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Court of AppealDismissedCivil Appeal No. 29 of 2013

Dr. Thuo Mathenge & another v Nderitu Gachagua & 2 others [2013] KECA 84 (KLR)

Court of Appeal
4 December 2013
17,330 words in judgment
View original judgmentRead on Kenya Law Watch case
AI-assisted case brief
·~69 min to read original · ~4 min brief

The bottom line

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Kenya's Court of Appeal upheld the Nyeri governor's election, ruling a ballot paper misprint did not change voters' will or the result.

What this practically means

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Executive summary

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This is a consolidated appeal against the dismissal by Wakiaga, J. of two election petitions challenging the Nyeri County gubernatorial election of 4 March 2013, in which the 1st respondent was declared Governor. The appellants alleged that the IEBC misprinted the 1st appellant's running mate's name on the ballot papers as Geoffrey Gitonga Ndegwa instead of Dr. Geoffrey Kamau Kibui, causing supporters to vote against the 1st appellant in protest. The Court of Appeal, restricted to matters of law under Section 85A of the Elections Act, framed seven issues including interpretation principles, the threshold of free and fair elections, the nature and effect of the ballot error, jurisdiction over candidate eligibility, alleged judicial bias, and costs. The court held that an election is free and fair upon substantial compliance with Article 81(e) principles and the electoral statutes, and that non-compliance vitiates an election only where it affected the result. The misprint was an error of content, not of form; under Article 180(6) the deputy governor is not separately elected, so the error could not affect the results. The appellants' evidence of protest voting was speculative, and fraud against the IEBC was not strictly proved. The court affirmed that the High Court, as an election court with original and unlimited jurisdiction, could examine the 1st appellant's academic eligibility despite his prior clearance; it held that Section 22(2) requires recognition of both the university and the degree, that an honorary degree is not an educational qualification, and that the 1st appellant had not proved he held an earned, recognized degree. The court faulted the trial Judge for relying on his religious beliefs without evidence but found no prejudice. The appeal was dismissed with costs to the respondents, while the trial court's order that the IEBC bear the costs of the petitions was affirmed.

Questions the Court framed

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The issues the Court set itself to decide, in its own words.

  1. 1.What are the applicable principles in interpreting both constitutional and statutory provisions regarding electoral matters?
  2. 2.What is the threshold of free and fair elections?
  3. 3.What was the nature of the error on the ballot paper?
  4. 4.What was the effect of the error on the gubernatorial elections?
  5. 5.Did the trial court have jurisdiction to entertain the issue of a candidate's eligibility in respect of academic qualifications in the Petition?
  6. 6.Was the learned Judge biased against the appellants and did he rely on his personal religious beliefs to make his decision?
  7. 7.Who should bear the costs both of the Petition and this appeal?

Key legal issues

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01

Distinction between constitutional and statutory interpretation

Holding

The Constitution must be interpreted purposively and liberally under Article 259, distinct from statutes which are construed according to the intent of Parliament; electoral statutes must be given effect as enacted

Reasoning

The court held that interpretation of the Constitution is a distinct task from interpreting ordinary legislation, applying Article 259(1) and the 'always speaking' doctrine. Statutes, by contrast, are to be construed according to Parliament's intent; where words are precise and unambiguous they must be given their natural and ordinary meaning, and courts may not repair legislative blunders. The court thus evaluated both the constitutional principles of free and fair elections and the precise wording of Section 22 of the Elections Act.

p. 14
02

Threshold of a free and fair election

Holding

An election is free and fair where it substantially complies with Article 81(e) principles and electoral law, or where non-compliance did not affect the result

Reasoning

Relying on Section 83 of the Elections Act and Raila Odinga v IEBC, the court held that not every breach of electoral law voids an election. The measure is whether the election substantially conformed to the law and whether the results reflect the will of the electorate. The court noted that no election is perfect, and that a petitioner must show the conduct of the election was so devoid of merit and so distorted as not to reflect the people's electoral intent.

p. 15
03

Nature and effect of the ballot paper error

Holding

The error was one of content (misrepresentation of the running mate's identity), not of form, procedure or technicality, and it did not affect the validity of the ballot paper, candidatures, or the election results

Reasoning

The court found the ballot paper conformed with Form 29 in all formalities. Under Article 180(6) there is no separate election for deputy governor, so the error related to a position not being elected. The party symbol, candidate's name and photograph were accurate; voters rely on party and symbol. The appellants produced only speculative and opinion evidence of protest voting and failed to discharge their burden of proving the results were materially affected. Omar v Mbuzi and Re K.A. Thabiti were distinguished as concerning errors in party symbols of contesting candidates.

p. 21
04

Jurisdiction of the election court over candidate eligibility

Holding

The High Court, as an election court with original and unlimited jurisdiction, could determine the 1st appellant's academic eligibility; the Returning Officer's clearance did not oust that jurisdiction, and the issue was among the agreed issues framed by the parties

Reasoning

Citing Nderitu Gachagua v Thuo Mathenge, the court held the High Court enjoys original and unlimited jurisdiction under Article 165(3)(a), concurrent with the IEBC before declaration of results and exclusive thereafter. Under Galaxy Paints v Falcon Guards, issues flow from pleadings or from issues the parties framed; eligibility was an agreed issue. The court further held that an honorary degree is not an educational qualification and that the 1st appellant failed to prove he attended classes or sat examinations.

p. 24
05

Recognition of foreign degrees under Section 22(2)

Holding

Section 22(2) requires recognition of both the university and the degree; Regulation 47(2) invokes the Universities Act by implication

