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Court of AppealPartially AllowedCriminal Appeal 335 of 2008

Dennis Mbogho Apudho v Republic [2010] KECA 33 (KLR)

Court of Appeal of Kenya
26 November 2010
489 words in judgment
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The bottom line

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Kenya's Court of Appeal set aside a murder conviction and death sentence because the trial judgment had been lost, and ordered a fresh retrial.

What this practically means

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Executive summary

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This is a judgment of the Court of Appeal at Kisumu (Omolo, Waki and Onyango Otieno, JJAA) in a first appeal against a conviction for murder contrary to section 203 as read with section 204 of the Penal Code, and a sentence of death, imposed by Tanui, J., sitting with the aid of three assessors who unanimously advised a conviction. The appellant was charged jointly with five others with the murder of Abdallah Juma Ochieng allegedly committed on the night of 4th/5th January 2000. The appeal presented an unusual predicament: the judgment of the trial judge and his notes of the summing-up to the assessors had both disappeared, had been searched for since 2005, and there were no prospects of tracing them. The Court held that without the judgment of the superior court there was nothing upon which it could adjudicate. All parties - counsel for the appellant, the Deputy Public Prosecutor, and the appellant himself - asked for a retrial as the most feasible resolution, and the Court acceded. It allowed the appeal, set aside the conviction and the sentence of death, and ordered a trial de novo to be handled as a matter of priority, expressing the hope that the prosecution would take other measures to terminate the new trial if it could not trace its witnesses within a reasonable time. The Court further directed that, although assessors were mandatory at the time of the offence, the retrial need not be conducted with the aid of assessors, the institution having since been abolished. The appeal is binding authority on the treatment of lost trial records on appeal.

Questions the Court framed

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The issues the Court set itself to decide, in its own words.

  1. 1.What orders should follow where the judgment of the superior court and the trial judge's summing-up notes to the assessors have disappeared and cannot be traced?

Key legal issues

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01

Effect of the loss of the superior court's judgment and the summing-up notes to assessors on a first appeal against conviction for murder

Holding

The Court of Appeal cannot adjudicate on an appeal without the judgment of the superior court; where the judgment and summing-up notes are irretrievably lost, the conviction and sentence must be set aside and a retrial de novo ordered, and all parties' consent to a retrial supports that course.

Reasoning

The trial judge convicted the appellant of murder after assessors unanimously advised a guilty verdict, reserving judgment for 24 March 2003, though it was actually delivered on 4 April 2004. Both the judgment and the summing-up notes had been searched for since 2005 and could not be traced. Without the judgment there was nothing upon which the Court could adjudicate. Counsel for the appellant, the Deputy Public Prosecutor and the appellant himself all asked for a retrial, which the Court accepted as the most feasible resolution.

p. 1
02

Whether a retrial ordered long after the abolition of trial with assessors must be conducted with assessors

Holding

No. Even though trial with the aid of assessors was mandatory when the alleged offence was committed, the institution having since been abolished, the retrial need not be conducted with assessors.

Reasoning

The offence was allegedly committed in 2000 when the assessors system was still mandatory. By the date of the appeal the institution of assessors had been abolished. The Court directed that the retrial proceed without assessors, while expressing the hope that the prosecution would terminate the new trial by other measures if it could not trace its witnesses within a reasonable time.

p. 1

Legal principles established

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  • Where the judgment of the superior court and the trial record essential to adjudication are lost and cannot be traced, the appellate court cannot adjudicate and the appropriate remedy is to set aside the conviction and order a retrial de novo.
  • Where the institution of assessors has been abolished, a retrial ordered after abolition need not be conducted with the aid of assessors even though assessors were mandatory at the time of the original offence.

Court orders

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  1. 1.Appeal allowed
  2. 2.Conviction for murder set aside
  3. 3.Sentence of death set aside
  4. 4.Appellant to be tried de novo, with the new trial handled as a matter of priority
  5. 5.The retrial shall not be conducted with the aid of assessors

The bench

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One judgment of the whole court — no separate or dissenting opinions.

majority

Wrote the judgment

majority
On appeal from
High Court of Kenya at Kisumu
H.C.CR.C. No. 7 of 2001
Jurisdiction invoked
First appellate jurisdiction over a High Court conviction and sentence on a charge of murder (Criminal Appeal jurisdiction of the Court of Appeal)

Relief refused

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Immediate release of the appellant without retrial

All parties, including the appellant himself, sought a retrial as the most feasible way of resolving the situation, and the court acceded

p. 1

Costs

No costs order made in the criminal appeal.

Quotable passages

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Verbatim from the judgment, each located to the page it appears on in the official PDF — so these can be cited and checked directly.

In the absence of the judgment of the superior court, there is really nothing upon which the Court can adjudicate.
p. 1Effect of loss of trial court judgment on appeal
Accordingly, we allow the appeal, set aside the conviction for murder and the sentence of death, and order that the appellant shall be tried de novo and that his trial shall be handled as a matter of priority.
p. 1Final orders - retrial ordered
Though the crime was allegedly committed at a time when trial with the aid of assessors was mandatory, the institution of assessors was abolished sometime back and we direct that it will not be necessary to retry the case with the aid of assessors.
p. 1Abolition of assessors and retrials

Issues in the judgment

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minor

The judgment records that judgment was reserved to 24th March 2003 but was in fact given on 4th April 2004, while the appeal header describes the conviction and sentence as dated 3rd April 2003; the dates are internally inconsistent.

minor

The heading reads 'IN THE HIGH COURT OF KENYA AT KISUMU' although the bench comprises three Judges of Appeal delivering an appellate judgment from a High Court conviction, indicating the court is the Court of Appeal at Kisumu.

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "Dennis Mbogho Apudho v Republic [2010] KECA 33 (KLR)", Case Analysis (2010). Criminal Appeal 335 of 2008. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2010/33/eng@2010-11-26

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.