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Court of AppealDismissed

Beatrice Wambui Kigondu & 4 others v Beatrice Muthoni Thumbi [2005] KECA 37 (KLR)

Court of Appeal of Kenya
9 December 2005
1,322 words in judgment
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The bottom line

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The Court of Appeal refused to revive a late family land appeal, ruling that lawyer errors and lengthy delay could not prolong the winner's uncertainty.

What this practically means

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Executive summary

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This is a ruling of the Court of Appeal on an application for extension of time to file a Notice of Appeal and a Record of Appeal out of time in a succession dispute. The applicants had, until the striking out of their appeal, complied commendably with the appellate time limits: the Notice of Appeal and a letter bespeaking proceedings were filed and served within days of the High Court judgment of Githinji J of 3rd July 2002, the Certificate of Delay issued in October 2002, and the Record of Appeal was lodged in November 2002. The appeal was struck out on 8th February 2005, attributed by the applicants' advocate to clerical errors by the court registry in the formal orders and Certificate of Confirmation of Grant. A first extension application was withdrawn on 17th May 2005 after the respondent's advocate objected that it sought no fresh Notice of Appeal, which, following Kinuthia v. Mwangi and Rule 82(a) of the Court of Appeal Rules, no longer led an independent life after a strike out. The present application followed on 15th June 2005. Deverell JA segmented the delay, finding the initial ten days not inordinate but the subsequent four weeks a long time for a fairly simple task. He accepted that the contention that the errors flowed from the applicants' advocate's non-compliance with Order XX rule 7 of the Civil Procedure Code, rather than the registry, had considerable force, weighed the prejudice to the respondent after thirteen years in the matrimonial home, and held arguability non-conclusive. Exercising his unfettered but judicially exercisable discretion under Rule 4, he dismissed the application with costs.

Questions the Court framed

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The issues the Court set itself to decide, in its own words.

  1. 1.Whether the applicants should be granted an extension of time to file a Notice of Appeal and a Record of Appeal out of time following the striking out of their appeal on 8th February 2005
  2. 2.Whether the successive periods of delay after the striking out of the appeal were inordinate and adequately explained
  3. 3.Whether the errors in the formal Orders and the Certificate of Confirmation of Grant were the fault of the court registry or of the applicants' advocate, and whether the lay clients should suffer for their advocate's mistakes
  4. 4.What prejudice the respondent would suffer if the extension were granted
  5. 5.Whether the intended appeal is arguable, and the weight to be attached to arguability in an extension application
  6. 6.Whether the sensitivity of a dispute over succession to family land requires that extensions of time always be granted in such disputes

Key legal issues

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01

Whether the periods of delay in bringing a fresh Notice of Appeal and Record of Appeal after the striking out of the appeal were inordinate and excusable

Holding

The ten-day delay between the striking out of the appeal (8th February 2005) and the first application (18th February 2005) was not inordinate. The further four-week delay between the withdrawal of the first application (19th May 2005) and the filing of the second application (15th June 2005) was a long time for a fairly simple task, though partly explained by the need to take client instructions and to apply to the superior court to rectify the confirmation of grant and formal order.

Reasoning

The court segmented the delay. Ten days from the striking out of the appeal to the first application was not inordinate. The roughly four weeks between the withdrawal of that application and the filing of the second was a long time within which to perform a fairly simple task, although instructions had to be taken and a rectification application was filed in the High Court on 26th May 2005, with the order amended and the certificate re-rectified on 6th June 2005. The judge could not see why that rectification had not been sought much sooner after the striking out.

p. 2
02

Whether the errors in the Orders and Certificate of Confirmation of Grant were the fault of the court registry or of the applicants' advocate, and whether the clients should suffer for them

Holding

The respondent's contention that the errors flowed from the applicants' advocate's failure to comply with Order XX rule 7 of the Civil Procedure Code - by not sending drafts of the Certificate of Grant and Orders for approval, a mandatory requirement - rather than from the court registry, had considerable force; the court weighed those errors against whether the lay clients should suffer for their advocate's mistakes.

Reasoning

The applicants attributed the defective documents to clerical errors by the court registry. The respondent's advocate maintained that his own firm had already moved the High Court by summons to rectify the grant, with the applicants' advocate consenting, before Kubo J who made the necessary orders on 27th October 2004, and that the errors resulted from the applicants' advocate's failure to send drafts for approval as mandated. On a discretionary remedy, the applicants were said not to have come with clean hands; the judge found the contention had considerable force and undertook the balancing exercise between advocate fault and shielding the clients.

p. 3
03

Whether the prejudice to the respondent outweighed the claim for extension of time

Holding

The prejudice to the respondent weighed heavily against the extension: the deceased died in 1992, the ruling intended to be appealed against was delivered about four years earlier, the respondent had succeeded in the High Court and again when the appeal was struck out, and the intended appeal sought to disturb a status quo of thirteen years in which she had lived in the matrimonial home, prolonging her uncertainty by a further five or six years.

