case Analysis (2016). Civil Appeal No. 201 of 2014. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2016/98/eng@2016-11-25

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.