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Court of AppealPartially AllowedCivil Application (rule 4) arising from an intended appeal against High Court ruling of 2nd March 2007 in an Originating Summons· [2010] KECA 89 (KLR)

John Gakure & 148 others v Dawa Pharmaceutical Co. Ltd. & 7 others [2010] KECA 89 (KLR)

Court of Appeal
5 November 2010
4,709 words in judgment
View original judgmentRead on Kenya Law Watch case
AI-assisted case brief
·~19 min to read original · ~4 min brief

The bottom line

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Kenya's Court of Appeal allowed 149 former employees to file their appeal late, confirming that a notice of appeal is not automatically withdrawn without a court order.

What this practically means

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Executive summary

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This is a single-judge ruling of the Court of Appeal at Nairobi, delivered by Waki JA on 5th November 2010, determining an application under rule 4 of the Court of Appeal Rules by 149 former employees of Dawa Pharmaceuticals Ltd seeking leave to lodge a record of appeal out of time. The employees' constitutional Originating Summons against NBK, ICDC, the Receivers and others was struck out by Nyamu J on 2nd March 2007 as an abuse of process premised on private law. A notice of appeal was filed on 8th March 2007 but no record of appeal was lodged within 60 days; the motion followed some seven months later. The court first resolved a contested question of construction of rule 82(a): tracing the conflicting lines of authority in Kamau Kibunja, Bullion Bank, Dolphin Palms and the full court's resolution in the Fakir Mohamed reference, Waki JA held that a notice of appeal is not automatically deemed withdrawn; a court order is required, and none existed here. The respondents' argument to the contrary was rejected. On the delay, the judge excused the advocate's office mix-up in filing the bespeaking letter and the delay in obtaining certified copies, but found the two-month delay thereafter unsatisfactory, describing the explanation as evasive and lacking candour. Nonetheless, weighing the arguability of the intended appeal - the impugned ruling rested on untested precedent whose reconsideration could develop jurisprudence - and the absence of irreparable prejudice, the court allowed the application. Leave was granted to file and serve the record of appeal within 14 days, costs of the application were awarded to the respondents against the applicants, and default would result in automatic dismissal with costs.

Key legal issues

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01

Whether rule 82(a) automatically withdraws a notice of appeal upon expiry of the 60-day period without a court order

Holding

No court order deeming the notice withdrawn existed; the respondents' argument was rejected. The court adopted the Dolphin Palms line of authority, as endorsed by the full court in the Fakir Mohamed reference.

Reasoning

The judge traced conflicting single-judge and full-bench decisions: Kamau Kibunja held withdrawal automatic; Bullion Bank, Dolphin Palms and the full court on reference held a court order necessary. The full court in the Fakir Mohamed reference approved following Dolphin Palms. A construction deeming automatic withdrawal would render rule 81's certificate-of-delay mechanism and the amended rule 80 strike-out procedure nonsensical.

p. 5
02

Whether the explanation for the delay sufficed to warrant extension under rule 4

Holding

The delay in filing the bespeaking letter and obtaining certified copies was excused and attributed to an advocate's office mix-up, but the two-month delay before filing the application was found unsatisfactory; the application was nonetheless allowed on the strength of arguability and absence of real prejudice.

Reasoning

The court accepted, giving the benefit of doubt, that a clerk's omission caused the letter not to be filed, and excused the delay to 9th October 2007 when copies were supplied. The explanation for the subsequent two months was evasive and lacking candour. However, since the intended appeal was not frivolous and prejudice could be met by security for costs, the discretion tilted towards allowing the application, subject to strict compliance conditions.

p. 6
03

Arguability of the intended appeal and prejudice to respondents

Holding

The intended appeal was not frivolous; the impugned ruling rested on untested decisions whose reconsideration by the full court could develop jurisprudence, and the alleged prejudice of incurring costs did not bar extension.

Reasoning

The single judge expressed only a prima facie view. The superior court's striking-out of the constitutional petition was based on precedents not tested on appeal. On prejudice, the applicants had not been declared paupers, and the respondents had recourse to security for costs if genuinely apprehensive about costs. Both factors weighed in favour of allowing the application.

p. 7
04

The nature and limits of affidavits

Holding

Affidavits must state facts on oath, not legal arguments or expressions of opinion.

