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Court of AppealAllowedCriminal Appeal (as per record; supplementary memorandum of appeal relied on)

Githuku v Republic (Criminal Appeal 123 of 2009) [2011] KECA 94 (KLR)

Court of Appeal of Kenya
1 December 2011
4,663 words in judgment
View original judgmentRead on Kenya Law Watch case
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·~19 min to read original · ~4 min brief

The bottom line

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Kenya's Court of Appeal freed a death-row robber because police lacked an identification parade and the High Court wrongly convicted him on charges he had already been acquitted of.

What this practically means

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Executive summary

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The Court of Appeal at Nyeri (O'Kubasu, Onyango Otieno and Nyamu, JJA) allowed the appellant's second appeal against conviction and sentence. The appellant had been charged with eight counts of robbery with violence and an alternative count of handling stolen goods. At the close of the prosecution case the magistrate acquitted him under section 210 of the Criminal Procedure Code on all counts except count III and the alternative count, on which he was convicted and sentenced to death. On first appeal the High Court (Kasango and Makhandia, JJ) went further and 'convicted' him on counts II, IV, V, VI, VII and VIII on which he had been acquitted, while confirming the count III conviction and quashing the alternative count conviction. The Court of Appeal held that the High Court lacked jurisdiction to revisit the acquittals: no appeal had been filed by the Attorney General under section 348A, and even revisionary powers under sections 362 and 364 could not reverse an acquittal to the prejudice of an accused who had not been heard. Those convictions were set aside as illegal and the subordinate court acquittals reinstated. On count III, the court found the visual identification was mere dock identification, unsupported by any identification parade or prior description of the appellant, and that the doctrine of recent possession was not established because the recovery evidence was dubious and the complainant never identified her recovered phone. Evidence of the appellant's prior conviction in another case was also improperly admitted. The appeal was allowed, the conviction and death sentence on count III quashed, and the appellant set free unless otherwise lawfully held. The State conceded the appeal.

Questions the Court framed

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The issues the Court set itself to decide, in its own words.

  1. 1.Whether the High Court had jurisdiction to convict the appellant on counts in respect of which the subordinate court had acquitted him at the close of the prosecution case
  2. 2.Whether the evidence of visual identification of the appellant by the complainant, unbuttressed by an identification parade or prior description, could support a conviction
  3. 3.Whether the doctrine of recent possession was properly applied to the recovered mobile phone and watch
  4. 4.Whether admission of the appellant's past record of conviction in another case was proper

Key legal issues

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01

Jurisdiction of the first appellate court to reverse acquittals under section 210 of the Criminal Procedure Code

Holding

The High Court acted illegally in convicting the appellant on counts in respect of which the subordinate court had acquitted him; there was no appeal by the Attorney General under section 348A and no revision, and even revision could not reverse an acquittal to the prejudice of an unheard accused.

Reasoning

The acquittal under section 210 was a final acquittal at the close of the prosecution case. Section 348A allows only the Attorney General to appeal such an acquittal, on a matter of law, and no such appeal was filed. The matter reached the High Court by way of the accused's own appeal against conviction on count III only. Section 364(1)(b) forbids reversal of an acquittal on revision, and no prejudice could be visited on an accused without a hearing. The High Court therefore strayed beyond its mandate and condemned the appellant unheard on counts on which he never offered a defence.

p. 6
02

Reliability of visual identification without an identification parade or prior description

Holding

The complainant's identification was mere dock identification; with no evidence that an identification parade was held and no description of the appellant given to police, it could not sustain a conviction.

Reasoning

The prosecution adduced no evidence of the existence of the identification parade the complainant claimed to have attended, and she never gave the police a description of the appellant. The trial court's finding that no evidence existed as to how the parade was conducted was inconsistent with placing the burden on the accused to rebut it. Following Simiyu v Republic and Njoroge v Republic, the single-flashlight visual identification stood alone as dock identification and was worthless for conviction purposes.

p. 7
03

Application of the doctrine of recent possession

Holding

The evidence of recovery of the Nokia 3310 was dubious since the arresting officer admitted the items were allegedly recovered later from a house to which others could have had access, and Faith never identified her recovered Motorola T.192; recent possession was not proved beyond reasonable doubt.

