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Court of AppealPartially AllowedCriminal Appeal (Kisumu)· [2007] KECA 495 (KLR)

Ogola v Republic (Criminal Appeal 240 of 2006) [2007] KECA 495 (KLR)

Court of Appeal of Kenya
23 March 2007
1,920 words in judgment
View original judgmentRead on Kenya Law Watch case
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The bottom line

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Kenya's Court of Appeal threw out a murder conviction because one assessor missed the defence hearing and the judge never explained why he ignored the assessors.

What this practically means

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Executive summary

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The appellant, Maurice Otieno Ogola, was convicted of the murder of Linet Auma by the High Court and sentenced to death after a trial conducted with the aid of three assessors. On appeal, the Court of Appeal (Bosire, Waki and Onyango Otieno JJA) identified two vitiating irregularities. First, one assessor was absent on the day the appellant gave his defence - an important part of the case - yet no reasons for the absence were recorded as section 298 of the Criminal Procedure Code requires, and that assessor was later readmitted, heard the summing up and gave an opinion on the entire case. Citing Dickson Mwaniki M'obici and the East African authorities Cherere Gikuli, Joseph Kabui and Bwenge, the court held that a trial continuing with fewer than the prescribed assessors is unlawful, and that an assessor who has not heard all the evidence may not opine on the case; the irregularity rendered the trial a nullity. Secondly, although all three assessors opined the appellant was not guilty, the trial judge convicted without giving any reasons for departing from their unanimous opinion, a further vitiating factor. Both counsel supported a retrial. Applying Muiruri v Republic, and noting the loss of human life and a case worth pursuing, the court allowed the appeal, set aside the conviction and sentence, ordered a retrial before a judge other than Tanui J, and directed that the appellant remain in custody for that purpose.

Key legal issues

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01

Lawfulness of continuing a trial with fewer than three assessors and readmitting an absent assessor

Holding

The trial was rendered a nullity because one assessor absent during the appellant's defence was later readmitted and gave an opinion on the entire case, without reasons for his absence being recorded as required by section 298 of the Criminal Procedure Code.

Reasoning

Sections 262 and 263 require trials before the High Court to be with the aid of three assessors. Section 298 permits continuation with fewer only where an assessor is prevented from attending for sufficient cause or attendance cannot immediately be enforced, and stays the trial where two or more are absent. The assessor here was absent for the defence - an important part of the case - and no reasons were recorded. Following Dickson Mwaniki M'obici and the East African Court of Appeal authorities Cherere Gikuli and Joseph Kabui, the court held this a fundamental departure from procedure amounting to a nullity.

p. 4
02

Failure to give reasons for departing from assessors' opinions

Holding

Although a judge is entitled in law to reach a different conclusion from the assessors, he must give reasons for departing from their unanimous opinion; the failure here was a second vitiating factor.

Reasoning

All three assessors opined the accused was not guilty, yet the judge convicted without explaining his divergence. Relying on Dickson Mwaniki M'obici, the court held that what assessors say is as important as what the court decides even if not binding, and unexplained sidelining of assessors vitiates a trial.

p. 3
03

Whether to order a retrial

Holding

A retrial was ordered despite the nullity, because the interests of justice required it: the appellant's counsel consented, human life was lost, and a case worth pursuing existed; the appellant had been in custody slightly under three years.

Reasoning

Applying Muiruri v Republic, the court weighed the defects in the original trial, the elapsed time in custody, the fact the appellant was in custody throughout, the availability of the full record, and the consent of both counsel. Balancing these, an order for retrial reflected justice to all concerned, though the appellant would remain in custody.

p. 4

Legal principles established

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  • A trial which begins with the prescribed number of assessors and continues with fewer than that number is unlawful unless the case falls precisely within section 298 of the Criminal Procedure Code; an assessor who has not heard all the evidence cannot give an opinion on the case
  • A trial judge who departs from the opinion of the assessors must give reasons for doing so; failure to give reasons for departure is a vitiating factor
  • A retrial is ordered only where the interests of justice require it and it is unlikely to cause injustice to the appellant

Court orders

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  1. 1.Appeal allowed; conviction and sentence set aside
  2. 2.Case referred back to the superior court for retrial before a Judge other than Tanui J
  3. 3.Appellant to remain in custody for purposes of retrial

Authorities

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Legislation

  • Penal Codesection 203 as read with section 204
  • Criminal Procedure Codesections 262 and 263
  • Criminal Procedure Codesection 298
  • Criminal Procedure Codesection 306(2)

Cases cited (6)

  • Dickson Mwaniki M'obici and another vs Republic
    Criminal Appeal No 78 of 2006
  • Cherere Gikuli vs R
    (1954) 21 EACA 304
  • Muthemba s/o Ngonchi vs R
  • Joseph Kabui vs R
    (1954) 21 EACA 260
  • Bwenge vs Uganda
    [1999] 1 EA 25
  • Muiruri vs Republic
    [2003] KLR 552
On appeal from
High Court of Kenya
Jurisdiction invoked
First appellate jurisdiction under the Criminal Procedure Code (appeal against conviction and sentence for murder)

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "Ogola v Republic (Criminal Appeal 240 of 2006) [2007] KECA 495 (KLR)", Case Analysis (2007). Criminal Appeal (Kisumu). Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2007/495/eng@2007-03-23

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.