Reasoning

The applicants' further affidavit of 44 paragraphs was largely devoted to arguing the merits and observations about a respondent's alleged admission of indebtedness. The court deprecated this practice, observing that an affidavit is a statement of facts on oath. This observation is obiter.

p. 3

Legal principles established

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  • A notice of appeal is not automatically deemed withdrawn under rule 82(a); the court must be moved to make such an order.
  • The Rule 4 discretion is unfettered but must be exercised on relevant factors, including the period of and reason for delay, arguability of the appeal, and prejudice to the respondent.
  • An omission by an advocate's office may be excused and not visited on the client, but the entire period of delay must be explained.
  • A single judge may only express a prima facie view on the merits of an intended appeal; only the full court can decide it finally.

Court orders

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  1. 1.Leave granted to the applicants to file and serve the record of appeal
  2. 2.The record of appeal to be filed and served on all respondents through their advocates on record within 14 days of the ruling
  3. 3.The applicants to bear the costs of the application, to be agreed or taxed and paid within 14 days of such agreement or taxation
  4. 4.In default of compliance with orders 2 and 3, the application to stand dismissed with costs without any need for a further court order

Authorities

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Legislation

  • Appellate Jurisdiction Actsections 3A and 3B
  • Court of Appeal Rulesrule 4
  • Court of Appeal Rulesrule 80 (as amended 04.07.2002)
  • Court of Appeal Rulesrule 81(1), proviso thereto, and rule 81(2)
  • Court of Appeal Rulesrule 82(a)
  • Court of Appeal Rulesrule 85(1)(j)
  • Court of Appeal Rulesrule 52(b)
  • Constitution of Kenya (former)section 84
  • Court of Appeal Rules 2010 (gazetted September 2010)

Cases cited (13)

  • Fakir Mohammed v Joseph Mugambi & 2 others
    Civil Application Nai. 332/04 (ur)
  • Mutiso vs Mwangi
    Civil Appl. NAI. 255 of 1997 (ur)
  • Mwangi vs Kenya Airways Ltd
    [2003] KLR 486
  • Major Joseph Mwereri Igweta vs Murika M'Ethare & Attorney General
    Civil Appl. NAI. 8/2000 (ur)
  • Murai v Wainaina (No 4)
    [1982] KLR 38
  • Dolphin Palms Ltd v Al Nasibh Trading Co. & others
    Civil Appl. NAI. 112/99 (ur)
  • South Nyanza Sugar Co. Ltd v Heshon Onyoro
    Civil Appl. NAI. 233/2000
  • Major Joseph Mweteri Igweta v Mukira E'Ethare & Anor.
    Civil Appl. NAI. 8/2000 (ur)
  • Kamau Kibunja v Noordin Construction (k) Ltd
    C.Appl. NAI. 172/88 (UR)
  • Bullion Bank Ltd v Fulchand Manek & Brothers
    Civil Appl. NAI 239/97 (ur)
  • Attorney General v. Kamlesh Mansukhlal Damji Pattni and 2 Others
    Civil Application No. NAI.59 of 1999 (unreported)
  • Gibson Mugwe Murathi v. Wangari Kanyiri and Another
    Civil Application No. NAI.343 of 1996 (unreported)
  • K & K Amman Ltd vs Mount Kenya Game Ranch & Others
    (2003) 1 EA 106
On appeal from
High Court of Kenya
Originating Summons (constitutional reference) - number not stated
Jurisdiction invoked
Rule 4 of the Court of Appeal Rules, read with sections 3A and 3B of the Appellate Jurisdiction Act

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "John Gakure & 148 others v Dawa Pharmaceutical Co. Ltd. & 7 others [2010] KECA 89 (KLR)", Case Analysis (2010). Civil Application (rule 4) arising from an intended appeal against High Court ruling of 2nd March 2007 in an Originating Summons. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2010/89/eng@2010-11-05

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.