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Court of AppealDismissedCivil Appeal No. 70 of 2014· [2016] KECA 40 (KLR)

Dewdrop Enterprises Limited v Wambugu Wambui Angeline [2016] KECA 40 (KLR)

Court of Appeal
9 December 2016
1,694 words in judgment
View original judgmentRead on Kenya Law Watch case
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The bottom line

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A Kenyan company lost its bid to recover legal fees because it couldn't prove the advocate lacked a practising certificate during their working relationship.

What this practically means

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Executive summary

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This was a first appeal against the judgment of the High Court (C. K. Kimondo, J.) which dismissed the appellant's Originating Summons seeking a refund of Kshs. 361,504/= entrusted to the respondent, an advocate, during an advocate/client relationship covering roughly ten matters in the subordinate courts and High Court between 2003 and 2008. The appellant alleged that the respondent had no valid practising certificate during the relationship, and was therefore an 'unqualified person' under section 9 of the Advocates Act, so that money paid to her was recoverable as a civil debt under section 34(2). The respondent maintained that the funds were used to pay court filing fees. The Court of Appeal identified the decisive question as whether the respondent received the money as an unqualified person, and held that the burden of proving the absence of a practising certificate lay on the appellant. Applying section 107(1) of the Evidence Act and the balance-of-probabilities standard drawn from Miller v Minister of Pensions, the court found the appellant had adduced no evidence that the matters handled had been struck out as filed by an unqualified person, and that the Law Society of Kenya letter showed only that no certificate was taken out for 2009, not for the preceding years. The appellant's failure to prove the foundational fact meant there was no basis for a refund. Affirming the trial court, the Court of Appeal dismissed the appeal with costs. The judgment binds lower courts on the first appellate court's duty to re-evaluate evidence and on the principle that claims are decided on actual tendered evidence, not pleadings or submissions.

Key legal issues

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01

Whether the burden lay on the appellant to prove the absence of a valid practising certificate

Holding

The burden of proving that the respondent did not hold a practising certificate during the pendency of the relationship lay with the appellant, who asserted the claim under section 34 of the Advocates Act.

Reasoning

The claim was founded on section 34 of the Advocates Act, which prohibits unqualified persons from acting as advocates and permits recovery of money paid to them. To invoke that recovery remedy the appellant had to establish the foundational fact of the respondent's lack of qualification. Relying on section 107(1) of the Evidence Act, the court held that whoever asserts facts on which a legal right depends must prove them, and the respondent's failure to expressly deny the allegation did not relieve the appellant of that burden.

p. 3
02

Whether the appellant discharged the burden of proof on a balance of probabilities

Holding

The appellant failed to discharge the burden. It tendered no evidence that the matters handled by the respondent were struck out for having been drawn and filed by an unqualified person, and the Law Society letter only showed the respondent had not taken out a practising certificate for 2009, not the earlier years.

Reasoning

Applying the balance of probabilities standard from Miller v Minister of Pensions, the court found the appellant's evidence insufficient. The matters in issue were filed between 2003 and 2008; the Law Society of Kenya letter referred only to 2009. Since proof on a balance of probabilities means a win however narrow, and the appellant could not tip the scales, its claim necessarily failed and the trial court's dismissal could not be disturbed.

p. 3

Legal principles established

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  • On a first appeal, the Court of Appeal's primary role is to reassess and re-evaluate the evidence tendered before the trial court and reach its own conclusions, bearing in mind it neither saw nor heard the witnesses.
  • The party who asserts a claim must prove it on a balance of probabilities; a plaintiff's claim cannot be proved by pleadings or submissions alone.

Court orders

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  1. 1.The appeal is dismissed with costs

Authorities

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Legislation

  • Advocates Actsection 9
  • Advocates Actsection 31
  • Advocates Actsection 33
  • Advocates Actsection 34
  • Advocates Actsection 34(2)
  • Evidence Actsection 107(1)

Cases cited (3)

  • Musera vs. Mwechelesi & Another
    (2007) KLR 159
  • Miller vs. Minister of Pensions
    [1947] 2 All ER 372
  • Douglas Odhiambo Apel & Emmanuel Omolo Khasin vs. Telkom Kenya Limited
    Civil Appeal No. 115 of 2006
On appeal from
High Court of Kenya at Milimani, Nairobi
H.C.C.C. No. 595 of 2009 (OS)
Jurisdiction invoked
First appeal to the Court of Appeal under the Court of Appeal's appellate jurisdiction (Civil Appeal No. 70 of 2014)

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "Dewdrop Enterprises Limited v Wambugu Wambui Angeline [2016] KECA 40 (KLR)", Case Analysis (2016). Civil Appeal No. 70 of 2014. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2016/40/eng@2016-12-09

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.