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Court of AppealStruck OutCivil Appeal No. 287 of 1997

Joseph Ngwele Nduswa v Ahmed Abubakar T/A Bajaber Service Station & another [1998] KECA 165 (KLR)

Court of Appeal
18 March 1998
482 words in judgment
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The bottom line

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Kenya's Court of Appeal struck out an appeal because the notice was mailed instead of personally served and the record was filed late without leave.

What this practically means

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Executive summary

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This is a ruling of the Court of Appeal at Nairobi (Gicheru, Akiwumi and Shah, JJ.A.) delivered on 18th March 1998 in Civil Appeal No. 287 of 1997, an appeal from the judgment of the High Court of Kenya at Nairobi (J.V. Juma, J.) dated 11th June 1997 in Civil Suit No. 3009 of 1989. The respondents applied, on a two-pronged basis, to strike out the appeal: first, that the notice of appeal was never properly (or at all) served on them; second, that the record of appeal was filed out of time without the benefit of the proviso to rule 81(1) of the Court of Appeal Rules. The appellant conceded that the notice of appeal was never personally served, having only been sent by ordinary mail and received by the respondent on 1st September 1997. The court held that rule 17(1) mandates personal service of the notice of appeal unless the court otherwise directs, and no such directions had been sought; there was therefore no effective service and an essential step in the proceedings had not been taken. The court further held that, because the copy of the letter bespeaking copies of proceedings and judgment was not sent to the respondent within 30 days, the proviso to rule 81(1) did not enure to the appellant, so the record of appeal was filed out of time without leave. A pending reference to the full court against a dismissed extension-of-time application could not assist the appellant, as no application for directions to serve otherwise than under rule 17(1) existed. The appeal was struck out with costs of the application and of the appeal to the applicant. No authorities were cited in the judgment.

Questions the Court framed

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The issues the Court set itself to decide, in its own words.

  1. 1.Whether the notice of appeal was effectively served on the respondents as required by rule 17(1) of the Court of Appeal Rules
  2. 2.Whether the record of appeal was filed out of time and whether the appellant could claim the benefit of the proviso to rule 81(1)

Key legal issues

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01

Service of the notice of appeal

Holding

Service by ordinary mail does not satisfy rule 17(1); personal service is mandatory unless the court directs otherwise, and no such direction was sought or obtained.

Reasoning

The appellant conceded the notice of appeal was never personally served and was only sent by ordinary mail, received by the respondent on 1st September 1997. Rule 17(1) mandates personal service unless the court otherwise directs, and no directions were sought. Consequently, no effective service occurred and an essential step in the appeal proceedings was left untaken, which is fatal to the appeal.

p. 1
02

Filing of the record of appeal out of time

Holding

Because the letter bespeaking proceedings was not sent to the respondent within 30 days, the proviso to rule 81(1) did not apply and the record of appeal was filed out of time without leave.

Reasoning

The proviso to rule 81(1) only benefits an appellant who sends a copy of the letter bespeaking copies of proceedings and judgment to the respondent within 30 days. That was not done here. The record of appeal was therefore filed out of time and without leave. A pending reference to the full court against a dismissed extension-of-time application could not cure the defect, since no application for directions to serve otherwise than by rule 17(1) had been made.

p. 1

Legal principles established

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  • Rule 17(1) of the Court of Appeal Rules mandates personal service of the notice of appeal unless the court otherwise directs; service by ordinary mail is not effective service, and failure to effect it means an essential step in the appeal has not been taken.
  • The benefit of the proviso to rule 81(1) is lost where the copy of the letter bespeaking copies of proceedings and judgment is not sent to the respondent within 30 days; the record of appeal filed thereafter is out of time and requires leave.

Court orders

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  1. 1.The appeal is struck out
  2. 2.The applicant (respondent to the appeal) is awarded the costs of the application and the costs of the appeal

The bench

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One judgment of the whole court — no separate or dissenting opinions.

majority
majority
majority
On appeal from
High Court of Kenya at Nairobi
Civil Suit No. 3009 of 1989
Jurisdiction invoked
Appellate jurisdiction of the Court of Appeal under the Court of Appeal Rules (rules 17(1) and 81(1))

Relief refused

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Continuation/prosecution of the appeal despite defective service and late filing

An essential step in the proceedings (personal service of the notice of appeal) was never taken, and the record of appeal was filed out of time without the benefit of the proviso to rule 81(1) or leave

p. 2

Costs

The applicant (respondent to the appeal) will have the costs of the application and the costs of the appeal

Quotable passages

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Verbatim from the judgment, each located to the page it appears on in the official PDF — so these can be cited and checked directly.

Rule 17(1) of the rules of this court mandates a personal service of such a document as the notice of appeal, unless otherwise directed and we are told no such directions have been or are sought.
p. 1Mandatory personal service of notice of appeal
The effective position therefore, is that to date there has been no effective service of the notice of appeal with the result that an essential step in the proceedings has not been taken.
p. 1Consequence of defective service
The upshot of all this is that an essential step not having been taken the appeal is ordered struck out. The applicant (respondent to the appeal) will have costs of application and the costs of the appeal
p. 2Final orders - striking out and costs

Issues in the judgment

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minor

The costs order contains duplicated/garbled text in the original judgment

minor

The judgment is headed 'RULING OF THE COURT' although it determines the appeal itself by striking it out

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "Joseph Ngwele Nduswa v Ahmed Abubakar T/A Bajaber Service Station & another [1998] KECA 165 (KLR)", Case Analysis (1998). Civil Appeal No. 287 of 1997. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/1998/165/eng@1998-03-18

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.