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Court of AppealPartially AllowedCivil Application No. NAI 268 of 2013 (UR 196/2013)· [2014] KECA 520 (KLR)

Grace Samson Komen v Sote Komen & 3 others [2014] KECA 520 (KLR)

Court of Appeal
20 June 2014
3,684 words in judgment
View original judgmentRead on Kenya Law Watch case
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The bottom line

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Kenya's Court of Appeal ruled a wrongly dated notice of appeal can still be valid, and blocked the sale of disputed estate land pending appeal.

What this practically means

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Executive summary

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This is a ruling of a three-judge bench of the Court of Appeal at Nairobi on a notice of motion by Grace Samson Komen under rule 5(2)(b) of the Court of Appeal Rules, seeking stay of a ruling by Anyara Emukule J delivered on 28th June 2013 in Nakuru Succession Cause No. 500 of 1997 (Estate of Kibowen Komen, deceased), by which the High Court set aside a stay of 12th October 2011 that had preserved the estate distribution judgment of 30th July 2010 pending appeal. The applicant also sought an injunction restraining dealings with land L.R. 10684, Njoro. Two questions were framed: whether a competent application capable of being granted was before the Court, and whether it had merit. The Court first resolved an objection-worthy defect: the notice of appeal against the ruling was dated 9th June 2013, before the ruling was delivered. It held that a prematurely dated notice lodged in Court after delivery of the ruling is valid under rule 75, the date of lodgment governing, and that the technicality may be disregarded under Article 159 of the Constitution - though a notice actually lodged before the decision would be incurably bad. On the twin rule 5(2)(b) principles, the Court found the intended appeal arguable (the inclusion of the 1st respondent, allegedly a non-spouse, as an heir and the failure to bring other properties into hotch-pot) and found that refusal would lapse the 2011 stay and render both the intended appeal and lodged Civil Appeal No. 11 of 2013 nugatory, particularly given the risk of transfer to innocent third parties. The application was allowed in terms of prayers 4 and 5, the matter was directed to be fast-tracked given the parties' ages, and costs were nonetheless awarded against the applicant. The decision below was stayed, not reversed; the setting-aside order of 28th June 2013 remains on record but is suspended pending appeal.

Key legal issues

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01

Validity of a prematurely dated notice of appeal

Holding

A notice of appeal prematurely dated but lodged in Court after delivery of the impugned ruling is valid under rule 75; the date of lodgment governs.

Reasoning

The notice dated 9th June 2013 preceded the ruling of 28th June 2013, which could have rendered it fatally premature. However, the Court held that the pertinent date is the date of filing in Court (2nd July 2013), after the ruling. The notice was signed and otherwise regular, and the technical defect was disregarded under Article 159 of the Constitution. Had it been lodged before delivery of the ruling it would have been bad in law and beyond salvage even under Article 159(2)(d).

p. 4
02

Twin principles for relief under rule 5(2)(b)

Holding

The applicant must show an arguable appeal and that the appeal, if successful, would be rendered nugatory absent stay or injunction; both limbs were established.

Reasoning

Applying Ishmael Kagunyi Thande and Reliance Bank v Norlake, the Court found the intended appeal arguable notwithstanding the absence of a draft memorandum, since the notice of appeal had not been abandoned or struck out, and found that refusal would cause the stay of 12th October 2011 to lapse and render both the intended appeal and lodged appeal No. 11 of 2013 nugatory.

p. 6
03

Risk of alienation of estate land pending appeal

Holding

The nugatory-ness risk lies in the land being transferred to innocent third parties, not in its physical disappearance, justifying injunctive relief over L.R. 10684, Njoro.

Reasoning

The Court observed that land does not dissipate, but the real peril pending appeal is that it may be transferred to innocent purchasers for value without notice of the litigation. Both parties were ad idem that the injunction prayer referred to L.R. 10684 at Njoro despite the vague reference to the 'suit premises' in the succession cause.

p. 2

Legal principles established

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  • A notice of appeal that is prematurely dated but lodged in Court after delivery of the ruling appealed against is valid; it is the date of lodgment, not the date on the document, that counts under rule 75.
  • An applicant under rule 5(2)(b) must establish the twin principles: an arguable appeal and that the appeal would be rendered nugatory if stay or injunction is not granted.
  • An arguable appeal need not be one bound to succeed; it suffices that it is not frivolous.
  • Where a premature notice of appeal had actually been lodged before the decision, it would be incurably bad and incapable of being saved by Article 159(2)(d) of the Constitution.

Court orders

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  1. 1.Application allowed and orders granted in terms of prayers 4 and 5 of the notice of motion dated and lodged on 7.10.2013 (stay of the ruling of Emukule J dated 28.6.2013 setting aside the stay of 12th October 2011, and an injunction restraining the respondents from subdividing, selling, charging, transferring, alienating or otherwise dealing with land known as L.R. 10684, Njoro)
  2. 2.The matter to be fast-tracked and heard as soon as possible in view of the ages of the parties
  3. 3.Costs of the application to be borne by the applicant in any event

Authorities

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Legislation

  • Constitution of Kenya, 2010Article 159(1)(d) and 159(2)(d)
  • Court of Appeal RulesRule 5(2)(b)
  • Court of Appeal RulesRule 75

Cases cited (11)

  • Oraro v. Coop Bank
    Civil Appeal No. 358 of 1999 (unreported)
  • Reliance Bank Ltd V. Norlake Investments Ltd
    [2002] 1 EA 227
  • Mrao V. First American Bank of Kenya Ltd
    [2003] KLR 125
  • Kamlesh M. D. Pattni v. The Attorney General
    Civil Application No. NAI 301 of 1999 (115/99 UR)
  • Safaricom Limited versus Ocean View Beach Hotel Ltd & 2 others
    Civil Application Number 327 of 2009
  • M. M. Butt v. The Rent Restriction Tribunal
    Civil Application No. Nai 6 of 1979
  • Wilson V. Church (No.2)
    12 Ch.D. 454
  • Erinford Properties Limited v. Cheshire County Council
    [1974] 2 All E.R. 448
  • ISHMAEL KAGUNYI THANDE –V- HOUSING FINANCE OF KENYA LTD
    Civil Application No.157 of 2006
  • GITHUNGURI VS. JIMBA CREDIT CORPORATION LTD No. 2
    [1988] KLR
  • J.K. INDUSTRIES LTD VS. KENYA COMMERCIAL BANK LTD
    [1982-88] 1 KLR
On appeal from
High Court of Kenya at Nakuru
Succession Cause No. 500 of 1997
Jurisdiction invoked
Rule 5(2)(b) of the Court of Appeal Rules (interim relief pending appeal)

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "Grace Samson Komen v Sote Komen & 3 others [2014] KECA 520 (KLR)", Case Analysis (2014). Civil Application No. NAI 268 of 2013 (UR 196/2013). Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2014/520/eng@2014-06-20

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.