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Court of AppealPartially AllowedCivil Appeal No. 180 of 1999

Mwangi v Mwangi (Civil Appeal 180 of 1999) [2000] KECA 203 (KLR)

Court of Appeal of Kenya
12 May 2000
739 words in judgment
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The bottom line

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Kenya's Court of Appeal scrapped a land ruling because the judge decided the appeal without hearing arguments aloud, ordering the case heard afresh.

What this practically means

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Executive summary

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This Court of Appeal decision (Kwach, Shah and Keiwua JJ.A) concerned a land dispute between brothers. Henry Mukora Mwangi sued Charles Gichina Mwangi in the Senior Resident Magistrate's Court at Thika in 1991, seeking a declaration that 15 acres forming part of Land Parcel Loc 16/KIGORO/197 were held in trust for him. Their father had owned 75 acres; after land consolidation the appellant, claiming the lion's share as eldest son, allocated himself 45 acres, leaving the respondent 30. The Magistrate rejected the appellant's plea of res judicata and ordered the 15 acres shared equally. The appellant's appeal to the High Court (H.C.C.C. No. 128 of 1992) was dismissed by Owuor J on 25 June 1998, she holding that the proceedings underpinning the res judicata plea had not been produced in evidence. Allowing the second appeal, the Court of Appeal held that the first appeal had never been heard: by a consent order of 15 July 1996 it had been directed to be argued by written submissions, yet no provision of the Civil Procedure Rules permits an appeal to be heard that way. Order XLI rule 13 prescribes an oral hearing - the appellant in support, the respondent in answer, the appellant entitled to reply. What the Judge wrote was therefore not a judgment; allowing it to stand would be a travesty of justice. The Court set aside the judgment and decree and ordered the first appeal heard de novo by any Judge, making no order as to costs because the deciding point had been abandoned by the appellant's counsel. No case law was cited; the binding rule is that an appeal must be heard orally under Order XLI rule 13, and a decision reached without such a hearing is not a judgment.

Questions the Court framed

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The issues the Court set itself to decide, in its own words.

  1. 1.Whether an appeal could lawfully be argued and determined by way of written submissions, having regard to Order XLI rule 13 of the Civil Procedure Rules.
  2. 2.Whether the judgment of Owuor J, delivered without the appeal having been heard, was a valid judgment or had to be set aside.
  3. 3.Whether the appellant's plea of res judicata in the subordinate court was correctly rejected (considered but not determined, the appeal being decided on the procedural breach).

Key legal issues

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01

Whether an appeal may be argued and determined by way of written submissions.

Holding

No. Order XLI rule 13 of the Civil Procedure Rules provides for an oral hearing in which the appellant is heard in support of the appeal, the respondent is then heard, and the appellant is entitled to reply. There is no provision permitting disposal of an appeal by written submissions, and the parties' consent could not create one.

Reasoning

The court treated the consent order of 15 July 1996 directing that the appeal be argued by written submissions as a serious breach of the rules of procedure. Order XLI rule 13 prescribes a sequential oral hearing; the rule is simple and clear and admits no exception. Consent between the parties cannot amend the Civil Procedure Rules or confer a mode of hearing the rules do not allow. Because the learned Judge never heard the appeal, she had no basis on which to write a judgment at all.

p. 2
02

Whether the judgment of Owuor J, delivered without an oral hearing, could stand.

Holding

It could not. A judgment can only be written after the appeal has been heard; what the Judge wrote was not a judgment, and allowing it to stand would be a travesty of justice. It was set aside and the appeal ordered to be heard de novo by any Judge.

Reasoning

The court reasoned that the power to write a judgment is conditioned on the prior hearing of the appeal. Since the hearing mandated by Order XLI rule 13 never took place, the decision dated 25 June 1998 lacked judicial character and could not stand. The consequence was not completion or curing of the process but outright setting aside, with the first appeal starting afresh before any Judge of the High Court, because a party is entitled to a full hearing of his appeal.

p. 2
03

Whether the appellant's plea of res judicata was correctly rejected.

