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Court of AppealPartially AllowedCivil Application No. Nai. 359 of 2000· [2001] KECA 247 (KLR)

Daima Bank Ltd Whitestone Auctioneers v K.h. Osmond

Court of Appeal
16 March 2001
1,095 words in judgment
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The bottom line

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Kenya's Court of Appeal confirmed you don't need certified copies of everything to file an appeal — but miss the deadline and your appeal notice dies.

What this practically means

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Executive summary

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This ruling determines an application by Daima Bank Ltd and Whitestone Auctioneers to strike out the notice of appeal lodged on 17th July 2000 by K.H. Osmond, who was dissatisfied with the judgment of Gacheche, Commissioner of Assize, delivered on 12th July 2000 in H.C.C.C. 3052 of 1997. The application, brought under rules 42, 43, 80 and 81 of the Court of Appeal Rules, complained that the respondent had failed to take essential steps to institute the appeal and that the time for lodging the record had expired. The respondent's advocate resisted, contending that she could not sign the certificate required by rule 85(5) unless she held certified copies of the proceedings and a signed copy of the judgment. The court rejected that argument. It held that the only certified document necessary to lodge a record of appeal is the decree or order appealed against under rule 85(1)(h); the pleadings, the judge's notes and the judgment or order need not be certified, and there is no requirement for a signed copy of the judgment. In so holding it followed its own earlier decisions in L.Z. Engineering Construction Limited v Trade Bank Limited (in Liquidation) and Mawji v Lalji & 2 others. The court found that uncertified copies had been available to the respondent by 24th August 2000, that the time for lodging the record expired on or about 23rd October 2000, and that the record filed on 13th February 2001 as Civil Appeal No. 23 of 2001 was therefore out of time. The notice of appeal was declared spent and struck out, with costs to the applicants. This ruling binds the High Court on the limited scope of the certification requirement under rule 85 and on the fate of a notice of appeal once the period for lodging the record expires.

Key legal issues

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01

Whether certified copies of the pleadings, proceedings and a signed copy of the judgment are required before an intended appellant can lodge the record of appeal and sign the rule 85(5) certificate

Holding

Only the decree or order appealed against must be certified; the pleadings, the trial judge's notes and the judgment or order need not be certified, and no signed copy of the judgment is required for the record of appeal

Reasoning

The court construed rules 85(1)(c), (d), (g) and (h) of the Court of Appeal Rules and held that, following the 1985 amendments, certification is required only for the decree or order appealed against. Counsel's insistence that she could not sign the rule 85(5) certificate without certified copies of the proceedings and a signed judgment was rejected as misconceived, the court adopting its earlier decisions in L.Z. Engineering Construction Limited and Mawji v Lalji, which held that the certificate gives leeway only for typographical or inadvertent mistakes and that judges sign the original judgment only.

p. 2
02

Whether the respondent's delay was excused by the alleged unavailability of certified copies of the proceedings and a signed judgment

Holding

Uncertified copies of the proceedings and judgment were available to the intended appellant well before the expiry of the time for lodging the record of appeal, so the want of certified copies furnished no excuse for the delay

Reasoning

The court found as a fact that uncertified copies of the proceedings and judgment were available to the respondent by 24th August 2000, the date she lodged Civil Application No. Nai. 251 of 2000 seeking stay of execution. Her professed inability to lodge the record for want of certified copies and a signed judgment therefore failed, and no excuse remained for the delay in instituting the appeal until 13th February 2001.

p. 3
03

Whether a notice of appeal should be struck out where the record of appeal is lodged out of time

Holding

A notice of appeal that is not followed by the lodging of the record of appeal within the prescribed time is spent and will be struck out

Reasoning

Time for lodging the record of appeal expired on or about 23rd October 2000. The record, filed on 13th February 2001 as Civil Appeal No. 23 of 2001, was out of time. A notice of appeal preserves the right to appeal only within the period allowed for lodging the record; once that period expires without the record being lodged, the notice is spent and the court will strike it out, with costs to the party who successfully moves against it.

p. 3

Legal principles established

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  • For purposes of lodging a record of appeal, the only document that must be certified is the decree or order appealed against; the pleadings, the trial judge's notes of the hearing and the judgment or order need not be certified
  • The certificate under rule 85(5) does not presuppose certified copies of the record; it gives the appellant leeway only for typographical or inadvertent mistakes in the copies supplied by the superior court registry
  • There is no requirement to include a signed copy of the judgment or ruling appealed against in a record of appeal; judges sign the original only
  • Where the record of appeal is not lodged within the prescribed time, the notice of appeal is spent and will be struck out on application

Court orders

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  1. 1.The notice of appeal lodged by the respondent on 17th July 2000 is struck out, it being spent
  2. 2.The applicants are awarded the costs of the application
On appeal from
High Court of Kenya at Nairobi
H.C.C.C. 3052 of 1997
Jurisdiction invoked
Rules 42, 43, 80 and 81 of the Court of Appeal Rules, under which the application to strike out the notice of appeal was stated to be brought

Key timeline

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Practical implications

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Frequently asked questions

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Later judgments citing this (2)

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Judgments in the corpus that rely on this one. Where the Court said how it treated the authority, that is shown.

Cite this brief

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Cite this brief

Caselaw, "Daima Bank Ltd Whitestone Auctioneers v K.h. Osmond", Case Analysis (2001). Civil Application No. Nai. 359 of 2000. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2001/247/eng@2001-03-16

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.