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Court of AppealAllowedCivil Appli 372 of 1996· [1997] KECA 5 (KLR)

David Kongo v Njoroge Njuguna

Court of Appeal of Kenya
4 June 1997
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The bottom line

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Kenya's Court of Appeal confirmed that an application struck out for a technical defect can be filed afresh once the defect is fixed.

What this practically means

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Executive summary

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This was a reference under rule 54 of the Court of Appeal Rules from a ruling of Tunoi, JA sitting as a single Judge, who had struck out the applicant's application for extension of time to file an appeal from a High Court judgment of 18th October 1979 in H.C.C.C. No. 575 of 1968. Tunoi, JA held he was bound by an earlier ruling of a full bench of 2nd October 1996 upholding Omolo, JA's decision striking out the same applicant's earlier application, and that as a single Judge he had no jurisdiction to sit in judgment over those decisions. The full bench allowed the reference. It held that Omolo, JA's application had been struck out solely because a precondition ordered by the court had not been complied with, rendering the application incompetent; there was in effect no application before him to be heard. The comments by Omolo, JA and the full court that a competent application would have been dismissed on merits were expressly obiter and not the ratio decidendi. Accordingly, once the applicant complied with the ordered precondition, nothing prevented him from applying afresh to a single Judge to have his application heard on merits for the first time. The court set aside Tunoi, JA's ruling of 25th February 1997 together with the costs awarded thereunder, directed that the application proceed to hearing before another single Judge, and ordered that the costs of the reference be costs in that application.

Key legal issues

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01

Effect of striking out an application for incompetence versus dismissal on the merits

Holding

Striking out for want of competency leaves no decision on the merits; the applicant may reapply once the precondition is met, and a single Judge may hear the fresh application on merits.

Reasoning

Omolo, JA had struck out the application because a precondition ordered by the court had not been fulfilled, rendering the application incompetent; there was in effect no application before him. The full court upheld that decision on the same ground. The obiter comments by both Omolo, JA and the full court that the application would have been dismissed on merits were expressly not the ratio decidendi. Consequently Tunoi, JA erred in treating himself as bound by those observations and lacking jurisdiction.

p. 2
02

Whether obiter remarks bind a single Judge on a reference

Holding

Obiter views expressed by a single Judge or even a full court, not being the ratio decidendi, do not bind a single Judge subsequently seized of a competent application.

Reasoning

The court noted that both Omolo, JA and the full court had commented, without making it the ratio of their decisions, that a competent application would have been dismissed on merits. Tunoi, JA treated those comments as binding, holding he could not sit in judgment over the decisions of Omolo, JA and the full bench. The full bench on reference held this was an error, since the only actual decision was one of incompetence, not merits.

p. 1

Legal principles established

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  • A single Judge of the Court of Appeal is not precluded from hearing on merits a fresh application for extension of time where the earlier application was struck out only for incompetence (failure to comply with an ordered precondition), since there was no decision on the merits to which he would be bound.

Court orders

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  1. 1.The ruling of Tunoi, JA dated 25th February 1997 is set aside together with the costs awarded thereunder
  2. 2.The applicant's application before Tunoi, JA is to proceed to hearing before another single Judge of the Court
  3. 3.The costs occasioned by this reference shall be in that application
On appeal from
High Court of Kenya at Nairobi
H.C.C.C. No. 575 of 1968
Jurisdiction invoked
Rule 54 of the Court of Appeal Rules (reference from a decision of a single Judge of the Court)

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "David Kongo v Njoroge Njuguna", Case Analysis (1997). Civil Appli 372 of 1996. Source: 

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.