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Court of AppealDismissedCriminal Appeal No. 69 of 1999

O'kubasu v Republic (Criminal Appeal 69 of 1999) [2000] KECA 141 (KLR)

Court of Appeal of Kenya
23 March 2000
1,261 words in judgment
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The bottom line

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Kenya's Court of Appeal confirmed a corruption conviction, ruling judges may comment when an accused chooses not to testify under oath.

What this practically means

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Executive summary

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The appellant, a Locational Chief, was convicted in the Senior Principal Magistrate's Court at Kakamega on one count of corruption contrary to Section 3(1) of the Prevention of Corruption Act, Cap 65, for corruptly receiving K.Shs.1,000 to assist in a disputed land matter, and sentenced to two years' imprisonment. His first appeal to the High Court at Kakamega (Tanui J) was dismissed on 2 July 1998. On second appeal to the Court of Appeal at Kisumu, the appellant raised two grounds: that the first appellate Judge commented adversely on his unsworn statement, and that the Judge merely echoed the trial Magistrate's judgment without re-evaluating the evidence afresh. The Court rejected both grounds. On the first, it held, applying the Privy Council's decision in Cyril Waugh v R, that a judge may in his discretion comment on an accused's failure to give evidence on oath, provided the comment is exercised with caution and is not used to bolster a weak prosecution case or treated as an admission of guilt; the Judge's remarks here went no further than permissible. On the second, the Court restated the principles in Shantilal Maneklal Rumba v R: the first appellate court must reconsider the evidence and make up its own mind, but need not write a first-instance judgment; it suffices that it independently evaluated the evidence and was satisfied the trial court could properly have found as it did. The Court was satisfied the Judge had the right rule in mind and erred neither in principle nor in its application. Finding no error of law or fact justifying interference with the conviction, the Court dismissed the appeal. The judgment binds subordinate courts and the High Court on the permissible scope of judicial comment on an accused's silence and on the standard of re-evaluation required on a first appeal.

Questions the Court framed

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The issues the Court set itself to decide, in its own words.

  1. 1.Whether the first appellate Judge's comments on the appellant's unsworn statement were adverse and vitiated the conviction
  2. 2.Whether the first appellate court failed to re-evaluate the evidence afresh as required on a first appeal
  3. 3.Whether this Court should interfere with the conviction on a second appeal

Key legal issues

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01

Adverse judicial comment on an accused's unsworn statement

Holding

The ground fails; the Judge's remarks were within the permissible discretion to comment on the accused's failure to give evidence on oath.

Reasoning

The Court examined the Judge's comments in full and found nothing adverse. Relying on the Privy Council in Cyril Waugh v R, it held that a judge may comment on the accused not giving evidence on oath, as a matter of discretion, so long as the comment does not bolster a weak prosecution case or treat silence as an admission of guilt. The Judge here did neither.

p. 2
02

Duty of the first appellate court to re-evaluate evidence

Holding

The first appellate court applied the correct rule; it was entitled to accept the trial court's findings where satisfied there was evidence supporting them.

Reasoning

The Court restated the principles from Shantilal Maneklal Rumba v R: the first appellate court must make up its own mind, weighing the judgment below and being guided by the trial court's advantage in seeing witnesses, but need not write a first-instance judgment. It is enough that it independently considered and evaluated the evidence and was satisfied the trial court could properly reach its conclusion. The Judge here had the right rule in mind.

p. 2

Legal principles established

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  • On a first appeal, the appellate court must reconsider and evaluate the evidence afresh, weighing the judgment below, but is not required to write a first-instance judgment; it suffices that it is satisfied there was evidence on which the trial court could properly find as it did.
  • A judge may, in assessing the evidence, take into account that the accused did not give evidence on oath, provided the comment is exercised with caution and is not used to bolster a weak prosecution case or treated as an admission of guilt.
  • On a second appeal, whether the first appellate court applied or failed to apply the correct principles of re-evaluation of evidence is a question of law.

Court orders

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  1. 1.The appeal is dismissed
  2. 2.The conviction and sentence imposed by the courts below stand

The bench

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One judgment of the whole court — no separate or dissenting opinions.

majority
majority
majority
On appeal from
High Court of Kenya at Kakamega
H.C.CR.A. No. 72 of 1998
Jurisdiction invoked
Second criminal appeal to the Court of Appeal under the Criminal Procedure Code (appeal against conviction lying on matters of law only)

Relief refused

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Quashing of the conviction for corruption and the two-year imprisonment sentence

The Court found no error of law or fact in the courts below; the Judge's comments on the unsworn statement were permissible and the first appellate court applied the correct principles

p. 3

Costs

No costs order recorded in the judgment

Quotable passages

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Verbatim from the judgment, each located to the page it appears on in the official PDF — so these can be cited and checked directly.

Having heard and carefully considered the arguments in the present appeal, for the reasons above stated, we are satisfied that the courts below had made no error of law or fact which would justify this Court in interfering with the conviction. Accordingly, the appeal is dismissed.
p. 3Disposition - appeal dismissed
It is sufficient on questions of fact if the appellate court having itself considered and evaluated the evidence, and having tested the conclusions of the court of first instance drawn from the demeanour of the witnesses against the whole of their evidence, is satisfied that there was evidence upon which the court of first instance could properly and reasonably find as it did.
Standard of re-evaluation on first appeal
a judge in assessing the evidence in order to arrive at his verdict can take into account the fact that an accused person has not given evidence on oath, but this right must be exercised with caution
p. 2Judicial comment on failure to give evidence on oath
On second appeal it becomes a question of law as to whether the first appellate court on approaching its task, applied or failed to apply such principles.
p. 2Scope of second appeal

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "O'kubasu v Republic (Criminal Appeal 69 of 1999) [2000] KECA 141 (KLR)", Case Analysis (2000). Criminal Appeal No. 69 of 1999. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2000/141/eng@2000-03-23

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.