Reasoning

Counsel for the respondent emphasised the prejudice that would follow if the extension were granted: the deceased died thirteen years before; the ruling under attack was delivered some four years earlier; and the respondent, having won in the High Court and on the striking out of the appeal, would remain in agonizing uncertainty for another five or six years if the extension were granted, while the applicants sought to disturb the status quo under which she had lived in the matrimonial home throughout. The judge treated this as a weighty factor in the overall discretionary balance leading to dismissal.

p. 3
04

Whether the intended appeal was arguable and the weight of that consideration

Holding

Although the respondent submitted that the intended appeal was hopelessly unarguable, the judge was not prepared to find that there were no arguable issues in light of the counter-arguments; however, arguability is by no means conclusive in applications of this sort.

Reasoning

Counsel for the respondent contended the intended appeal was hopelessly unarguable; the applicants' advocate advanced counter-arguments. The judge declined to make a negative finding on arguability but expressly cautioned that the presence of arguable issues does not decide an extension application. The Rule 4 discretion required an overall judicial weighing of the delay, its explanation, the advocate's errors, the prejudice to the respondent and the interests of justice, in which arguability was only one factor and not the determinant of the outcome.

p. 3
05

Whether the sensitivity of succession to family land obliged the court to grant the extension

Holding

That the underlying dispute relates to succession to family land, always a sensitive issue, does not mean that extensions of time must always be granted in such disputes.

Reasoning

The judge acknowledged awareness that disputes over succession to family land are always sensitive, a factor that might otherwise counsel indulgence. He nevertheless rejected any suggestion that such sensitivity creates an entitlement to extension: each application must still be measured against the length of the delay, its explanation, the conduct of the parties and their advocates, and the prejudice to the opposing party, with extension remaining a discretionary remedy to be exercised judicially on the particular facts rather than as a matter of course in family land cases.

p. 3

Legal principles established

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  • The discretion under Rule 4 of the Court of Appeal Rules to extend time, although unfettered, must be exercised judicially and not capriciously.
  • Whether an intended appeal is arguable, though a relevant factor, is by no means conclusive in an application for extension of time.
  • In an extension application the court must weigh the errors of a party's advocate against whether the lay clients should themselves suffer for those mistakes.
  • The sensitivity of a dispute relating to succession to family land does not mean that extensions of time must always be granted in such disputes.

Court orders

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  1. 1.The application for extension of time to file a Notice of Appeal and a Record of Appeal out of time was dismissed with costs

The bench

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One judgment of the whole court — no separate or dissenting opinions.

majority

Wrote the judgment

On appeal from
High Court
Jurisdiction invoked
Rule 4 of the Court of Appeal Rules - the single Judge of Appeal's discretion to extend time for filing a Notice of Appeal and Record of Appeal

Relief refused

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Extension of time to file both a fresh Notice of Appeal and a Record of Appeal out of time

Although the applicants had initially complied diligently with the appellate time limits, the court weighed the considerable errors of their advocate in procuring the defective orders against the prolonged uncertainty and prejudice to the respondent, and declined to exercise its Rule 4 discretion in their favour.

p. 3

Costs

The application for extension of time was dismissed with costs.

Quotable passages

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Verbatim from the judgment, each located to the page it appears on in the official PDF — so these can be cited and checked directly.

My decision is that the application for extension should be dismissed with costs and I hereby so order.
p. 3Final orders - dismissal of the extension application with costs
in the exercise of my discretion under Rule 4 of the Rules which, I am very aware, although unfettered, must not be exercised capriciously but, on the contrary, must be exercised judicially.
p. 3Judicial exercise of the unfettered Rule 4 discretion
This however is by no means conclusive in applications of this sort.
p. 3Arguability of the intended appeal is not decisive on extension
I need to weigh up these submissions which go to showing considerable errors by the Advocate for the applicants against the consideration as to whether the lay clients should themselves suffer from these mistakes by their advocate.
p. 3Whether lay clients should suffer for their advocate's errors
This however does not mean that in every dispute involving such land extensions of time must always be granted.
p. 3Family land sensitivity is not an automatic ground for extension
Up to this point the applicant appears on the face of it to have complied with all the time limits for lodging an appeal in commendably diligent fashion.
p. 2Initial compliance with appellate time limits before the strike out

Issues in the judgment

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minor

Internal date inconsistency: the judgment elsewhere states the appeal was struck out on 8th February 2005 and that the first application was filed on 18th February 2005, but this passage dates the striking out to 18th February 2005.

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "Beatrice Wambui Kigondu & 4 others v Beatrice Muthoni Thumbi [2005] KECA 37 (KLR)", Case Analysis (2005). . Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2005/37/eng@2005-12-09

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.