Holding

Not determined. The court noted the Judge's reason for rejecting the plea - that the proceedings relied on had not been produced in evidence - and observed that it would have had no difficulty deciding the point had it been the only issue, but the appeal was decided on the procedural breach and the plea left to the de novo hearing.

Reasoning

The plea of res judicata, raised in the subordinate court and rejected by both the Magistrate and the Judge, was the apparent substance of the appeal. The court deliberately declined to resolve it: the point on which the appeal was ultimately decided had been abandoned by counsel for the appellant, and the court's orders send the first appeal back for a fresh hearing before any Judge, where the res judicata question will fall to be determined on the merits.

p. 1

Legal principles established

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  • An appeal must be heard orally as prescribed by Order XLI rule 13 of the Civil Procedure Rules; there is no provision permitting an appeal to be heard or determined by written submissions, and the parties cannot by consent displace the rule.
  • A decision written without the appeal having been heard is not a judgment; it is a nullity which must be set aside and the appeal heard de novo.
  • Order XLI rule 13 admits no exception: the mode of hearing it prescribes cannot be altered, even by consent of the parties.

Court orders

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  1. 1.The appeal is allowed.
  2. 2.The judgment and decree of Owuor J dated 25th June, 1998 are set aside.
  3. 3.H.C.C. Appeal No. 128 of 1992 be heard de novo by any Judge.
  4. 4.No order as to costs.

The bench

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One judgment of the whole court — no separate or dissenting opinions.

majority
majority
majority
On appeal from
High Court of Kenya at Nairobi
H.C.C.C. No. 128 of 1992
Jurisdiction invoked
Not expressly invoked in the judgment; the matter is a second appeal to the Court of Appeal from a decision of the High Court, but no constitutional or statutory jurisdictional provision is cited.

Relief refused

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Costs of the appeal

The court made no order as to costs because the point upon which the appeal was decided had been abandoned by counsel for the appellant.

p. 2

A substantive determination of the res judicata plea and of the underlying trust claim

The court decided the appeal solely on the procedural breach and ordered a fresh hearing, leaving the res judicata question and the merits unresolved.

p. 1

Costs

No order as to costs - the court said 'we make no order as to costs', with the effect that each party bears its own costs, because the point upon which the appeal was decided had been abandoned by counsel for the appellant.

Quotable passages

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Verbatim from the judgment, each located to the page it appears on in the official PDF — so these can be cited and checked directly.

In the result we allow this appeal and set aside the judgment and decree of Owuor J (as she then was) dated 25th June, 1998 and order that the appeal lodged in the superior court by the appellant namely H.C.C. Appeal No 128 of 1992 be heard de novo by any Judge.
p. 2Final orders - appeal allowed, judgment below set aside, de novo rehearing ordered
There is no provision in the Civil Procedure Rules which permits the Court to hear an appeal by way of written submissions.
p. 2Illegality of disposing of appeals by written submissions
What she wrote was not a judgment because she could only write a judgment after hearing the appeal, which she did not.
p. 2A decision rendered without a hearing is not a judgment
The rule is simple and clear and leaves no room for hearing of an appeal by written submissions.
p. 2Order XLI rule 13 mandates an oral hearing
As the point upon which this appeal has been decided was abandoned by counsel for the appellant, we make no order as to costs.
p. 2Costs

Issues in the judgment

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minor

The decision below is designated inconsistently: the header styles it 'H.C.C.C. NO. 128 OF 1992' (a civil case) while the final orders call the same number 'H.C.C. Appeal No 128 of 1992' (a civil appeal). The narrative indicates the superior court matter was an appeal from the Senior Resident Magistrate's Court at Thika.

minor

The quoted consent order of 15th July 1996 appears garbled in the judgment (reading 'Mr Mutunga do repay and hand over his written submission to on or before 15th August, 1996'), suggesting a transcription or printing error in the reproduced order.

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "Mwangi v Mwangi (Civil Appeal 180 of 1999) [2000] KECA 203 (KLR)", Case Analysis (2000). Civil Appeal No. 180 of 1999. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2000/203/eng@2000-05-12

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.