Reasoning

Corporal Kagembo's cross-examination admitted the appellant was not arrested with the phone or watch and the alleged later recovery was undated and unexplained in chief. After the arrest the house was unsecured and its keys unaccounted for, so exclusive possession could not be attributed to the appellant. The complainant was never shown the recovered Motorola T.192 to identify. The doctrine of recent possession therefore did not sufficiently connect the appellant with the offence.

p. 7
04

Admissibility of the appellant's past record of conviction

Holding

Evidence that the appellant had been sentenced to death in another criminal case was improperly admitted as irrelevant and prejudicial.

Reasoning

Section 57 of the Evidence Act was engaged: the appellant had not challenged the credibility of the witness, so evidence of a prior conviction in Criminal Case No. 1155 of 2005 was irrelevant to the issues. The prosecution should have consolidated overlapping cases beforehand rather than introduce prejudicial evidence at trial.

p. 7

Legal principles established

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  • The High Court on first appeal lacks jurisdiction to reverse an acquittal entered by a subordinate court where the Attorney General has not appealed under section 348A of the Criminal Procedure Code, and even revisionary powers cannot be used to the prejudice of an accused who has not been heard.
  • Dock identification is worthless unless preceded by a properly conducted identification parade, and a witness should give a description of the accused before such a parade.
  • Once an accused is convicted of the main charge, the alternative charge falls away and can no longer be considered.
  • In a criminal trial the accused is entitled to remain quiet; the burden remains on the prosecution to prove identification, and the accused need not rebut an allegation unsupported by evidence.

Court orders

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  1. 1.Conviictions in respect of counts II, IV, V, VI, VII and VIII entered by the High Court set aside as illegal
  2. 2.Acquittals by the subordinate court in respect of those counts reinstated
  3. 3.Appeal allowed; conviction on count III quashed
  4. 4.Sentence of death in respect of count III set aside
  5. 5.Appellant set free unless otherwise lawfully held

The bench

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One judgment of the whole court — no separate or dissenting opinions.

majority
majority
On appeal from
High Court of Kenya
Jurisdiction invoked
Second appellate jurisdiction under the Criminal Procedure Code (appeal against conviction and sentence from a first appeal in the High Court)

Quotable passages

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Verbatim from the judgment, each located to the page it appears on in the official PDF — so these can be cited and checked directly.

The appeal is allowed, conviction quashed, sentence of death in respect of count III is set aside. The appellant is set free unless otherwise lawfully held.
p. 8Final orders and disposition
His acquittals by the subordinate court in respect of those counts are hereby reinstated.
p. 6Reinstatement of subordinate court acquittals
In short the High Court lacked the jurisdiction to revisit the acquittal that had been ordered by the trial court and to reverse the same as there was no appeal before it by the Attorney General
p. 5Jurisdiction over section 210 acquittals
A dock identification is worthless and a court should not rely on such an identification unless it has been preceded by a properly conducted identification parade.
p. 7Dock identification

Issues in the judgment

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minor

Internal inconsistency in the count numbering of the acquittal ruling: the trial court is quoted as saying the 1st accused 'is acquitted on counts 1,2,4,5,6,7,8 under section 210 CPC. He has a case to answer on count 2(sic) and the alternative charge,' yet he was acquitted on those counts and placed on his defence on count III.

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "Githuku v Republic (Criminal Appeal 123 of 2009) [2011] KECA 94 (KLR)", Case Analysis (2011). Criminal Appeal (as per record; supplementary memorandum of appeal relied on). Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2011/94/eng@2011-12-01

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.