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Court of AppealPartially AllowedCriminal Appeal 357 of 2008

CHIRO SONJE MBAGA v REPUBLIC [2010] KECA 443 (KLR)

Court of Appeal of Kenya
22 January 2010
3,001 words in judgment
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The bottom line

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Kenya's Court of Appeal reduced a death sentence to five years after finding the evidence proved assault, not robbery with violence.

What this practically means

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Executive summary

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The Court of Appeal at Mombasa (Omolo, Githinji and Aganyanya JJA) allowed this second appeal in part. The appellant had been convicted of robbery with violence contrary to section 296(2) of the Penal Code by the Senior Resident Magistrate's Court at Kilifi and sentenced to death; the High Court at Malindi (Njagi and Omondi JJ) dismissed his first appeal on 24 September 2008. On the second appeal, counsel for the appellant raised procedural lapses: breach of section 77 of the Constitution (fair hearing) and section 211 of the Criminal Procedure Code (explanation of rights when placed on defence). The State, through Senior State Counsel Monda, did not support the conviction and suggested a retrial. The Court held that as a second and final appeal only points of law fell for determination; that a trial court need not record section 211 verbatim, so long as words to the effect of satisfaction of a prima facie case and explanation of the accused's rights appear; that the seriousness of a mandatory sentence need not be explained to an accused who pleads not guilty; and that the appellant, who defended himself in person, was given ample opportunity to do so. However, the Court found not all ingredients of robbery with violence were proved: it was not convinced any property was stolen, since the P3 report mentioned only an assault and the other witnesses never mentioned the Kshs 5,000. Invoking section 179(2) of the Criminal Procedure Code, the Court quashed the robbery conviction, found the appellant guilty of assault causing actual bodily harm contrary to section 251 of the Penal Code, and substituted the death sentence with five years imprisonment running from the original conviction and sentence. No costs order was made. The High Court's decision was thereby varied.

Questions the Court framed

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The issues the Court set itself to decide, in its own words.

  1. 1.Whether the appellant was denied a fair hearing before the subordinate court contrary to section 77(1) and (2) of the Constitution, including failure to be informed of the seriousness of the charge and non-supply of witness statements
  2. 2.Whether the trial court failed to comply with section 211 of the Criminal Procedure Code in placing the appellant on his defence
  3. 3.Whether the superior court erred in failing to find that the subordinate court's analysis of the appellant's evidence was at variance with the appellant's evidence
  4. 4.Whether all the ingredients of robbery with violence under section 296(2) of the Penal Code were proved

Key legal issues

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01

Compliance with section 211 of the Criminal Procedure Code

Holding

The court held that a trial court need not record section 211 verbatim; indicating satisfaction of a prima facie case and explaining the accused's rights suffices, and the appellant's rights were not violated since he nevertheless defended himself.

Reasoning

Section 211 is a direction to the trial court on steps to take at the close of the prosecution case. The court noted magistrates often resort to the shorthand 'Section 211 complied with'. The essential purpose is that the accused understands the substance of the charge and his rights to give evidence on oath or make an unsworn statement. Because the appellant was in person but was accorded ample opportunity to defend himself and cross-examine prosecution witnesses, no prejudice arose and the section was sufficiently complied with.

p. 5
02

Right to a fair hearing under section 77(2)(d) of the Constitution

Holding

The court held the appellant, who was in person, was accorded ample opportunity to defend himself and cross-examine witnesses, and section 77(2)(d) is directed at giving the accused an opportunity to defend himself in person or by a legal representative.

Reasoning

The record showed the appellant defended himself and cross-examined prosecution witnesses. He did not complain before the superior court that he was denied witness statements, which had in fact occasioned an adjournment in his favour on 18/1/2005. The failure to swear or remind him of the oath on recall was a procedural lapse addressed by the superior court, which expunged the affected evidence, and did not nullify the proceedings.

p. 4
03

Whether the ingredients of robbery with violence were proved

Holding

The court held not all ingredients of section 296(2) were satisfied; it was not convinced any property was stolen, as neither PW2 nor PW3 mentioned Kshs 5,000 being taken and the P3 report referred only to an assault.