Reasoning

The court held that restricting recognition to the university alone would lead to absurdity, since a degree from a recognized university could still be suspect. Regulation 47(2) requires authentication of foreign bodies with the Commission for Higher Education, which is established and exercises accreditation mandate under the Universities Act; hence the trial court did not err in relying on that Act. The evidence of the Commission for University Education official was uncontroverted in showing the 1st appellant's degree could not be equated.

p. 24
06

Alleged bias and reliance on religious beliefs by the trial Judge

Holding

The Judge erroneously relied on his religious belief regarding Fairland University's Saturday classes without evidence, but there was no prejudice or discrimination against the appellants

Reasoning

The court candidly acknowledged that the learned Judge had no evidential basis for his finding that Fairland University was a Seventh Day Adventist institution that held no Saturday classes, citing the principle that a Judge should not base conclusions on personal belief. However, this error occasioned no prejudice to the appellants because the totality of the evidence independently established that the degree was not earned or recognized.

p. 26
07

Direction to the Director of Public Prosecutions

Holding

The trial court did not err in directing the DPP to investigate the circumstances in which the 1st appellant obtained the degree

Reasoning

Serious questions had been raised about the authenticity of the degree, including discrepancies in certificates and signatures and the revocation of Fairland University's licence. The court upheld the direction on the basis that public policy does not permit a court to ignore evidence of criminal acts lest it be seen as condoning illegality.

p. 26

Legal principles established

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  • The threshold of a free and fair election is substantial compliance with the constitutional principles in Article 81(e) and the electoral statutes; non-compliance voids an election only if it affected the result
  • The burden of proof in election petitions lies on the petitioner, to a standard higher than a balance of probabilities but not beyond reasonable doubt
  • Section 22(2) of the Elections Act and Regulation 47 of the Regulations require both recognition of the university attended and recognition of the degree issued
  • A 'degree from a university recognized in Kenya' under Section 22(2) means an earned academic degree, not an honorary degree
  • The High Court as an election court has original and unlimited jurisdiction, including to determine a candidate's academic eligibility notwithstanding prior clearance by the Returning Officer
  • An error on a ballot paper concerning the name of a running mate (who is not directly elected) does not go to the root of the election where the candidate's name, party and symbol are accurate
  • Courts cannot set aside an election based on surmise, opinion or conjecture; positive evidence that results were materially affected is required

Court orders

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  1. 1.The appeal is dismissed with costs to the respondents
  2. 2.The respondents are awarded costs of the appeal, costs following the event
  3. 3.The trial court's order that the 3rd respondent bear the costs of the Petitions in the High Court stands affirmed

The bench

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One judgment of the whole court — no separate or dissenting opinions.

majority
Martha Karambu Koome
Martha KoomeJA
Currently serving
majority
majority
On appeal from
High Court of Kenya at Nyeri
H.C Election Petition No. 1 of 2013 (consolidated with Petition No. 2 of 2013)
Jurisdiction invoked
Section 85A of the Elections Act - appeal from the High Court in an election petition concerning the office of county governor lies to the Court of Appeal on matters of law only
Consolidated with
Petition No. 2 of 2013 (consolidated in H.C Election Petition No. 1 of 2013)

Relief refused

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Nullification of the Nyeri County gubernatorial election and fresh elections

The error of content on the ballot paper as to the 1st appellant's running mate did not affect the will of the electorate or the election results; the appellants did not discharge their burden of proof

p. 21

Declaration that the ballot paper was invalid due to the misprint

The ballot paper conformed with Form 29 and the error was one of content only, minuscule in the totality of the ballot paper

p. 17

A finding of fraud against the 3rd respondent

Fraud must be strictly proved and the appellants failed to prove that the 3rd respondent was properly notified of the error or acted fraudulently

p. 16

Costs

Appeal dismissed with costs to the respondents; the trial court's order that the 3rd respondent bear the costs of the Petitions in the High Court affirmed.

Quotable passages

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Verbatim from the judgment, each located to the page it appears on in the official PDF — so these can be cited and checked directly.

We find that the appeal herein has no merit and is hereby dismissed with costs to the respondents.
p. 26Disposition - dismissal of the appeal
The appellants having filed this appeal at their own initiative, costs must follow the event.
p. 26Costs of the appeal
We find that the trial court correctly burdened the 3rd respondent with the costs of the Petitions before the High Court.
p. 26Costs of the Petitions affirmed
Therefore, the threshold of a fair and free election is one which complies with the electoral law and/or which despite non-compliance does not affect the results which reflect the will of the electorate.
p. 15Threshold of free and fair elections
Courts cannot set aside an election based on surmises and conjecture, unless it is established by positive evidence that the elections results were materially affected by the error.
p. 20Standard of proof in election petitions
The fact that the 3rd respondent clears candidates to run for elective posts does not oust the jurisdiction of the High Court in determining electoral eligibility.
p. 24High Court jurisdiction over candidate eligibility
A holder of a degree in the context of Section 22 (2) of the Elections Act and in the constitutional context of educational requirement should be interpreted to mean a holder of an earned academic degree.
p. 23Meaning of 'degree' - honorary degrees excluded
If there is substantial compliance then a minor non-compliance cannot vitiate the electoral result.
p. 21Substantial compliance doctrine

Issues in the judgment

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minor

The judgment states the dispute arose from an error on the 'ballot boxes' when the context clearly refers to an error on the ballot papers

minor

Inconsistent citation of Re K.A. Thabiti - given as (1967) E.A 772 in one passage and (1967) EA 722 in another

minor

The judgment records the appellate email notification as sent by 'the 3rd appellant's aforementioned e-mail address', which appears to be a typographical error for the 1st appellant

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "Dr. Thuo Mathenge & another v Nderitu Gachagua & 2 others [2013] KECA 84 (KLR)", Case Analysis (2013). Civil Appeal No. 29 of 2013. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2013/84/eng@2013-12-04

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.