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Court of AppealDismissedCivil Appeal 86 of 1996· [1997] KECA 395 (KLR)

Herman P. Steyn v Charles Thys

Court of Appeal of Kenya
7 November 1997
2,141 words in judgment
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·~9 min to read original · ~4 min brief

The bottom line

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Kenya's Court of Appeal confirmed that if you argue an issue at trial without objection, you cannot later complain it was never in the pleadings.

What this practically means

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Executive summary

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This is a unanimous judgment of the Court of Appeal at Nairobi (Gicheru, Lakha and Pall, JJA) dismissing an appeal by Herman P. Steyn, the defendant, against a judgment of Cockar, J dated June 19, 1989 in H.C.C.C. No. 1508 of 1984, which awarded Charles Thys US Dollars 439,587 being three written acknowledgements of money advanced, with interest and costs. The appellant raised five grounds: absence of evidence for the finding that the loan was advanced in US Dollars overseas; the trial judge's determination of an unpleaded issue (currency and place of the loan) without amendment of the pleadings; misdirection on the burden of proof; erroneous findings of fact; and illegality under the Exchange Control Act. The court rejected all five grounds. It held, applying Odd Jobs v Mubia and its progeny, that where a party introduces an unpleaded issue, leads and tests evidence on it, calls witnesses, and both parties address the court without objection, the issue is properly left to the court for decision and the judge may determine it. It further held that onus is decisive only where the evidence is evenly balanced, that appellate interference with findings of fact is exceptional and exercised with caution, and that an unpleaded illegality defence could not succeed absent a full inquiry into the relevant facts. The decision below was affirmed and the appeal dismissed with costs.

Key legal issues

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01

Determination of unpleaded issues

Holding

Where a party introduces an unpleaded issue, leads evidence on it, cross-examines on it, calls witnesses, and both parties address the court on it without objection, the issue becomes one for the court's determination and the judge may decide it.

Reasoning

The appellant himself introduced the unpleaded issue of the loan currency, led evidence, cross-examined vigorously, called witnesses, and filed written submissions on it. Neither party objected and both fully participated. Following Odd Jobs v Mubia and its progeny, the court held the trial judge was entitled to determine the issue, and the appellant could not later complain of the departure from the pleadings he had acquiesced in.

p. 2
02

Role of the judge where pleadings depart from the evidence

Holding

Even where a party acquiesces in a grave unamended departure from the pleadings, the court is not obliged to refuse to deal with the issue; a civil dispute belongs to the parties, and the judge may decide issues left to him by their conduct.

Reasoning

The appellant argued the judge had a clear duty to refuse the unpleaded issue. The court disagreed, noting that in civil litigation the dispute belongs to the parties, not the judge - a judge may not even call witnesses of his own motion (Re Enoch & Zaretsky). Having acquiesced and participated, the appellant could not complain of the state of the pleadings.

p. 2
03

Burden of proof

Holding

Onus becomes decisive only where the evidence on both sides is evenly balanced; where the tribunal weighs the evidence and reaches a determinate conclusion, the onus plays no part.

Reasoning

The trial judge wrote a careful judgment reviewing all the evidence, expressly preferring the plaintiff's evidence on balance and rejecting the defendant's version as unreliable. Applying Robins v National Trust Co Ltd, the court held the onus was not a determining factor since the judge reached a determinate conclusion; each party proved its respective assertion.

p. 3
04

Appellate interference with findings of fact

Holding

A first appellate court will not interfere with a trial judge's findings of fact where there was evidence supporting the conclusion and the judge did not misappreciate the weight of the circumstances or plainly go wrong.

Reasoning

The trial judge had two versions of the facts before him and was entitled to prefer one where there was sufficient material showing the appellant's version was not worthy of credit. The appellate review jurisdiction exists but must be exercised with caution; no basis for interference was shown here.

p. 3
05

Illegality under the Exchange Control Act

Holding

An illegality defence not pleaded and not among the agreed issues cannot succeed, particularly where the relevant facts (such as residence for exchange control purposes) were not fully inquired into.

Reasoning

The illegality contention was neither pleaded nor one of the seven agreed issues. Residence status for exchange control purposes is a question of fact determined case by case, but without a pleading or issue there was no full inquiry into the relevant facts. The court found no error in the trial judge's determination that neither party was resident in Kenya.

p. 3

Legal principles established

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  • A court may base its decision on an unpleaded issue where, from the course of the trial, the parties led evidence and addressed the court on it without objection, leaving the issue to the court for decision.
  • Onus as a determining factor of the whole case arises only where the evidence is so evenly balanced that the tribunal can come to no conclusion; if the tribunal reaches a determinate conclusion after weighing the evidence, the onus need not be considered.
  • An appellate court will not interfere with a trial judge's findings of fact where there is evidence to support the conclusion and the judge has not plainly gone wrong; the review jurisdiction is exercised with caution.
  • An appellate court will not interfere with a judgment for an irregularity in the pleadings where there has been no failure of justice, lack of jurisdiction, or prejudice to the appellant.

Court orders

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  1. 1.The appeal is dismissed with costs
On appeal from
High Court of Kenya at Nairobi
H.C.C.C. No. 1508 of 1984
Jurisdiction invoked
First appellate jurisdiction over the High Court (appeal from a judgment of the superior court); no specific constitutional or statutory provision is cited in the judgment.

Key timeline

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Practical implications

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Frequently asked questions

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Later judgments citing this (2)

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Judgments in the corpus that rely on this one. Where the Court said how it treated the authority, that is shown.

Cite this brief

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Cite this brief

Caselaw, "Herman P. Steyn v Charles Thys", Case Analysis (1997). Civil Appeal 86 of 1996. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/1997/395/eng@1997-11-07

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.