Reasoning

The evidence showed the assailants were interested in keeping PW1 out of a disputed area and injured him in the process. The initial police report on the P3 form mentioned only an assault by a group known to him, with no mention of robbery. The workers present during the attack never mentioned the theft of Kshs 5,000. The essential element of theft of property was therefore not proved to the requisite standard.

p. 5
04

Scope of the superior court's first appellate mandate

Holding

The court held it would be expecting too much of the superior court judges to consider legal points not raised before them; the superior court dealt with all issues raised before it, re-evaluating the evidence as its duty required.

Reasoning

The supplementary memorandum raised new grounds (fair hearing under section 77, section 211 compliance) not before the superior court, whose judgment was confined to the amended grounds filed there. The court declined to fault the superior court for not deciding issues never presented, holding an appellate court is only required to deal with what was argued before it.

p. 4

Legal principles established

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  • On a second and final appeal to the Court of Appeal, only points of law fall for consideration and determination.
  • Subordinate courts need not record section 211 of the Criminal Procedure Code verbatim when placing an accused on his defence; words to the effect that the court has satisfied itself a prima facie case exists and has explained the accused's rights are sufficient.
  • The seriousness of the sentence to be imposed on conviction is not an issue to be discussed where the accused pleads not guilty; it only arises where the accused pleads guilty to a serious charge carrying a mandatory death sentence.
  • A superior court on first appeal must re-evaluate and reconsider the evidence afresh, as its duty, per Okeno vs Republic.

Court orders

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  1. 1.The appellant's conviction for robbery with violence under section 296(2) of the Penal Code is quashed
  2. 2.The appellant is found guilty of assault causing actual bodily harm contrary to section 251 of the Penal Code pursuant to section 179(2) of the Criminal Procedure Code
  3. 3.The death sentence is set aside and substituted with five years imprisonment to run from the date of conviction and sentence by the Magistrate

The bench

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One judgment of the whole court — no separate or dissenting opinions.

majority
majority
majority
On appeal from
High Court of Kenya at Malindi
H.C.CR.A No. 32 of 2008
Jurisdiction invoked
Section 361(1) of the Criminal Procedure Code (second and final appeal, points of law only)

Relief refused

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Acquittal of the appellant

The court found the assault causing actual bodily harm proved and substituted a conviction under section 179(2) of the Criminal Procedure Code instead of acquitting

p. 5

Costs

No costs order made.

Quotable passages

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Verbatim from the judgment, each located to the page it appears on in the official PDF — so these can be cited and checked directly.

In the circumstances, and by virtue of the provision of section 179 (2) of the Criminal Procedure Code, we quash the appellant's conviction for the offence of robbery with violence under section 296 (2) of the Penal Code and find him guilty for the offence of assault causing actual bodily harm contrary to section 251 of the Penal Code.
p. 5Final orders - substituted conviction
Consequently upon this finding, the death sentence imposed on the appellant on the offence of robbery with violence aforesaid is set aside and substituted by one of five years imprisonment to run from the date of conviction and sentence by the Magistrate. These are the Court's orders.
p. 5Final orders - sentence substitution
We do not believe the subordinate courts should record the section verbatim when placing the accused person on his defence
p. 4Compliance with section 211 of the Criminal Procedure Code
This is a second and final appeal and that being the position only points of law fall for this Court's consideration and determination
p. 2Scope of second appeal
We are not convinced that any property was stolen from the complainant.
p. 5Ingredients of robbery with violence

Issues in the judgment

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minor

The trial magistrate is quoted as referring to section 296(2) of the Criminal Procedure Code when the robbery provision is in the Penal Code; the judgment elsewhere correctly attributes it to the Penal Code.

minor

The supplementary memorandum of appeal is recorded as filed on 15/1/1010, an evidently erroneous year.

Key timeline

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Practical implications

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Frequently asked questions

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Later judgments citing this (2)

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Judgments in the corpus that rely on this one. Where the Court said how it treated the authority, that is shown.

Cite this brief

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Cite this brief

Caselaw, "CHIRO SONJE MBAGA v REPUBLIC [2010] KECA 443 (KLR)", Case Analysis (2010). Criminal Appeal 357 of 2008. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2010/443/eng@2010-01-22

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.